Form N-PX FAIRHOLME FUNDS INC For: Jun 30

August 3, 2020 12:17 PM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number  811-09607 

                                     Fairholme Funds, Inc.                                    

(Exact name of registrant as specified in charter)

2601 NE 2nd Avenue

                                         Miami, FL 33137                                        

(Address of principal executive offices) (Zip code)

Bruce R. Berkowitz

2601 NE 2nd Avenue

                                         Miami, FL 33137                                        

(Name and address of agent for service)

Registrant’s telephone number, including area code:  1-866-202-2263

Date of fiscal year end:  November 30

Date of reporting period:  July 1, 2019 – June 30, 2020

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


Proxy Voting Record

 

REGISTRANT NAME: FAIRHOLME FUNDS, INC.

INVESTMENT COMPANY ACT FILE NUMBER: 811-09607

REPORTING PERIOD: 07/01/2019 - 06/30/2020

REGISTRANT ADDRESS: 2601 NE 2nd Avenue, Miami, FL 33137

NAME OF SERIES (AS APPLICABLE): THE FAIRHOLME FUND

 

The Fairholme Fund Proxy Voting Record

 

VISTA OUTDOOR INC

Security

  928377100       Meeting Type     Annual

Ticker Symbol        

  VSTO       Meeting Date     06-Aug-2019

ISIN

  US9283771007       Agenda     935053948 - Management

 

Item    Proposal   Proposed
by
  Vote       For/Against
Management
    

1a.

   Election of Director: April H. Foley   Management   For   For  

1b.

   Election of Director: Tig H. Krekel   Management   For   For  

1c.

   Election of Director: Michael D. Robinson   Management   For   For  

2.

   Advisory Vote to Approve Compensation of Vista Outdoor’s Named Executive Officers   Management   Against   Against  

3.

   Ratification of the Appointment of Vista Outdoor’s Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2020   Management   For   For  

4.

   Approve an Amendment to the 2014 Stock Incentive Plan to Increase the Individual Annual Performance Share Limit.   Management   For   For  

 

SEARS HOLDINGS CORPORATION

Security

  812350AF3       Meeting Type     Consent

Ticker Symbol        

        Meeting Date     03-Sep-2019

ISIN

  US812350AF31       Agenda     935061969 - Management


Item   Proposal  

Proposed

by

  Vote      

For/Against

Management

    

1

  VOTE ON ALL APPLICABLE DEBTORS’ PLANS (THE OMNIBUS VOTE). SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT (PLEASE NOTE THAT IF YOU CHECK ONE OF THE ABOVE BOXES, YOUR VOTE WILL BE APPLIED TO ALL OF THE DEBTORS’ PLANS AND WILL SUPERSEDE ANY VOTES MAY CAST ON A PER-DEBTOR BASIS BELOW. IF YOU INTEND TO VOTE SEPARATELY FOR EACH APPLICABLE DEBTOR’S PLAN, DO NOT CHECK EITHER BOX ABOVE.)   Intermediary   Against   N/A  

2A

  SEARS HOLDINGS CORPORATION (0798). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2B

  KMART HOLDING CORPORATION (3116). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2C

  KMART OPERATIONS LLC (6546). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2D

  SEARS OPERATIONS LLC (4331). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2E

  SEARS, ROEBUCK AND CO. (0680). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2F

   SERVICELIVE INC. (6774). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2G

   SHC LICENSED BUSINESS LLC (3718). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2H

   A&E FACTORY SERVICE, LLC (6695). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2I

   A&E HOME DELIVERY, LLC (0205). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2J

   A&E LAWN & GARDEN, LLC (5028). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2K

   A&E SIGNATURE SERVICE, LLC (0204). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2L

   FBA HOLDINGS INC. (6537). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2M

   INNOVEL SOLUTIONS, INC. (7180). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2N

   KMART CORPORATION (9500). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2O

   MAXSERV, INC. (7626). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT
COUNT.
  Intermediary   No Action  

N/A

 

2P

   PRIVATE BRANDS, LTD. (4022). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2Q

   SEARS DEVELOPMENT CO. (6028). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2R

   SEARS HOLDINGS MANAGEMENT CORPORATION (2148). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2S

   SEARS HOME & BUSINESS FRANCHISES, INC. (6742). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2T

   SEARS HOME IMPROVEMENT PRODUCTS, INC. (8591). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2U

