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Form N-PX Collaborative Investment For: Jun 30

August 8, 2022 4:10 PM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549



FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number 811-23306


Collaborative Investment Series Trust

 (Exact name of registrant as specified in charter)


500 Damonte Ranch, Parkway

Building 700, Unit 700

Reno, NV 89521

 (Address of principal executive offices)    (Zip code)


Northwest Registered Agent Service, Inc.

8 The Green, Suite B

Dover, Delaware 19901

(Name and address of agent for service)


With copy to:

JoAnn M. Strasser, Thompson Hine LLP

41 S. High Street, Suite 1700

Columbus, Ohio 43215



Registrant's telephone number, including area code: (203) 622-6000


Date of fiscal year end: September 30


Date of reporting period: July 1, 2021 through June 30, 2022


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.


ITEM 1. PROXY VOTING RECORD:


Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:


(a).

The name of the issuer of the portfolio security;


(b).

The exchange ticker symbol of the portfolio security;


(c).  

The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;


(d).

The shareholder meeting date;


(e).

A brief identification of the matter voted on;


(f).

Whether the matter was proposed by the issuer or by a security holder;


(g).

Whether the Registrant cast its vote on the matter;


(h).

How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and


(i).

Whether the Registrant cast its vote for or against management.






PORTFOLIO NAME

ISSUER'S NAME

EXCHANGE  TICKER SYMBOL

CUSIP

SHARE-HOLDER MEETING TYPE

SHARE-HOLDER MEETING DATE

MATTER

IDENTIFICATION

PROPOSAL TYPE

VOTED (Y/N)

VOTES CAST (SHARES)

VOTE FOR (F) OR AGAINST (A) MANAGEMENT

PROXY SUBMISSION DEADLINE

VOTE COMPLETION DATE














The Active Dividend Stock ETF

DARDEN RESTAURANTS, INC.

DRI

237194105

annual

9/22/2021

PROPOSALS

NORMAL

Y

1371

F

9/21/2021

8/19/2021

The Active Dividend Stock ETF

FEDEX CORPORATION

FDX

31428X106

annual

9/27/2021

PROPOSALS

NORMAL

Y

2094

F

9/26/2021

8/30/2021

The Active Dividend Stock ETF

CINTAS CORPORATION

CTAS

172908105

annual

10/26/2021

PROPOSALS

NORMAL

Y

440

F

10/25/2021

10/4/2021

The Active Dividend Stock ETF

NIKE

NKE

654106103

annual

10/6/2021

PROPOSALS

NORMAL

Y

1179

F

10/5/2021

10/4/2021

The Active Dividend Stock ETF

RPM INTERNATIONAL INC.

RPM

 749685103

annual

10/7/2021

PROPOSALS

NORMAL

Y

1152

F

10/7/2021

10/4/2021

The Active Dividend Stock ETF

AUTOMATIC DATA PROCESSING, INC.

ADP

53015103

annual

11/10/2021

PROPOSALS

NORMAL

Y

460

F

11/9/2021

10/4/2021

The Active Dividend Stock ETF

FOX CORPORATION

FOXA

35137L204

annual

11/10/2021

PROPOSALS

NORMAL

Y

2585

F

11/9/2021

10/4/2021

The Active Dividend Stock ETF

ROYAL GOLD, INC.

RGLD

780287108

annual

11/17/2021

PROPOSALS

NORMAL

Y

823

F

11/16/2021

10/25/2021

The Active Dividend Stock ETF

DONALDSON COMPANY, INC.

DCI

257651109

annual

11/19/2021

PROPOSALS

NORMAL

Y

1474

F

11/18/2021

10/25/2021

The Active Dividend Stock ETF

BROADRIDGE FINANCIAL SOLUTIONS, INC.

BR

11133T103

annual

11/18/2021

PROPOSALS

NORMAL

Y

537

F

11/17/2021

10/25/2021

The Active Dividend Stock ETF

JACK HENRY & ASSOCIATES, INC.

