Form N-PX ALPS Variable Investment For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21987
ALPS VARIABLE INVESTMENT TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Brendan Hamill, Esq., Secretary
ALPS Variable Investment Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 - June 30, 2022
Item 1 – Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21987
Reporting Period: 07/01/2021 - 06/30/2022
ALPS Variable Investment Trust
================= ALPS/Alerian Energy Infrastructure Portfolio =================
ALTUS MIDSTREAM COMPANY
Ticker: ALTM Security ID: 02215L209
Meeting Date: FEB 10, 2022 Meeting Type: Special
Record Date: JAN 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Contribution Agreement
2 Amend Certificate of Incorporation For Against Management
--------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Rady For Withhold Management
1.2 Elect Director David H. Keyte For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BP MIDSTREAM PARTNERS LP
Ticker: BPMP Security ID: 0556EL109
Meeting Date: APR 04, 2022 Meeting Type: Written Consent
Record Date: FEB 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Andrea Botta For For Management
1b Elect Director Jack A. Fusco For For Management
1c Elect Director Vicky A. Bailey For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director David B. Kilpatrick For For Management
1f Elect Director Lorraine Mitchelmore For For Management
1g Elect Director Scott Peak For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Neal A. Shear For For Management
1j Elect Director Andrew J. Teno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRESTWOOD EQUITY PARTNERS LP
Ticker: CEQP Security ID: 226344208
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren H. Gfeller For Withhold Management
1.2 Elect Director Janeen S. Judah For Withhold Management
1.3 Elect Director John J. Sherman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date: MAR 09, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Gaurdie E. Banister For For Management
1.3 Elect Director Pamela L. Carter For For Management
1.4 Elect Director Susan M. Cunningham For For Management
1.5 Elect Director Gregory L. Ebel For For Management
1.6 Elect Director Jason B. Few For For Management
1.7 Elect Director Teresa S. Madden For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director Stephen S. Poloz For For Management
1.10 Elect Director S. Jane Rowe For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Strengthen the Company's Net Zero Against Against Shareholder
Commitment with a Science-Based Net
Zero Target
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Thomas F. Karam For For Management
1f Elect Director D. Mark Leland For For Management
1g Elect Director Norman J. Szydlowski For For Management
1h Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 03, 2022 Meeting Type: Annual/Special
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Estey For For Management
1.2 Elect Director Douglas P. Bloom For For Management
1.3 Elect Director James J. Cleary For For Management
1.4 Elect Director Judy E. Cotte For For Management
1.5 Elect Director Heidi L. Dutton For For Management
1.6 Elect Director John L. Festival For For Management
1.7 Elect Director Marshall L. McRae For For Management
1.8 Elect Director Margaret C. Montana For For Management
1.9 Elect Director Steven R. Spaulding For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Re-approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
INTER PIPELINE LTD.
Ticker: IPL Security ID: 45833V109
Meeting Date: JUL 29, 2021 Meeting Type: Annual/Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Pembina For Against Management
Pipeline Corporation
2.1 Elect Director Margaret McKenzie For For Management
2.2 Elect Director Christian Bayle For For Management
2.3 Elect Director Shelley Brown For For Management
2.4 Elect Director Peter Cella For For Management
2.5 Elect Director Julie Dill For For Management
2.6 Elect Director Duane Keinick For For Management
2.7 Elect Director Arthur Korpach For For Management
2.8 Elect Director Alison Taylor Love For For Management
2.9 Elect Director Wayne Smith For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
INTER PIPELINE LTD.
Ticker: IPL Security ID: 45833V109
Meeting Date: OCT 28, 2021 Meeting Type: Special
Record Date: SEP 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Bison For For Management
Acquisition Corp. and Brookfield
Infrastructure Corporation Exchange
Limited Partnership
--------------------------------------------------------------------------------
KEYERA CORP.
Ticker: KEY Security ID: 493271100
Meeting Date: MAY 10, 2022 Meeting Type: Annual
Record Date: MAR 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Bertram For For Management
1.2 Elect Director Michael Crothers For For Management
1.3 Elect Director Doug Haughey For For Management
1.4 Elect Director Michael Norris For For Management
1.5 Elect Director Charlene Ripley For For Management
1.6 Elect Director Janet Woodruff For For Management
1.7 Elect Director Blair Goertzen For For Management
1.8 Elect Director Gianna Manes For For Management
1.9 Elect Director Thomas O'Connor For For Management
1.10 Elect Director Dean Setoguchi For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Approve Long-Term Incentive Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINETIK HOLDINGS INC.
Ticker: KNTK Security ID: 02215L209
Meeting Date: JUN 30, 2022 Meeting Type: Annual
Record Date: MAY 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jamie Welch For For Management
1.2 Elect Director David I. Foley For For Management
1.3 Elect Director John-Paul (JP) Munfa For For Management
1.4 Elect Director Elizabeth P. Cordia For For Management
1.5 Elect Director Thomas Lefebvre For Withhold Management
1.6 Elect Director Joseph Payne For For Management
1.7 Elect Director Laura A. Sugg For Withhold Management
1.8 Elect Director Kevin S. McCarthy For For Management
1.9 Elect Director Ben C. Rodgers For For Management
1.10 Elect Director D. Mark Leland For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: SEP 21, 2021 Meeting Type: Special
Record Date: AUG 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Common Shares For For Management
of the Company by KKR Apple Bidco, LLC
from Macquarie Infrastructure
Holdings, LLC
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS, L.P.
Ticker: MMP Security ID: 559080106
Meeting Date: APR 21, 2022 Meeting Type: Annual
Record Date: FEB 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter R. Arnheim For For Management
1.2 Elect Director Lori A. Gobillot For For Management
1.3 Elect Director Edward J. Guay For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUSTAR ENERGY L.P.
Ticker: NS Security ID: 67058H102
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Dan Bates For For Management
1.2 Elect Director Ed A. Grier For For Management
1.3 Elect Director Dan J. Hill For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OASIS MIDSTREAM PARTNERS LP
Ticker: OMP Security ID: 67420T206
Meeting Date: JAN 29, 2022 Meeting Type: Written Consent
Record Date: DEC 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director John W. Gibson None None Management
*Withdrawn Resolution*
1.4 Elect Director Mark W. Helderman For For Management
1.5 Elect Director Randall J. Larson For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Pierce H. Norton, II For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
1.11 Elect Director Gerald B. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEMBINA PIPELINE CORPORATION
Ticker: PPL Security ID: 706327103
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director J. Scott Burrows For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Ana Dutra For For Management
1.5 Elect Director Randall J. Findlay For For Management
1.6 Elect Director Robert G. Gwin For For Management
1.7 Elect Director Maureen E. Howe For For Management
1.8 Elect Director Gordon J. Kerr For For Management
1.9 Elect Director David M.B. LeGresley For For Management
1.10 Elect Director Leslie A. O'Donoghue For For Management
1.11 Elect Director Bruce D. Rubin For For Management
1.12 Elect Director Henry W. Sykes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Shareholder Rights Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officer's Compensation
--------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P.