   SEARS INSURANCE SERVICES, L.L.C. (7182). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2V

   SEARS PROCUREMENT SERVICES, INC. (2859). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2W

   SEARS PROTECTION COMPANY (1250). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2X

   SEARS PROTECTION COMPANY (PR) INC. (4861). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2Y

   SEARS ROEBUCK ACCEPTANCE CORP. (0535). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2Z

   SR - ROVER DE PUERTO RICO, LLC (F/K/A SEARS, ROEBUCK DE PUERTO RICO, INC.) (3626). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2AA

   SYW RELAY LLC (1870). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AB

   WALLY LABS LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AC

   SHC PROMOTIONS LLC (9626). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AD

   BIG BEAVER OF FLORIDA DEVELOPMENT, LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AE

   CALIFORNIA BUILDER APPLIANCES, INC. (6327). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AF

   FLORIDA BUILDER APPLIANCES, INC. (9133). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AG

   KBL HOLDING INC. (1295). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2AH

   KLC, INC. (0839). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AI

   KMART OF MICHIGAN, INC. (1696). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AJ

   KMART OF WASHINGTON LLC (8898)4. ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AK

   KMART STORES OF ILLINOIS LLC (8897)5. ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AL

   KMART STORES OF TEXAS LLC (8915). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AM

   MYGOFER LLC (5531). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AN

   SEARS BRANDS BUSINESS UNIT CORPORATION (4658). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AO

   SEARS HOLDINGS PUBLISHING COMPANY, LLC. (5554). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2AP

   SEARS PROTECTION COMPANY (FLORIDA), L.L.C. (4239). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AQ

   SHC DESERT SPRINGS, LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AR

   SOE, INC. (9616). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AS

   STARWEST, LLC (5379). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AT

   STI MERCHANDISING, INC. (0188). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AU

   TROY COOLIDGE NO. 13, LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AV

   BLUELIGHT.COM, INC. (7034). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2AW

   SEARS BRANDS, L.L.C. (4664). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2AX    SEARS BUYING SERVICES, INC. (6533). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AY    KMART.COM LLC (9022). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AZ    SEARS BRANDS MANAGEMENT CORPORATION (5365). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2BA    SRE HOLDING CORPORATION (4816). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
3    OPT OUT OF THE THIRD PARTY RELEASE OF SECTION 15.9 OF THE PLAN. YOU MAY ONLY OPT OUT IF YOU VOTED TO REJECT OR ABSTAINED FROM VOTING ON ONE OF MORE PLANS. (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT).   Intermediary   For   N/A  

 

BERKSHIRE HATHAWAY INC.
Security   084670702       Meeting Type     Annual
Ticker Symbol           BRKB       Meeting Date     02-May-2020
ISIN   US0846707026       Agenda     935144105 - Management

 

Item   Proposal  

Proposed

by

  Vote       For/Against
Management
    
1.   DIRECTOR   Management      
  1      Warren E. Buffett     For   For  
  2      Charles T. Munger     For   For  


  3        Gregory E. Abel     For   For  
  4        Howard G. Buffett     For   For  
  5        Stephen B. Burke     For   For  
  6        Kenneth I. Chenault     For   For  
  7        Susan L. Decker     For   For  
  8        David S. Gottesman     For   For  
  9        Charlotte Guyman     For   For  
  10      Ajit Jain     For   For  
  11      Thomas S. Murphy     For   For  
  12      Ronald L. Olson     For   For  
  13      Walter Scott, Jr.     For   For  
  14      Meryl B. Witmer     For   For  

2.

 

Non-binding resolution to approve the compensation of the Company’s Named Executive Officers, as described in the 2020 Proxy Statement.

  Management   For   For  

3.

 

Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation.

  Management   3 Years   For  

4.

 

Shareholder proposal regarding diversity.

  Shareholder   Against   For  

 

THE ST. JOE COMPANY
Security   790148100       Meeting Type     Annual
Ticker Symbol           JOE       Meeting Date     19-May-2020
ISIN   US7901481009       Agenda     935172798 - Management

 

Item   Proposal  

Proposed

by

  Vote       For/Against
Management
    
1a.   Election of Director: Cesar L. Alvarez   Management   For   For  
1b.   Election of Director: Bruce R. Berkowitz   Management   For   For  
1c.   Election of Director: Howard S. Frank   Management   For   For  
1d.   Election of Director: Jorge L. Gonzalez   Management   For   For  


1e.