JKHY

426281101

annual

11/16/2021

PROPOSALS

NORMAL

Y

4367

F

11/15/2021

10/25/2021

The Active Dividend Stock ETF

AUTOMATIC DATA PROCESSING, INC.

ADP

530151036

annual

11/10/2021

PROPOSALS

NORMAL

Y

460

F

11/9/2021

10/25/2021

The Active Dividend Stock ETF

THE CLOROX COMPANY

CLX

189054109

annual

11/17/2021

PROPOSALS

NORMAL

Y

1084

F

11/16/2021

10/25/2021

The Active Dividend Stock ETF

LANCASTER COLONY CORPORATION

LANC

513847103

annual

11/10/2021

PROPOSALS

NORMAL

Y

1061

F

11/9/2021

10/25/2021

The Active Dividend Stock ETF

FACTSET RESEARCH SYSTEMS INC.

FDS

303075105

annual

12/16/2021

PROPOSALS

NORMAL

Y

442

F

12/15/2021

11/17/2021

The Active Dividend Stock ETF

Costco Wholesale Corporation

COST

22160K105

annual

1/20/2022

PROPOSALS

NORMAL

Y

401

F

1/19/2022

12/28/2021














Adaptive Core ETF

Qualcomm

QCOM

747525103

annual

3/9/2022

PROPOSALS

NORMAL

Y

2313

F

3/8/2022

2/7/2022














FOMO ETF

Qualcomm

QCOM

747525103

annual

3/9/2022

PROPOSALS

NORMAL

Y

5078

F

3/8/2022

2/7/2022

FOMO ETF

ADVANCED MICRO DEVICES, INC.

AMD

7903107

annual

5/18/2022

PROPOSALS

NORMAL

Y

1016

F

5/17/2022

4/6/2022

FOMO ETF

ARCHER-DANIELS-MIDLAND COMPANY

ADM

39483102

annual

5/5/2022

PROPOSALS

NORMAL

Y

1601

F

5/4/2021

4/6/2022

FOMO ETF

Bristol-Myers Squibb

BMY

110122108

annual

5/3/2022

PROPOSALS

NORMAL

Y

1941

F

5/2/2022

4/6/2022

FOMO ETF

Corning

GLW

219350105

annual

4/28/2022

PROPOSALS

NORMAL

Y

1530

F

4/27/2022

4/6/2022

FOMO ETF

Lockheed Martin Corp.

LMT

539830109 

annual

4/21/2022

PROPOSALS

NORMAL

Y

506

F

4/20/2022

4/6/2022














SPAC and New Issue ETF

E.Merge Tech Acquistion Corp.

ETAC

26873Y104

Special

6/28/2022

PROPOSALS

NORMAL

Y

76723

F

6/27/2022

6/23/2022

SPAC and New Issue ETF

International Media Acquisition Corp

IMAQ

459867107

Special

7/26/2022

PROPOSALS

NORMAL

Y

39006

F

7/25/2022

7/18/2022

SPAC and New Issue ETF

CC NEUBERGER PRINCIPAL HOLDINGS II

PRPB

G3166T103

Special

7/19/2022

PROPOSALS

NORMAL

Y

48664

F

7/18/2022

7/18/2022

SPAC and New Issue ETF

GOBI ACQUISTITION CORP.

GOBI

G4022Y104

Special

7/22/2022

PROPOSALS

NORMAL

Y

19527

F

7/21/2022

7/18/2022














Trend Aggregation Conservative ETF

DELAWARE IVY HIGH INCOME OPPOR FUND

IVH

465893105

annual

8/19/2021

PROPOSALS

NORMAL

Y

3600

F

8/18/2021

7/19/2021

Trend Aggregation Conservative ETF

THE PROCTER & GAMBLE COMPANY

PG

742718109 

annual

10/12/2021

PROPOSALS

NORMAL

Y

291

F

10/11/2021

9/2/2021

Trend Aggregation Conservative ETF

FIRST TR SR FLOAT RT 2022 TGT TM FD-COM

FIV

33740K101

annual

9/13/2021

PROPOSALS

NORMAL

Y

6784

F

9/12/2021

9/2/2021














Trend Aggregation Growth ETF

SPECTRUM BRANDS HOLDINGS, INC.