Ticker: PAGP Security ID: 72651A207
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor Burk For For Management
1.2 Elect Director Kevin S. McCarthy For For Management
1.3 Elect Director Harry N. Pefanis For For Management
1.4 Elect Director Gary R. Petersen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 24, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Waters S. Davis, IV For For Management
1.2 Elect Director Rene R. Joyce For For Management
1.3 Elect Director Matthew J. Meloy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: APR 29, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Culbert For For Management
1.2 Elect Director William D. Johnson For For Management
1.3 Elect Director Susan C. Jones For For Management
1.4 Elect Director John E. Lowe For For Management
1.5 Elect Director David MacNaughton For For Management
1.6 Elect Director Francois L. Poirier For For Management
1.7 Elect Director Una Power For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director Indira V. Samarasekera For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Thierry Vandal For For Management
1.12 Elect Director Dheeraj "D" Verma For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
TELLURIAN INC.
Ticker: TELL Security ID: 87968A104
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charif Souki For For Management
1b Elect Director Brooke A. Peterson For For Management
1c Elect Director Don A. Turkleson For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Michael A. Creel For For Management
1.5 Elect Director Stacey H. Dore For For Management
1.6 Elect Director Richard E. Muncrief For For Management
1.7 Elect Director Peter A. Ragauss For For Management
1.8 Elect Director Rose M. Robeson For For Management
1.9 Elect Director Scott D. Sheffield For For Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director William H. Spence For For Management
1.12 Elect Director Jesse J. Tyson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========= Morningstar Aggressive Growth ETF Asset Allocation Portfolio =========
J.P. MORGAN EXCHANGE-TRADED FUND TRUST
Ticker: Security ID: 46641Q217
Meeting Date: OCT 27, 2021 Meeting Type: Special
Record Date: AUG 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Finn For For Management
1.2 Elect Director Stephen P. Fisher For For Management
1.3 Elect Director Gary L. French For For Management
1.4 Elect Director Kathleen M. Gallagher For For Management
1.5 Elect Director Robert J. Grassi For For Management
1.6 Elect Director Frankie D. Hughes For For Management
1.7 Elect Director Raymond Kanner For For Management
1.8 Elect Director Thomas P. Lemke For For Management
1.9 Elect Director Lawrence R. Maffia For For Management
1.10 Elect Director Mary E. Martinez For For Management
1.11 Elect Director Marilyn McCoy For For Management
1.12 Elect Director Robert A. Oden, Jr. For For Management
1.13 Elect Director Marian U. Pardo For For Management
1.14 Elect Director Emily A. Youssouf For For Management
1.15 Elect Director Robert F. Deutsch For For Management
1.16 Elect Director Nina O. Shenker For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524730
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524755
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
============= Morningstar Balanced ETF Asset Allocation Portfolio ==============
J.P. MORGAN EXCHANGE-TRADED FUND TRUST
Ticker: Security ID: 46641Q217
Meeting Date: OCT 27, 2021 Meeting Type: Special
Record Date: AUG 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Finn For For Management
1.2 Elect Director Stephen P. Fisher For For Management
1.3 Elect Director Gary L. French For For Management
1.4 Elect Director Kathleen M. Gallagher For For Management
1.5 Elect Director Robert J. Grassi For For Management
1.6 Elect Director Frankie D. Hughes For For Management
1.7 Elect Director Raymond Kanner For For Management
1.8 Elect Director Thomas P. Lemke For For Management
1.9 Elect Director Lawrence R. Maffia For For Management
1.10 Elect Director Mary E. Martinez For For Management
1.11 Elect Director Marilyn McCoy For For Management
1.12 Elect Director Robert A. Oden, Jr. For For Management
1.13 Elect Director Marian U. Pardo For For Management
1.14 Elect Director Emily A. Youssouf For For Management
1.15 Elect Director Robert F. Deutsch For For Management
1.16 Elect Director Nina O. Shenker For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524730
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524755
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524870
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
=========== Morningstar Conservative ETF Asset Allocation Portfolio ============
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524730
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524755
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524870
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
============== Morningstar Growth ETF Asset Allocation Portfolio ===============
J.P. MORGAN EXCHANGE-TRADED FUND TRUST
Ticker: Security ID: 46641Q217
Meeting Date: OCT 27, 2021 Meeting Type: Special
Record Date: AUG 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Finn For For Management
1.2 Elect Director Stephen P. Fisher For For Management
1.3 Elect Director Gary L. French For For Management
1.4 Elect Director Kathleen M. Gallagher For For Management
1.5 Elect Director Robert J. Grassi For For Management
1.6 Elect Director Frankie D. Hughes For For Management
1.7 Elect Director Raymond Kanner For For Management
1.8 Elect Director Thomas P. Lemke For For Management
1.9 Elect Director Lawrence R. Maffia For For Management
1.10 Elect Director Mary E. Martinez For For Management
1.11 Elect Director Marilyn McCoy For For Management
1.12 Elect Director Robert A. Oden, Jr. For For Management
1.13 Elect Director Marian U. Pardo For For Management
1.14 Elect Director Emily A. Youssouf For For Management
1.15 Elect Director Robert F. Deutsch For For Management
1.16 Elect Director Nina O. Shenker For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524730
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524755
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
========== Morningstar Income & Growth ETF Asset Allocation Portfolio ==========
J.P. MORGAN EXCHANGE-TRADED FUND TRUST
Ticker: Security ID: 46641Q217
Meeting Date: OCT 27, 2021 Meeting Type: Special
Record Date: AUG 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Finn For For Management
1.2 Elect Director Stephen P. Fisher For For Management
1.3 Elect Director Gary L. French For For Management
1.4 Elect Director Kathleen M. Gallagher For For Management
1.5 Elect Director Robert J. Grassi For For Management
1.6 Elect Director Frankie D. Hughes For For Management
1.7 Elect Director Raymond Kanner For For Management
1.8 Elect Director Thomas P. Lemke For For Management
1.9 Elect Director Lawrence R. Maffia For For Management
1.10 Elect Director Mary E. Martinez For For Management
1.11 Elect Director Marilyn McCoy For For Management
1.12 Elect Director Robert A. Oden, Jr. For For Management
1.13 Elect Director Marian U. Pardo For For Management
1.14 Elect Director Emily A. Youssouf For For Management
1.15 Elect Director Robert F. Deutsch For For Management
1.16 Elect Director Nina O. Shenker For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524730
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524755
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
--------------------------------------------------------------------------------
SCHWAB STRATEGIC TRUST
Ticker: Security ID: 808524870
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter W. Bettinger, II For For Management
1.2 Elect Director Richard A. Wurster For For Management
1.3 Elect Director Robert W. Burns For For Management
1.4 Elect Director Nancy F. Heller For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Jane P. Moncreiff For For Management
1.7 Elect Director Kiran M. Patel For For Management
1.8 Elect Director Kimberly S. Patmore For For Management
1.9 Elect Director J. Derek Penn For For Management
1.10 Elect Director Michael J. Beer For For Management
========== END NPX REPORT
ALPS/Red Rocks Global Opportunity Portfolio
Red Rocks Capital, LLC
Period: 7/1/2021 - 6/30/2022
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 2 | Approve Remuneration Report | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 3 | Approve Final Dividend | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 4 | Re-elect Caroline Banszky as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 5 | Re-elect Simon Borrows as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 6 | Re-elect Stephen Daintith as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 7 | Re-elect David Hutchison as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 8 | Re-elect Coline McConville as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 9 | Elect Peter McKellar as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 10 | Re-elect Alexandra Schaapveld as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 11 | Re-elect Simon Thompson as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 12 | Re-elect Julia Wilson as Director | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 14 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 15 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 16 | Authorise Issue of Equity | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 3i Group Plc | III | G88473148 | 7/1/2021 | 6/29/2021 | 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| SuRo Capital Corp. | SSSS | 86887Q109 | 7/7/2021 | 4/28/2021 | 1 | Elect Director Leonard A. Potter | Management | For | Withhold |