  Election of Director: Thomas P. Murphy, Jr.   Management   For   For  

2.

  Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020.   Management   For   For  

3.

  Approval, on an advisory basis, of the compensation of our named executive officers.   Management   For   For  

 

IMPERIAL METALS CORP
Security   452892102       Meeting Type     Annual General Meeting
Ticker Symbol           IPMLF       Meeting Date     27-May-2020
ISIN   CA4528921022       Agenda     712415517 - Management

 

Item    Proposal   Proposed
by
  Vote       For/Against
Management
    
1.1    ELECTION OF DIRECTOR: PIERRE LEBEL   Management   For   For  
1.2    ELECTION OF DIRECTOR: J. BRIAN KYNOCH   Management   For   For  
1.3    ELECTION OF DIRECTOR: LARRY G. MOELLER   Management   For   For  
1.4    ELECTION OF DIRECTOR: THEODORE W. MURARO   Management   For   For  
1.5    ELECTION OF DIRECTOR: JANINE NORTH   Management   For   For  
1.6    ELECTION OF DIRECTOR: EDWARD A. YURKOWSKI   Management   For   For  
1.7    ELECTION OF DIRECTOR: JAMES P. VEITCH   Management   For   For  
2    APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION   Management   For   For  


Proxy Voting Record

 

REGISTRANT NAME: FAIRHOLME FUNDS, INC.

INVESTMENT COMPANY ACT FILE NUMBER: 811-09607

REPORTING PERIOD: 07/01/2019 - 06/30/2020

REGISTRANT ADDRESS: 2601 NE 2nd Avenue, Miami, FL 33137

NAME OF SERIES (AS APPLICABLE): THE FAIRHOLME FOCUSED INCOME FUND

 

The Fairholme Focused Income Fund Proxy Voting Record

 

SEARS HOLDINGS CORPORATION

Security

  812350AF3       Meeting Type     Consent

Ticker Symbol        

        Meeting Date     03-Sep-2019

ISIN

  US812350AF31       Agenda     935061969 - Management

 

Item    Proposal  

Proposed

by

  Vote       For/Against
Management
    

1

   VOTE ON ALL APPLICABLE DEBTORS’ PLANS (THE OMNIBUS VOTE). SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT (PLEASE NOTE THAT IF YOU CHECK ONE OF THE ABOVE BOXES, YOUR VOTE WILL BE APPLIED TO ALL OF THE DEBTORS’ PLANS AND WILL SUPERSEDE ANY VOTES MAY CAST ON A PER-DEBTOR BASIS BELOW. IF YOU INTEND TO VOTE SEPARATELY FOR EACH APPLICABLE DEBTOR’S PLAN, DO NOT CHECK EITHER BOX ABOVE.)   Intermediary   Against   N/A  

2A

   SEARS HOLDINGS CORPORATION (0798). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2B

   KMART HOLDING CORPORATION (3116). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2C

   KMART OPERATIONS LLC (6546). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2D

   SEARS OPERATIONS LLC (4331). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2E

   SEARS, ROEBUCK AND CO. (0680). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2F

   SERVICELIVE INC. (6774). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2G

   SHC LICENSED BUSINESS LLC (3718). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  