SPB

84762L204

annual

8/3/2021

PROPOSALS

NORMAL

Y

560

F

8/2/2021

7/19/2021

Trend Aggregation Growth ETF

REPAY HOLDINGS CORPORATION

RPAY

G8857R118

annual

8/18/2021

PROPOSALS

NORMAL

Y

1139

F

8/17/2021

7/19/2021

Trend Aggregation Growth ETF

VIRGIN GALACTIC HOLDINGS, INC. 

SPCE

92766K106

annual

8/25/2021

PROPOSALS

NORMAL

Y

1967

F

8/24/2021

7/19/2021

Trend Aggregation Growth ETF

CHURCHILL CAPITAL CORP IV

CCIV

N/A

Special

7/22/2021

PROPOSALS

NORMAL

Y

1088

F

7/21/2021

7/19/2021

Trend Aggregation Growth ETF

NIKE, INC.

NKE

654106103 

annual

10/6/2021

PROPOSALS

NORMAL

Y

219

F

10/5/2021

8/30/2021

Trend Aggregation Growth ETF

UNITED THERAPEUTICS CORPORATION

UTHR

91307C102

annual

9/30/2021

PROPOSALS

SPECIAL

Y

176

F

9/29/2021

8/30/2021

Trend Aggregation Growth ETF

JACK HENRY & ASSOCIATES, INC.

JKHY

426281101

annual

11/16/2021

PROPOSALS

NORMAL

Y

323

F

11/15/2021

10/25/2021

Trend Aggregation Growth ETF

AFFIRM HOLDINGS, INC.

AFRM

00827B106

annual

12/3/2021

PROPOSALS

NORMAL

Y

482

F

12/2/2021

10/26/2021

Trend Aggregation Growth ETF

NEWMARK GROUP, INC.

NMRK

65158NAB8

annual

12/17/2021

PROPOSALS

NORMAL

Y

3851

F

12/16/2021

11/17/2021

Trend Aggregation Growth ETF

PALO ALTO NETWORKS, INC.

PANW

697435105

annual

12/14/2021

PROPOSALS

NORMAL

Y

117

F

12/13/2021

11/17/2021














Trend Aggregation U.S. ETF

TAKE-TWO INTERACTIVE SOFTWARE, INC.

TTWO

874054109 

annual

9/14/2021

PROPOSALS

NORMAL

Y

5387

F

9/13/2021

8/11/2021

Trend Aggregation U.S. ETF

ZSCALER, INC.

ZS

98980G102

annual

1/5/2022

PROPOSALS

NORMAL

Y

34

F

1/4/2021

12/8/2021














The De-SPAC ETF

No votes during the period 07/01/2021-06/30/2022

 

 

 

 

 

 

 

 

 














Nextgen Trend & Defend ETF

No votes during the period 07/01/2021-06/30/2022

 

 

 

 

 

 

 

 

 














Revere Sector Opportunity ETF

No votes during the period 07/01/2021-06/30/2022

 

 

 

 

 

 

 

 

 














The Short De-SPAC ETF

No votes during the period 07/01/2021-06/30/2022

 

 

 

 

 

 

 

 

 












Tuttle Capital Short Innovation ETF

No votes during the period 07/01/2021-06/30/2022

 

 

 

 

 

 

 

 

 





SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.



Collaborative Investment Series Trust


By /s/ Gregory Skidmore

* Gregory Skidmore

Trustee and President/Chief Executive Officer of the Trust


Date: July 14, 2022



By /s/ Adam Snitkoff

* Adam Snitkoff

Treasurer /Chief Financial/Principal Accounting Officer of the Trust


Date: July 14, 2022


*Print the name and title of each signing officer under his or her signature.







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