| SuRo Capital Corp. | SSSS | 86887Q109 | 7/7/2021 | 4/28/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| SuRo Capital Corp. | SSSS | 86887Q109 | 7/7/2021 | 4/28/2021 | 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 2 | Approve Remuneration Report | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 3 | Re-elect Francesca Barnes as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 4 | Elect Elizabeth Burne as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 5 | Re-elect Carolina Espinal as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 6 | Re-elect Alan Hodson as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 7 | Re-elect Edmond Warner as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 8 | Re-elect Steven Wilderspin as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 9 | Re-elect Peter Wilson as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 10 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/21/2021 | 7/19/2021 | 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 1 | Ratify KPMG Audit Limited as Auditors and Authorise Their Remuneration | Management | For | For |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 2 | Re-elect Caroline Foulger as Director | Management | For | For |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 3 | Re-elect Richard Lightowler as Director | Management | For | For |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 4 | Elect Fiona Beck as Director | Management | For | For |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 5 | Re-elect Peter Dubens as Director | Management | For | For |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 6 | Re-elect Stewart Porter as Director | Management | For | For |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 7 | Authorise Board to Fill Vacancies | Management | For | For |
| Oakley Capital Investments Ltd. | OCI | G67013105 | 7/26/2021 | 7/23/2021 | 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 2 | Approve Remuneration Report | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 5 | Approve Final Dividend | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 6 | Re-elect Vijay Bharadia as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 7 | Re-elect Benoit Durteste as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 8 | Re-elect Virginia Holmes as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 9 | Re-elect Michael Nelligan as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 10 | Re-elect Kathryn Purves as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 11 | Re-elect Amy Schioldager as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 12 | Re-elect Andrew Sykes as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 13 | Re-elect Stephen Welton as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 14 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 15 | Re-elect Antje Hensel-Roth as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 16 | Elect Rosemary Leith as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 17 | Elect Matthew Lester as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 18 | Authorise Issue of Equity | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/29/2021 | 7/27/2021 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.1 | Elect Director John Barnett | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.2 | Elect Director Michael Bregman | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.3 | Elect Director Anne-Mette de Place Filippini | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.4 | Elect Director Joseph E. Fluet, III | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.5 | Elect Director Joseph J. Heffernan | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.6 | Elect Director G. John Krediet | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.7 | Elect Director B. Jeffrey Parr | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.8 | Elect Director Kenneth B. Rotman | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.9 | Elect Director Lionel H. Schipper | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.10 | Elect Director Isadore Sharp | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.11 | Elect Director Michael Wagman | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 1.12 | Elect Director Rick Watkin | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2021 | 6/25/2021 | 3 | Amend Employee Deferred Share Unit Plan | Management | For | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 1 | Open Meeting | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 2 | Elect Chairman of Meeting | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 3 | Prepare and Approve List of Shareholders | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 4 | Approve Agenda of Meeting | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 5 | Designate Inspector(s) of Minutes of Meeting | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 7.a | Receive Financial Statements and Statutory Reports | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 7.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 8 | Receive President's Report | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.b | Approve Allocation of Income and Dividends of SEK 1.00 Per Share | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.c1 | Approve Discharge of Board Chairman Anders Borjesson | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.c2 | Approve Discharge of Board Member Anna Almlof | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.c3 | Approve Discharge of Board Member Fredrik Borjesson | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.c4 | Approve Discharge of Board Member Anna Marsell | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.c5 | Approve Discharge of Board Member Anders Claeson | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.c6 | Approve Discharge of Board Member Ulf Sodergren | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 9.c7 | Approve Discharge of Board Member and President Jorgen Wigh | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 10 | Approve Principles for the Work of the Nomination Committee | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 11 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 12.1 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.5 Million | Management | For | Against |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 12.2 | Approve Remuneration of Auditors | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 13.1 | Reelect Anna Almlof as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 13.2 | Reelect Fredrik Borjesson as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 13.3 | Reelect Anna Marsell as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 13.4 | Reelect Ulf Sodergren as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 13.5 | Reelect Anders Claeson as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 13.6 | Reelect Jorgen Wigh as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 14 | Elect Fredrik Borjesson as Board Chair | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 15 | Ratify KPMG as Auditors | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 16 | Approve Remuneration Report | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 18 | Approve Stock Option Plan | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 19 | Approve Issuance of up to 10 Percent of Issued Number of Class B Shares without Preemptive Rights | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 20 | Other Business | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A147 | 8/24/2021 | 8/16/2021 | 21 | Close Meeting | Management | ||
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| StepStone Group, Inc. | STEP | 85914M107 | 9/24/2021 | 7/26/2021 | 1.1 | Elect Director Monte M. Brem | Management | For | Withhold |
| StepStone Group, Inc. | STEP | 85914M107 | 9/24/2021 | 7/26/2021 | 1.2 | Elect Director Valerie G. Brown | Management | For | For |
| StepStone Group, Inc. | STEP | 85914M107 | 9/24/2021 | 7/26/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.1 | Elect Director Walter (Jay) Clayton | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.2 | Elect Director Michael Ducey | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.3 | Elect Director Richard Emerson | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.4 | Elect Director Joshua Harris | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.5 | Elect Director Kerry Murphy Healey | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.6 | Elect Director Pamela Joyner | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.7 | Elect Director Scott Kleinman | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.8 | Elect Director A.B. Krongard | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.9 | Elect Director Pauline Richards | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.10 | Elect Director Marc Rowan | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.11 | Elect Director David Simon | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 1.12 | Elect Director James Zelter | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2021 | 8/5/2021 | 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 1 | Open Meeting | Management | ||
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 2 | Elect Chairman of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 4 | Prepare and Approve List of Shareholders | Management | ||
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 5 | Approve Agenda of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 7 | Determine Number of Members (6) and Deputy Members (0) of Board | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 8 | Approve Remuneration of Directors | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 9.1 | Reelect Fredrik Carlsson as Director | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 9.2 | Reelect Jan Nord as Director | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 9.3 | Reelect Johan Lundberg as Director | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 9.4 | Reelect Eva Leach as Director | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 9.5 | Elect Pontus Lindwall as New Director | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 9.6 | Elect Peter Hamberg as New Director | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 9.7 | Elect Johan Lundberg as Board Chair | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 10 | Amend Instructions for Nominating Committee | Shareholder | None | Against |
| Betsson AB | BETS.B | W1556U633 | 10/25/2021 | 10/15/2021 | 11 | Close Meeting | Management | ||