2H

   A&E FACTORY SERVICE, LLC (6695). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2I    A&E HOME DELIVERY, LLC (0205). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2J    A&E LAWN & GARDEN, LLC (5028). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2K    A&E SIGNATURE SERVICE, LLC (0204). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2L    FBA HOLDINGS INC. (6537). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2M    INNOVEL SOLUTIONS, INC. (7180). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2N    KMART CORPORATION (9500). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2O    MAXSERV, INC. (7626). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2P    PRIVATE BRANDS, LTD. (4022). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2Q    SEARS DEVELOPMENT CO. (6028). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2R    SEARS HOLDINGS MANAGEMENT CORPORATION (2148). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2S    SEARS HOME & BUSINESS FRANCHISES, INC. (6742). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2T    SEARS HOME IMPROVEMENT PRODUCTS, INC. (8591). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2U    SEARS INSURANCE SERVICES, L.L.C. (7182). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2V    SEARS PROCUREMENT SERVICES, INC. (2859). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2W    SEARS PROTECTION COMPANY (1250). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2X    SEARS PROTECTION COMPANY (PR) INC. (4861). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2Y    SEARS ROEBUCK ACCEPTANCE CORP. (0535). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2Z    SR - ROVER DE PUERTO RICO, LLC (F/K/A SEARS, ROEBUCK DE PUERTO RICO, INC.) (3626). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AA    SYW RELAY LLC (1870). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AB    WALLY LABS LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AC    SHC PROMOTIONS LLC (9626). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2AD    BIG BEAVER OF FLORIDA DEVELOPMENT, LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AE    CALIFORNIA BUILDER APPLIANCES, INC. (6327). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AF    FLORIDA BUILDER APPLIANCES, INC. (9133). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AG    KBL HOLDING INC. (1295). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AH    KLC, INC. (0839). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AI    KMART OF MICHIGAN, INC. (1696). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AJ    KMART OF WASHINGTON LLC (8898)4. ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AK    KMART STORES OF ILLINOIS LLC (8897)5. ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2AL    KMART STORES OF TEXAS LLC (8915). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AM    MYGOFER LLC (5531). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AN    SEARS BRANDS BUSINESS UNIT CORPORATION (4658). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AO    SEARS HOLDINGS PUBLISHING COMPANY, LLC. (5554). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AP    SEARS PROTECTION COMPANY (FLORIDA), L.L.C. (4239). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AQ    SHC DESERT SPRINGS, LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AR    SOE, INC. (9616). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AS    STARWEST, LLC (5379). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2AT    STI MERCHANDISING, INC. (0188). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AU    TROY COOLIDGE NO. 13, LLC (NONE). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AV    BLUELIGHT.COM, INC. (7034). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AW    SEARS BRANDS, L.L.C. (4664). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AX    SEARS BUYING SERVICES, INC. (6533). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AY    KMART.COM LLC (9022). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
2AZ    SEARS BRANDS MANAGEMENT CORPORATION (5365). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  


2BA    SRE HOLDING CORPORATION (4816). ACCEPT OR REJECT THE PLAN. SELECT “FOR” TO ACCEPT THE PLAN. SELECT “AGAINST” TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT.   Intermediary   No Action   N/A  
3    OPT OUT OF THE THIRD PARTY RELEASE OF SECTION 15.9 OF THE PLAN. YOU MAY ONLY OPT OUT IF YOU VOTED TO REJECT OR ABSTAINED FROM VOTING ON ONE OF MORE PLANS. (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT).   Intermediary   For   N/A  

 

THE KRAFT HEINZ COMPANY

Security

  500754106       Meeting Type     Annual

Ticker Symbol        

  KHC       Meeting Date     07-May-2020

ISIN

  US5007541064       Agenda     935151895 - Management

 

Item    Proposal  

Proposed

by

  Vote       For/Against
Management
    
1A.    Election of Director: Gregory E. Abel   Management   For   For  
1B.    Election of Director: Alexandre Behring   Management   For   For  
1C.    Election of Director: John T. Cahill   Management   For   For  
1D.    Election of Director: Joao M. Castro-Neves   Management   For   For  
1E.    Election of Director: Timothy Kenesey   Management   For   For  
1F.    Election of Director: Jorge Paulo Lemann   Management   For   For  
1G.    Election of Director: Susan Mulder   Management   For   For  
1H.    Election of Director: John C. Pope   Management   For   For  
1I.    Election of Director: Elio Leoni Sceti   Management   For   For  
1J.    Election of Director: Alexandre Van Damme   Management   For   For  
1K.    Election of Director: George Zoghbi   Management   For   For  
2.    Advisory vote to approve executive compensation.   Management   For   For  
3.    Approval of The Kraft Heinz Company 2020 Omnibus Incentive Plan.   Management   For   For  


4.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2020.   Management   For   For  
5.    Shareholder Proposal: Implementation of Simple Majority Vote Requirement.   Shareholder   Against   For  

 

SIMON PROPERTY GROUP, INC.

Security

  828806109       Meeting Type     Annual

Ticker Symbol        

  SPG       Meeting Date     12-May-2020

ISIN

  US8288061091       Agenda     935163864 - Management

 

Item    Proposal  

Proposed

by

  Vote       For/Against
Management
    
1a.    Election of Director: Glyn F. Aeppel   Management   For   For  
1b.    Election of Director: Larry C. Glasscock   Management   For   For  
1c.    Election of Director: Karen N. Horn, Ph.D.   Management   For   For  
1d.    Election of Director: Allan Hubbard   Management   For   For  
1e.    Election of Director: Reuben S. Leibowitz   Management   For   For  
1f.    Election of Director: Gary M. Rodkin   Management   For   For  
1g.    Election of Director: Stefan M. Selig   Management   For   For  
1h.    Election of Director: Daniel C. Smith, Ph.D.   Management   For   For  
1i.    Election of Director: J. Albert Smith, Jr.   Management   For   For  
1j.    Election of Director: Marta R. Stewart   Management   For   For  
2.    An advisory vote to approve the compensation of our Named Executive Officers.   Management   For   For  
3.    Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020.   Management   For   For  

 

THE HARTFORD FINANCIAL SVCS GROUP, INC.

Security

  416515104       Meeting Type     Annual

Ticker Symbol        

  HIG       Meeting Date     20-May-2020

ISIN

  US4165151048       Agenda     935169448 - Management


Item    Proposal  

Proposed

by

  Vote       For/Against
Management
    
1A.    Election of Director: Robert B. Allardice, III   Management   abstain   against  
1B.    Election of Director: Larry D. De Shon   Management   abstain   against  
1C.    Election of Director: Carlos Dominguez   Management   abstain   against  
1D.    Election of Director: Trevor Fetter   Management   abstain   against  
1E.    Election of Director: Kathryn A. Mikells   Management   abstain   against  
1F.    Election of Director: Michael G. Morris   Management   abstain   against  
1G.    Election of Director: Teresa W. Roseborough   Management   abstain   against  
1H.    Election of Director: Virginia P. Ruesterholz   Management   abstain   against  
1I.    Election of Director: Christopher J. Swift   Management   abstain   against  
1J.    Election of Director: Matt Winter   Management   abstain   against  
1K.    Election of Director: Greig Woodring   Management   abstain   against  
2.    Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020   Management   abstain   against  
3.    Management proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement   Management   abstain   against  
4.    Management proposal to approve the Company’s 2020 Stock Incentive Plan   Management   abstain   against  

 

OCCIDENTAL PETROLEUM CORPORATION

Security

  674599105       Meeting Type     Annual

Ticker Symbol        

  OXY       Meeting Date     29-May-2020

ISIN

  US6745991058       Agenda     935186177 - Management

 

Item    Proposal  

Proposed

by

  Vote       For/Against
Management
    
1A.    Election of Director: Stephen I. Chazen   Management   For   For  


1B.    Election of Director: Andrew Gould   Management   For   For  
1C.    Election of Director: Nicholas Graziano   Management   For   For  
1D.    Election of Director: Carlos M. Gutierrez   Management   For   For  
1E.    Election of Director: Vicki Hollub   Management   For   For  
1F.    Election of Director: William R. Klesse   Management   For   For  
1G.    Election of Director: Andrew N. Langham   Management   For   For  
1H.    Election of Director: Jack B. Moore   Management   For   For  
1I.    Election of Director: Margarita Paláu-Hernández   Management   For   For  
1J.    Election of Director: Avedick B. Poladian   Management   For   For  
1K.    Election of Director: Robert M. Shearer   Management   For   For  
2.    Advisory Vote to Approve Named Executive Officer Compensation   Management   For   For  
3.    Ratification of Selection of KPMG as Occidental’s Independent Auditor   Management   For   For  
4.    Approve Occidental’s Amended and Restated 2015 Long-Term Incentive Plan   Management   For   For  
5.    Approve the Issuance of Common Stock Underlying the Berkshire Hathaway Warrant   Management   For   For  
6.    Approve an Increase in Authorized Shares of Common Stock   Management   For   For  
7.    Adopt Amendments to the Charter to Enhance Shareholders’ Ability to Act by Written Consent   Management   For   For  
8.    Adopt Amendments to the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments   Management   For   For  
9.    Approve the Rights Agreement   Management   For   For  


Proxy Voting Record

REGISTRANT NAME: FAIRHOLME FUNDS, INC.