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 2 | Approve Remuneration Report | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 3 | Approve Remuneration Policy | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 4 | Re-elect Sir Laurie Magnus as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 5 | Re-elect John Burgess as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 6 | Re-elect David Melvin as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 7 | Re-elect Dame Susan Owen as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 8 | Re-elect Mary Ann Sieghart as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 9 | Re-elect John Singer as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 10 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 12 | Approve Share Sub-Division | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 13 | Authorise Issue of Equity | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 10/27/2021 | 10/25/2021 | 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| FS KKR Capital Corp. | FSK | 302635206 | 12/10/2021 | 8/31/2021 | 1.1 | Elect Director Todd C. Builione | Management | For | Withhold |
| FS KKR Capital Corp. | FSK | 302635206 | 12/10/2021 | 8/31/2021 | 1.2 | Elect Director Brian R. Ford | Management | For | Withhold |
| FS KKR Capital Corp. | FSK | 302635206 | 12/10/2021 | 8/31/2021 | 1.3 | Elect Director Richard I. Goldstein | Management | For | Withhold |
| FS KKR Capital Corp. | FSK | 302635206 | 12/10/2021 | 8/31/2021 | 1.4 | Elect Director Osagie Imasogie | Management | For | Withhold |
| FS KKR Capital Corp. | FSK | 302635206 | 12/10/2021 | 8/31/2021 | 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Apollo Global Management, Inc. | APO | 03768E105 | 12/17/2021 | 11/4/2021 | 1 | Approve Merger Agreement | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 12/17/2021 | 11/4/2021 | 2 | Amend Charter | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 12/17/2021 | 11/4/2021 | 3 | Adjourn Meeting | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1a | Elect Director Susan L. Decker | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1b | Elect Director Kenneth D. Denman | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1c | Elect Director Richard A. Galanti | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1d | Elect Director Hamilton E. James | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1e | Elect Director W. Craig Jelinek | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1f | Elect Director Sally Jewell | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1g | Elect Director Charles T. Munger | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1h | Elect Director Jeffrey S. Raikes | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1i | Elect Director John W. Stanton | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 1j | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 4 | Report on Charitable Contributions | Shareholder | Against | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 5 | Report on GHG Emissions Reduction Targets | Shareholder | Against | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/20/2022 | 11/11/2021 | 6 | Report on Racial Justice and Food Equity | Shareholder | Against | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 2 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 4 | Approve the Report of Remuneration & Nomination Committee | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 5 | Re-elect Andrew Haining as Director | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 6 | Re-elect Stephen Coe as Director | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 7 | Re-elect Anne Ewing as Director | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 8 | Re-elect Tim Cruttenden as Director | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 9 | Re-elect Simon Holden as Director | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 10 | Elect Margaret O'Connor as Director | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Chrysalis Investments Limited | CHRY | G6000Y113 | 2/17/2022 | 2/15/2022 | 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 1 | Open Meeting | Management | ||
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 2 | Elect Chairman of Meeting | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 3 | Prepare and Approve List of Shareholders | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 6 | Approve Agenda of Meeting | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 7 | Receive Financial Statements and Statutory Reports | Management | ||
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 9 | Approve Remuneration Report | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 10.1 | Approve Discharge of Chair Per-Olof Soderberg | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 10.2 | Approve Discharge of Board Member Eva Karlsson | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 10.3 | Approve Discharge of Board Member Ulla Litzen | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 10.4 | Approve Discharge of Board Member Karsten Slotte | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 10.5 | Approve Discharge of Board Member Jan Soderberg | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 10.6 | Approve Discharge of Board Member and CEO Jonas Wistrom | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 11 | Approve Allocation of Income and Dividends of SEK 1.20 Per Class A Share and Class B Share | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 12 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 13 | Approve Remuneration of Directors in the Amount of SEK 970,000 for Chairman and SEK 500,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.1 | Reelect Per-Olof Soderberg (Chair) as Director | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.2 | Reelect Ulla Litzen as Director | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.3 | Reelect Karsten Slotte as Director | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.4 | Reelect Jan Soderberg as Director | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.5 | Reelect Jonas Wistrom as Director | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.6 | Elect Tone Lunde Bakker as New Director | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.7 | Elect Helena Svancar as New Director | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 14.8 | Ratify Ernst & Young as Auditors | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 16 | Approve Incentive Plan LTIP 2022 for Key Employees | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 18 | Approve Issuance of 35 Million Class B Shares without Preemptive Rights | Management | For | Against |
| Ratos AB | RATO.B | W72177111 | 3/22/2022 | 3/14/2022 | 19 | Close Meeting | Management | ||
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 2 | Approve Remuneration Policy | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 3 | Approve Remuneration Report | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 4 | Approve the Company's Dividend Policy | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 5 | Elect Dugald Agble as Director | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 6 | Re-elect Alan Devine as Director | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 7 | Re-elect Diane Seymour-Williams as Director | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 8 | Elect Yvonne Stillhart as Director | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 9 | Re-elect Calum Thomson as Director | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 10 | Reappoint BDO LLP as Auditors | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 12 | Authorise Issue of Equity | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Standard Life Private Equity Trust PLC | SLPE | G8425X100 | 3/22/2022 | 3/18/2022 | 16 | Approve Change of Company Name to abrdn Private Equity Opportunities Trust plc | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 1 | Receive Report of Board | Management | ||
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 3 | Approve Allocation of Income | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 4 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 5 | Approve Remuneration of Directors | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 6.1 | Reelect Kenneth Skov Eskildsen as Director | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 6.2 | Elect Soren Staer as New Director | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/20/2022 | 4/13/2022 | 9 | Other Business | Management | ||
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.1 | Elect Director Greg Becker | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.2 | Elect Director Eric Benhamou | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.3 | Elect Director Elizabeth "Busy" Burr | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.4 | Elect Director Richard Daniels | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.5 | Elect Director Alison Davis | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.6 | Elect Director Joel Friedman | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.7 | Elect Director Jeffrey Maggioncalda | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.8 | Elect Director Beverly Kay Matthews | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.9 | Elect Director Mary Miller | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.10 | Elect Director Kate Mitchell | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 1.11 | Elect Director Garen Staglin | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2022 | 2/22/2022 | 4 | Report on Third-Party Racial Justice Audit | Shareholder | Against | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 3 | Approve Allocation of Income and Dividends of EUR 1.13 per Share | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 5 | Reelect Anne Landon as Supervisory Board Member | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 6 | Reelect Jean Estin as Supervisory Board Member | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 7 | Ratify Appointment of Dominique Cerutti as Supervisory Board Member | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 8 | Reelect Dominique Cerutti as Supervisory Board Member | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 9 | Approve Remuneration Policy of General Management | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 10 | Approve Remuneration Policy of Chairman and Supervisory Board Members | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 12 | Approve Compensation of Altamir Gerance, General Manager | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 13 | Approve Compensation of Jean Estin, Chairman of the Supervisory Board | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 14 | Authorize Repurchase of Up to 1 Percent of Issued Share Capital | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 15 | Amend Article 15 of Bylaws Re: Age Limit of Management Board Members | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 16 | Amend Article 16 and 20 of Bylaws Re: Removing Reference to Investments and Divestments | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 17 | Amend Article 17 of Bylaws Re: General Management Remuneration | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/26/2022 | 4/22/2022 | 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 2 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 3 | Approve Exceptional Dividend of EUR 1.25 per Share | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 6 | Elect Mathilde Lemoine as Supervisory Board Member | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 7 | Elect Serge Schoen as Supervisory Board Member | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 8 | Reelect David-Weill as Supervisory Board Member | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 9 | Reelect JCDecaux Holding SAS as Supervisory Board Member | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 10 | Reelect Olivier Merveilleux du Vignaux as Supervisory Board Member | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 11 | Reelect Amelie Oudea-Castera as Supervisory Board Member | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 12 | Reelect Patrick Sayer as Supervisory Board Member | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 13 | Renew Appointment of Robert Agostinelli as Censor | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 14 | Renew Appointment of Jean-Pierre Richardson as Censor | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 15 | Approve Remuneration Policy of Members of Supervisory Board | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 16 | Approve Remuneration Policy of Members of Management Board | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 17 | Approve Compensation Report of Corporate Officers | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 18 | Approve Compensation of Michel David-Weill, Chairman of the Supervisory Board | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 19 | Approve Compensation of Virginie Morgon, Chairman of the Management Board | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 20 | Approve Compensation of Philippe Audouin, Member of Management Board | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 21 | Approve Compensation of Christophe Baviere, Member of Management Board | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 22 | Approve Compensation of Marc Frappier, Member of Management Board | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 23 | Approve Compensation of Nicolas Huet, Member of Management Board | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 24 | Approve Compensation of Olivier Millet, Member of Management Board | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 25 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 26 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 27 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 28 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 29 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 30 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 31 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 32 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 33 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 34 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 27 and 32 at EUR 120 Million | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 35 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 36 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 37 | Amend Article 3 of Bylaws Re: Corporate Purpose | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 38 | Amend Bylaws to Comply with Legal Changes | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 39 | Amend Article 14 of Bylaws Re: Power of the Supervisory Board | Management | For | For |
| Eurazeo SE | RF | F3296A108 | 4/28/2022 | 4/26/2022 | 40 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 1 | Elect Chairman of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 2 | Prepare and Approve List of Shareholders | Management | ||
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 3 | Approve Agenda of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 4 | Designate Inspector(s) of Minutes of Meeting | Management | ||
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 6 | Receive Financial Statements and Statutory Reports | Management | ||
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 7 | Receive President's Report | Management | ||
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 9 | Approve Remuneration Report | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.A | Approve Discharge of Gunnar Brock | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.B | Approve Discharge of Johan Forssell | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.C | Approve Discharge of Magdalena Gerger | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.D | Approve Discharge of Tom Johnstone | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.E | Approve Discharge of Isabelle Kocher | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.F | Approve Discharge of Sara Mazur | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.G | Approve Discharge of Sven Nyman | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.H | Approve Discharge of Grace Reksten Skaugen | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.I | Approve Discharge of Hans Straberg | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.J | Approve Discharge of Jacob Wallenberg | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 10.K | Approve Discharge of Marcus Wallenberg | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 11 | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 12.A | Determine Number of Members (11) and Deputy Members (0) of Board | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 12.B | Determine Number of Auditors (1) and Deputy Auditors | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 13.A | Approve Remuneration of Directors in the Amount of SEK 3.1 Million for Chairman, SEK 1.8 Million for Vice Chairman and SEK 820,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 13.B | Approve Remuneration of Auditors | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.A | Reelect Gunnar Brock as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.B | Reelect Johan Forssell as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.C | Reelect Magdalena Gerger as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.D | Reelect Tom Johnstone as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.E | Reelect Isabelle Kocher as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.F | Reelect Sven Nyman as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.G | Reelect Grace Reksten Skaugen as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.H | Reelect Hans Straberg as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.I | Reelect Jacob Wallenberg as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.J | Reelect Marcus Wallenberg as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 14.K | Elect Sara Ohrvall as New Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 15 | Reelect Jacob Wallenberg as Board Chair | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 16 | Ratify Deloitte as Auditors | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 17.A | Approve Performance Share Matching Plan (LTVR) for Employees in Investor | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 17.B | Approve Performance Share Matching Plan (LTVR) for Employees in Patricia Industries | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 18.A | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 18.B | Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/3/2022 | 4/25/2022 | 19 | Close Meeting | Management | ||
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1a | Elect Director Mary K. Brainerd | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1b | Elect Director Giovanni Caforio | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1c | Elect Director Srikant M. Datar | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1d | Elect Director Allan C. Golston | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1e | Elect Director Kevin A. Lobo | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1f | Elect Director Sherilyn S. McCoy | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1g | Elect Director Andrew K. Silvernail | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1i | Elect Director Ronda E. Stryker | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 1j | Elect Director Rajeev Suri | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/4/2022 | 3/7/2022 | 4 | Amend Proxy Access Right | Shareholder | Against | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 2 | Approve Remuneration Report | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 3 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 5 | Re-elect Chris Ambler as Director | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 6 | Re-elect Mike Bane as Director | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 7 | Re-elect Tim Breedon as Director | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 8 | Re-elect Stephanie Coxon as Director | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 9 | Re-elect Sally-Ann Farnon as Director | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 10 | Approve Dividend Policy | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Apax Global Alpha Limited | APAX | G04039106 | 5/5/2022 | 5/3/2022 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.1 | Elect Director Jeff Bender | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.2 | Elect Director John Billowits | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.3 | Elect Director Lawrence Cunningham | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.4 | Elect Director Susan Gayner | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.5 | Elect Director Claire Kennedy | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.6 | Elect Director Robert Kittel | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.7 | Elect Director Mark Leonard | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.8 | Elect Director Mark Miller | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.9 | Elect Director Lori O'Neill | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.10 | Elect Director Donna Parr | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.11 | Elect Director Andrew Pastor | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.12 | Elect Director Dexter Salna | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.13 | Elect Director Laurie Schultz | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.14 | Elect Director Barry Symons | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 1.15 | Elect Director Robin Van Poelje | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 2 | Approve KPMG LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 3 | Approve Increase in Size of Board from Fifteen to Twenty | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 4 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/5/2022 | 3/24/2022 | 5 | SP: Report on Racial Diversity in the Workplace | Shareholder | Against | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1a | Elect Director Rainer M. Blair | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1b | Elect Director Linda Filler | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1c | Elect Director Teri List | Management | For | Against |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1d | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1e | Elect Director Jessica L. Mega | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1f | Elect Director Mitchell P. Rales | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1g | Elect Director Steven M. Rales | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1h | Elect Director Pardis C. Sabeti | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1i | Elect Director A. Shane Sanders | Management | For | Against |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1j | Elect Director John T. Schwieters | Management | For | Against |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1k | Elect Director Alan G. Spoon | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1l | Elect Director Raymond C. Stevens | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 1m | Elect Director Elias A. Zerhouni | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2022 | 3/11/2022 | 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 2 | Approve Remuneration Report | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 3 | Approve Final Dividend | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 4 | Re-elect Richard Brooman as Director | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 5 | Re-elect Pilar Junco as Director | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 6 | Re-elect Jim Strang as Director | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 7 | Re-elect Guy Wakeley as Director | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 8 | Re-elect Anne West as Director | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 9 | Reappoint Grant Thornton UK LLP as Auditors | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 11 | Authorise Issue of Equity | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 5/10/2022 | 5/6/2022 | 14 | Adopt the Revised Investment Policy | Management | For | Abstain |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 1 | Receive Director's Reports (Non-Voting) | Management | ||
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | ||
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 3 | Discuss Company's Corporate Governance Statement | Management | ||
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 4 | Receive Auditor's Report (Non-Voting) | Management | ||
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 5 | Approve Financial Statements | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 6 | Approve Allocation of Income | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 7 | Approve Dividends of EUR 1.15 Per Share | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 8 | Approve Discharge of Directors | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 9 | Reelect Rene Beltjens as Independent Director | Management | For | Against |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 10 | Approve Remuneration Policy | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 11 | Approve Remuneration Report | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 12 | Approve Remuneration of Directors | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/11/2022 | 4/27/2022 | 13 | Approve Discharge of Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 2 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 5 | Reelect Anne Lange as Director | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 6 | Reelect Dominique Netter as Director | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 7 | Reelect Marie-Francoise Walbaum as Director | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 8 | Elect Camille Roncoroni as Director | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 9 | Elect Rodolphe Peugeot as Director | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 10 | Elect Beatrice Dumurgier as Director | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 11 | Elect Etablissements Peugeot Freres as Director | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 13 | Approve Compensation of Robert Peugeot, Chairman of the Board | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 14 | Approve Compensation of Bertrand Finet, CEO | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 15 | Approve Remuneration Policy of Directors | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 16 | Approve Remuneration Policy of Robert Peugeot, Chairman of the Board | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 17 | Approve Remuneration Policy of Bertrand Finet, CEO | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 20 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans With Performance Conditions Attached | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 21 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 24 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 10 Million | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 26 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 22-24 | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 27 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 28 | Authorize Capital Increase of Up to EUR 10 Million for Future Exchange Offers | Management | For | Against |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 30 | Set Total Limit for Capital Increase to Result from Issuance Requests at EUR 10 Million | Management | For | For |
| Peugeot Invest SA | PEUG | F7300Q108 | 5/12/2022 | 5/10/2022 | 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 1 | Open Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 2 | Elect Chairman of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 3 | Prepare and Approve the Register of Shareholders Entitled to Vote | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 4 | Approve Agenda | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 6 | Determine Whether the Meeting has been Duly Convened | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 7 | Statement by CEO | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 8 | Approve Dividends | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 9 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 10 | Approve Remuneration Report | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 11 | Fix Number of Directors | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 12 | Approve Remuneration of Directors | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 13 | Re-elect Peter Boggs as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 14 | Re-elect Gunnel Duveblad as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 15 | Re-elect Erik Forsberg as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 16 | Re-elect Carl-Magnus Mansson as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 17 | Re-elect Evert Carlsson as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 18 | Re-elect Fredrik Peyron as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 19 | Re-elect Heidi Skogster as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 20 | Appoint Evert Carlsson as Board Chair | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 21 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 22 | Approve Guidelines on Electing Nomination Committee | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 23 | Approve Remuneration Policy | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 24 | Approve Stock Option Plan | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 25 | Authorize Share Repurchase Program | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 26 | Approve Reduction in Share Capital via Share Cancellation | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 27 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/13/2022 | 5/3/2022 | 28 | Close Meeting | Management | ||
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.2 | Elect Director Ron DeLyons | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.3 | Elect Director Joel F. Gemunder | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.4 | Elect Director Patrick P. Grace | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.5 | Elect Director Christopher J. Heaney | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.6 | Elect Director Thomas C. Hutton | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.7 | Elect Director Andrea R. Lindell | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.8 | Elect Director Thomas P. Rice | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.9 | Elect Director Donald E. Saunders | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 1.10 | Elect Director George J. Walsh, III | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 2 | Approve Omnibus Stock Plan | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/16/2022 | 3/23/2022 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2021 | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 3 | Approve Discharge of Personally Liable Partner for Fiscal Year 2021 | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 5 | Approve Discharge of Shareholders' Committee for Fiscal Year 2021 | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 6.1 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2022 | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 6.2 | Ratify Deloitte GmbH as Auditors for the Review of Interim Financial Statements for Fiscal Year 2022 | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 6.3 | Ratify Deloitte GmbH as Auditors for the Review of Interim Financial Statements Until 2023 AGM | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 7 | Approve Remuneration Report | Management | For | Against | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 8 | Approve Remuneration of Supervisory Board | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 9 | Amend Articles Re: Shareholders' Committee | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 10 | Elect Raffaela Rein to the Supervisory Board | Management | For | For | |