INVESTMENT COMPANY ACT FILE NUMBER: 811-09607

REPORTING PERIOD: 07/01/2019 - 06/30/2020

REGISTRANT ADDRESS: 2601 NE 2nd Avenue, Miami, FL 33137

NAME OF SERIES (AS APPLICABLE): THE FAIRHOLME ALLOCATION FUND

 

The Fairholme Allocation Fund Proxy Voting Record

 

VISTA OUTDOOR INC
Security   928377100     Meeting Type   Annual
Ticker Symbol           VSTO     Meeting Date   06-Aug-2019
ISIN   US9283771007     Agenda   935053948 - Management

 

Item        Proposal   Proposed
by
  Vote   For/Against
Management
    
1a.    Election of Director: April H. Foley   Management   For   For  
1b.    Election of Director: Tig H. Krekel   Management   For   For  
1c.    Election of Director: Michael D. Robinson   Management   For   For  
2.    Advisory Vote to Approve Compensation of Vista Outdoor’s Named Executive Officers   Management   Against   Against  
3.    Ratification of the Appointment of Vista Outdoor’s Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2020   Management   For   For  
4.    Approve an Amendment to the 2014 Stock Incentive Plan to Increase the Individual Annual Performance Share Limit.   Management   For   For  

 

BERKSHIRE HATHAWAY INC.
Security   084670702     Meeting Type   Annual
Ticker Symbol           BRKB     Meeting Date   02-May-2020
ISIN   US0846707026     Agenda   935144105 - Management


Item       Proposal          

Proposed

by

  Vote   For/Against
Management
    
1.   DIRECTOR   Management      
  1        Warren E. Buffett     For   For  
  2        Charles T. Munger     For   For  
  3        Gregory E. Abel     For   For  
  4        Howard G. Buffett     For   For  
  5        Stephen B. Burke     For   For  
  6        Kenneth I. Chenault     For   For  
  7        Susan L. Decker     For   For  
  8        David S. Gottesman     For   For  
  9        Charlotte Guyman     For   For  
  10      Ajit Jain     For   For  
  11      Thomas S. Murphy     For   For  
  12      Ronald L. Olson     For   For  
  13      Walter Scott, Jr.     For   For  
  14      Meryl B. Witmer     For   For  
2.   Non-binding resolution to approve the compensation of the Company’s Named Executive Officers, as described in the 2020 Proxy Statement.   Management   For   For  
3.   Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation.   Management   3 Years   For  
4.   Shareholder proposal regarding diversity.   Shareholder   Against   For  

 

THE KRAFT HEINZ COMPANY
Security   500754106     Meeting Type   Annual
Ticker Symbol           KHC     Meeting Date   07-May-2020
ISIN   US5007541064     Agenda   935151895 - Management

 

Item       Proposal        

Proposed

by

  Vote   For/Against
Management
    


1A.      Election of Director: Gregory E. Abel   Management   For   For  
1B.      Election of Director: Alexandre Behring   Management   For   For  
1C.      Election of Director: John T. Cahill   Management   For   For  
1D.      Election of Director: Joao M. Castro-Neves   Management   For   For  
1E.      Election of Director: Timothy Kenesey   Management   For   For  
1F.      Election of Director: Jorge Paulo Lemann   Management   For   For  
1G.      Election of Director: Susan Mulder   Management   For   For  
1H.      Election of Director: John C. Pope   Management   For   For  
1I.      Election of Director: Elio Leoni Sceti   Management   For   For  
1J.      Election of Director: Alexandre Van Damme   Management   For   For  
1K.      Election of Director: George Zoghbi   Management   For   For  
2.      Advisory vote to approve executive compensation.   Management   For   For  
3.      Approval of The Kraft Heinz Company 2020 Omnibus Incentive Plan.   Management   For   For  
4.      Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2020.   Management   For   For  
5.      Shareholder Proposal: Implementation of Simple Majority Vote Requirement.   Shareholder   Against   For  

 

THE ST. JOE COMPANY
Security   790148100     Meeting Type   Annual
Ticker Symbol           JOE     Meeting Date   19-May-2020
ISIN   US7901481009     Agenda   935172798 - Management

 

Item      Proposal  

Proposed

by

  Vote   For/Against
Management
   
1a.      Election of Director: Cesar L. Alvarez   Management   For   For  
1b.      Election of Director: Bruce R. Berkowitz   Management   For   For  
1c.      Election of Director: Howard S. Frank   Management   For   For  
1d.      Election of Director: Jorge L. Gonzalez   Management   For   For  


1e.      Election of Director: Thomas P. Murphy, Jr.   Management   For   For  
2.      Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020.   Management   For   For  
3.      Approval, on an advisory basis, of the compensation of our named executive officers.   Management   For   For  

 

THE HARTFORD FINANCIAL SVCS GROUP, INC.
Security   416515104     Meeting Type   Annual
Ticker Symbol           HIG     Meeting Date   20-May-2020
ISIN   US4165151048     Agenda   935169448 - Management