| Mutares SE & Co. KGaA | MUX | D5624A157 | 5/17/2022 | 11 | Elect Raffaela Rein to the Shareholders' Committee | Management | For | For | |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1a | Elect Director Marc N. Casper | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1b | Elect Director Nelson J. Chai | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1c | Elect Director Ruby R. Chandy | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1d | Elect Director C. Martin Harris | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1e | Elect Director Tyler Jacks | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1f | Elect Director R. Alexandra Keith | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1g | Elect Director Jim P. Manzi | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1h | Elect Director James C. Mullen | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1i | Elect Director Lars R. Sorensen | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1j | Elect Director Debora L. Spar | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1k | Elect Director Scott M. Sperling | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 1l | Elect Director Dion J. Weisler | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2022 | 3/25/2022 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1a | Elect Director Ellen R. Alemany | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1b | Elect Director Vijay D'Silva | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1c | Elect Director Jeffrey A. Goldstein | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1d | Elect Director Lisa A. Hook | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1e | Elect Director Keith W. Hughes | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1f | Elect Director Kenneth T. Lamneck | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1g | Elect Director Gary L. Lauer | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1h | Elect Director Gary A. Norcross | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1i | Elect Director Louise M. Parent | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1j | Elect Director Brian T. Shea | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1k | Elect Director James B. Stallings, Jr. | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 1l | Elect Director Jeffrey E. Stiefler | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 3 | Approve Omnibus Stock Plan | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/25/2022 | 4/1/2022 | 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 2 | Approve Allocation of Income and Dividends of CHF 33.00 per Share | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 3 | Approve Discharge of Board and Senior Management | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 4 | Approve Remuneration Report | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 5.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3.5 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 5.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 5.7 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 5.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 16.9 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 5.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 10 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 5.5 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 20.6 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 5.6 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 80,000 | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 5.7 | Approve Variable Remuneration of Former Members of Executive Committee in the Amount of CHF 13 Million for Fiscal Year 2021 | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.1 | Elect Steffen Meister as Director and Board Chair | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.2 | Elect Marcel Erni as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.3 | Elect Alfred Gantner as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.4 | Elect Joseph Landy as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.5 | Elect Anne Lester as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.6 | Elect Martin Strobel as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.7 | Elect Urs Wietlisbach as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.1.8 | Elect Flora Zhao as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.2.1 | Appoint Flora Zhao as Member of the Nomination and Compensation Committee | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.2.2 | Appoint Anne Lester as Member of the Nomination and Compensation Committee | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Management | For | Against | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.3 | Designate Hotz & Goldmann as Independent Proxy | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 6.4 | Ratify KPMG AG as Auditors | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/25/2022 | 7 | Transact Other Business (Voting) | Management | For | Against | |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| The Carlyle Group Inc. | CG | 14316J108 | 5/31/2022 | 4/4/2022 | 1.1 | Elect Director David M. Rubenstein | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 5/31/2022 | 4/4/2022 | 1.2 | Elect Director Linda H. Filler | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 5/31/2022 | 4/4/2022 | 1.3 | Elect Director James H. Hance, Jr. | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 5/31/2022 | 4/4/2022 | 1.4 | Elect Director Derica W. Rice | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 5/31/2022 | 4/4/2022 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 5/31/2022 | 4/4/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| The Carlyle Group Inc. | CG | 14316J108 | 5/31/2022 | 4/4/2022 | 4 | Declassify the Board of Directors | Shareholder | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1a | Elect Director Michael J Arougheti | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1b | Elect Director Antoinette Bush | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1c | Elect Director Paul G. Joubert | Management | For | For |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1d | Elect Director R. Kipp deVeer | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1e | Elect Director David B. Kaplan | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1f | Elect Director Michael Lynton | Management | For | For |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1g | Elect Director Judy D. Olian | Management | For | For |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1h | Elect Director Antony P. Ressler | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1i | Elect Director Bennett Rosenthal | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 1j | Elect Director Eileen Naughton | Management | For | For |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Ares Management Corporation | ARES | 03990B101 | 6/9/2022 | 4/13/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.1 | Elect Director M. Elyse Allan | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.2 | Elect Director Angela F. Braly | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.3 | Elect Director Janice Fukakusa | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.4 | Elect Director Maureen Kempston Darkes | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.5 | Elect Director Frank J. McKenna | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.6 | Elect Director Hutham S. Olayan | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.7 | Elect Director Seek Ngee Huat | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 1.8 | Elect Director Diana L. Taylor | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/10/2022 | 4/22/2022 | 4 | SP 1: Set Emission Reduction Targets | Shareholder | Against | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 2 | Approve Discharge of Board and Senior Management | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.1.1 | Reelect Hans Hasler as Director and Board Chair | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.1.2 | Reelect Rudolf Lanz as Director | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.1.3 | Reelect Mario Giuliani as Director | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.1.4 | Reelect Stella Xu as Director | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.1.5 | Reelect Elaine Jones as Director | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.2.1 | Reappoint Mario Giuliani as Member of the Compensation Committee | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.2.2 | Reappoint Stella Xu as Member of the Compensation Committee | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 4.2.3 | Reappoint Elaine Jones as Member of the Compensation Committee | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 5.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 400,000 | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 350,000 | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 6 | Ratify Ernst & Young AG as Auditors | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 7 | Designate KBT Treuhand AG as Independent Proxy | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 8 | Approve CHF 67.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment of CHF 9.70 per Share | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 9 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/10/2022 | 10 | Transact Other Business (Voting) | Management | For | Against | |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 1 | Open Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 2 | Elect Chairman of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 3 | Approve List of Shareholders | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 4 | Approve Agenda | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 6 | Acknowledge Proper Convening of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 7 | Authorize Share Repurchase Program | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 8 | Approve Reduction in Share Capital via Share Cancellation | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2022 | 5/31/2022 | 10 | Close Meeting | Management | ||
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Liberty Media Corporation | FWONA | 531229870 | 6/14/2022 | 4/18/2022 | 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| Liberty Media Corporation | FWONA | 531229870 | 6/14/2022 | 4/18/2022 | 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| Liberty Media Corporation | FWONA | 531229870 | 6/14/2022 | 4/18/2022 | 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
| Liberty Media Corporation | FWONA | 531229870 | 6/14/2022 | 4/18/2022 | 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| Liberty Media Corporation | FWONA | 531229870 | 6/14/2022 | 4/18/2022 | 3 | Approve Omnibus Stock Plan | Management | For | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1a | Elect Director Merit E. Janow | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1b | Elect Director Candido Bracher | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1c | Elect Director Richard K. Davis | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1d | Elect Director Julius Genachowski | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1e | Elect Director Choon Phong Goh | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1f | Elect Director Oki Matsumoto | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1g | Elect Director Michael Miebach | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1h | Elect Director Youngme Moon | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1i | Elect Director Rima Qureshi | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1j | Elect Director Gabrielle Sulzberger | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1k | Elect Director Jackson Tai | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1l | Elect Director Harit Talwar | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 1m | Elect Director Lance Uggla | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 4 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 5 | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | Shareholder | Against | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 6 | Report on Political Contributions | Shareholder | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 7 | Report on Charitable Contributions | Shareholder | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/21/2022 | 4/22/2022 | 8 | Report on Risks Associated with Sale and Purchase of Ghost Guns | Shareholder | Against | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/22/2022 | 4/25/2022 | 1.1 | Elect Director Erika Meinhardt | Management | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/22/2022 | 4/25/2022 | 1.2 | Elect Director Barry B. Moullet | Management | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/22/2022 | 4/25/2022 | 1.3 | Elect Director James B. Stallings, Jr. | Management | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/22/2022 | 4/25/2022 | 1.4 | Elect Director Frank P. Willey | Management | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/22/2022 | 4/25/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/22/2022 | 4/25/2022 | 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1a | Elect Director Chelsea Clinton | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1b | Elect Director Barry Diller | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1c | Elect Director Michael D. Eisner | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1d | Elect Director Bonnie S. Hammer | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1e | Elect Director Victor A. Kaufman | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1f | Elect Director Joseph Levin | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1g | Elect Director Bryan Lourd | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1h | Elect Director Westley Moore | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1i | Elect Director David Rosenblatt | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1j | Elect Director Alan G. Spoon | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1k | Elect Director Alexander von Furstenberg | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 1l | Elect Director Richard F. Zannino | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| IAC/InterActiveCorp | IAC | 44891N208 | 6/23/2022 | 4/27/2022 | 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 2 | Approve Remuneration Report | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 5 | Re-elect David Satz as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 6 | Re-elect Robert Hoskin as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 7 | Re-elect Stella David as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 8 | Re-elect Vicky Jarman as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 9 | Re-elect Mark Gregory as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 10 | Re-elect Rob Wood as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 11 | Re-elect Jette Nygaard-Andersen as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 12 | Re-elect Barry Gibson as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 13 | Re-elect Pierre Bouchut as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 14 | Re-elect Virginia McDowell as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 15 | Approve Free Share Plan | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 16 | Approve Employee Share Purchase Plan | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 17 | Authorise Issue of Equity | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/24/2022 | 6/22/2022 | 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 2 | Ratify PricewaterhouseCoopers CI LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 3 | Re-elect Felix Haldner as Director | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 4 | Re-elect Fionnuala Carvill as Director | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 5 | Re-elect Henning von der Forst as Director | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 6 | Re-elect Merise Wheatley as Director | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 7 | Re-elect Richard Battey as Director | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 8 | Re-elect Steve Le Page as Director | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 9 | Approve Company's Dividend Policy | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Princess Private Equity Holding Limited | PEY | G72442125 | 6/24/2022 | 6/22/2022 | 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 2 | Approve Final Dividend | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 3 | Re-elect Jane Tufnell as Director | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 4 | Re-elect Alastair Bruce as Director | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 5 | Re-elect David Warnock as Director | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 6 | Re-elect Gerhard Fusenig as Director | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 7 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 9 | Approve Remuneration Report | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 10 | Authorise Issue of Equity | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 14 | Amend Articles of Association to Increase the Aggregate Limit on Directors' Fees | Management | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 6/28/2022 | 6/24/2022 | 15 | Approve Remuneration Policy | Management | For | For |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Owl Rock Capital Corporation | ORCC | 69121K104 | 6/29/2022 | 4/7/2022 | 1a | Elect Director Edward D'Alelio | Management | For | Against |
| Owl Rock Capital Corporation | ORCC | 69121K104 | 6/29/2022 | 4/7/2022 | 1b | Elect Director Craig W. Packer | Management | For | Against |
| Owl Rock Capital Corporation | ORCC | 69121K104 | 6/29/2022 | 4/7/2022 | 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| Owl Rock Capital Corporation | ORCC | 69121K104 | 6/29/2022 | 4/7/2022 | 3 | Other Business | Management | For | Against |
| Company Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 2 | Approve Remuneration Report | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 3 | Approve Dividend | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 4 | Re-elect Caroline Banszky as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 5 | Re-elect Simon Borrows as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 6 | Re-elect Stephen Daintith as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 7 | Elect Jasi Halai as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 8 | Elect James Hatchley as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 9 | Re-elect David Hutchison as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 10 | Elect Lesley Knox as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 11 | Re-elect Coline McConville as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 12 | Re-elect Peter McKellar as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 13 | Re-elect Alexandra Schaapveld as Director | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 15 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 17 | Authorise Issue of Equity | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 3i Group PLC | III | G88473148 | 6/30/2022 | 6/28/2022 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
-2-
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALPS Variable Investment Trust | |||
| By: | /s/ Kathryn Burns | ||
| Kathryn Burns | |||
| President | |||
| Date: | August 15, 2022 | ||
-3-
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