 

Item      Proposal   Proposed
by
  Vote   For/Against
Management
    
1A.      Election of Director: Robert B. Allardice, III   Management   abstain   against  
1B.      Election of Director: Larry D. De Shon   Management   abstain   against  
1C.      Election of Director: Carlos Dominguez   Management   abstain   against  
1D.      Election of Director: Trevor Fetter   Management   abstain   against  
1E.      Election of Director: Kathryn A. Mikells   Management   abstain   against  
1F.      Election of Director: Michael G. Morris   Management   abstain   against  
1G.      Election of Director: Teresa W. Roseborough   Management   abstain   against  
1H.      Election of Director: Virginia P. Ruesterholz   Management   abstain   against  
1I.      Election of Director: Christopher J. Swift   Management   abstain   against  
1J.      Election of Director: Matt Winter   Management   abstain   against  
1K.      Election of Director: Greig Woodring   Management   abstain   against  
2.      Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020   Management   abstain   against  
3.      Management proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement   Management   abstain   against  


4.      Management proposal to approve the Company’s 2020 Stock Incentive Plan   Management   abstain   against  

 

IMPERIAL METALS CORP
Security   452892102     Meeting Type   Annual General Meeting
Ticker Symbol           IPMLF     Meeting Date   27-May-2020
ISIN   CA4528921022     Agenda   712415517 - Management

 

Item          Proposal   Proposed
by
  Vote   For/Against
Management
    
1.1      ELECTION OF DIRECTOR: PIERRE LEBEL   Management   For   For  
1.2      ELECTION OF DIRECTOR: J. BRIAN KYNOCH   Management   For   For  
1.3      ELECTION OF DIRECTOR: LARRY G. MOELLER   Management   For   For  
1.4      ELECTION OF DIRECTOR: THEODORE W. MURARO   Management   For   For  
1.5      ELECTION OF DIRECTOR: JANINE NORTH   Management   For   For  
1.6      ELECTION OF DIRECTOR: EDWARD A. YURKOWSKI   Management   For   For  
1.7      ELECTION OF DIRECTOR: JAMES P. VEITCH   Management   For   For  
2      APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION   Management   For   For  

 

OCCIDENTAL PETROLEUM CORPORATION
Security   674599105     Meeting Type   Annual
Ticker Symbol           OXY     Meeting Date   29-May-2020
ISIN   US6745991058     Agenda   935186177 - Management

 

Item          Proposal   Proposed
by
  Vote   For/Against
Management
    
1A.      Election of Director: Stephen I. Chazen   Management   For   For  
1B.      Election of Director: Andrew Gould   Management   For   For  
1C.      Election of Director: Nicholas Graziano   Management   For   For  
1D.      Election of Director: Carlos M. Gutierrez   Management   For   For  


1E.      Election of Director: Vicki Hollub   Management   For   For  
1F.      Election of Director: William R. Klesse   Management   For   For  
1G.      Election of Director: Andrew N. Langham   Management   For   For  
1H.      Election of Director: Jack B. Moore   Management   For   For  
1I.      Election of Director: Margarita Paláu-Hernández   Management   For   For  
1J.      Election of Director: Avedick B. Poladian   Management   For   For  
1K.      Election of Director: Robert M. Shearer   Management   For   For  
2.      Advisory Vote to Approve Named Executive Officer Compensation   Management   For   For  
3.      Ratification of Selection of KPMG as Occidental’s Independent Auditor   Management   For   For  
4.      Approve Occidental’s Amended and Restated 2015 Long-Term Incentive Plan   Management   For   For  
5.      Approve the Issuance of Common Stock Underlying the Berkshire Hathaway Warrant   Management   For   For  
6.      Approve an Increase in Authorized Shares of Common Stock   Management   For   For  
7.      Adopt Amendments to the Charter to Enhance Shareholders’ Ability to Act by Written Consent   Management   For   For  
8.      Adopt Amendments to the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments   Management   For   For  
9.      Approve the Rights Agreement   Management   For   For  

 


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant   Fairholme Funds, Inc.   
By (Signature and Title)*      /s/ Bruce R. Berkowitz   
  Bruce R. Berkowitz, President   
  (principal executive officer)   

Date August 3, 2020

*Print the name and title of each signing officer under his or her signature.



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