Close

Form N-CEN/A T. Rowe Price Diversifie For: Dec 31

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/25/2024

1. META
2. CMG
3. LRCX
4. IBM
5. SPY
6. HCP
7. BSX
8. PI
9. NOW
10. CNMD


January 24, 2022 12:55 PM EST 


  X0404
  
    N-CEN/A
    0001752724-21-048775
    
      LIVE
      
        
          0001267862
          XXXXXXXX
        
        811-21454
      
      
        false
        false
        false
      
      N-1A
    
    
      
        true
      
    
  
  
    
    
      T. ROWE PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC.
      811-21454
      0001267862
      549300HO22F43WC71556
      100 East Pratt Street
      Baltimore
      21202
      US-MD
      US
      410-345-2000
      
        
      
      
        
          State Street Corporation
          1776 Heritage Drive
          Quincy
          
          02171
          617-786-3000
          Custodian records for the Registrant.
        
        
          JPMorgan Chase Bank, London
          Woolgate House, Coleman Street
          London
          GB
          EC2P 2HD
          0 44 20 7742 4000
          Records related to the custody of Registrant's portfolio securities which are purchased outside the United States.
        
        
          The Bank of New York Mellon
          103 Bellevue Parkway
          Wilmington
          
          19809
          800-441-9800
          Fund accounting records
        
        
          T. ROWE PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC.
          100 East Pratt Street
          Baltimore
          
          21202
          410-345-2000
          All accounts, books, and other documents required to be maintained by the Registrant under Section 31(a) of the Investment Company Act of 1940 and the rules thereunder
        
        
          T. Rowe Price Services, Inc.
          4525 Painters Mill Road
          Owings Mills
          
          21117
          410-345-2000
          Transfer, dividend disbursing, and shareholder service records
        
      
      N
      N
      
      N-1A
      1
      Y
      
        
          Bruce W. Duncan
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Teresa Bryce Bazemore
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          John G. Schreiber
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Robert W. Sharps
          N/A
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Paul F. McBride
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Robert J. Gerrard, Jr.
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Ronald J. Daniels
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Cecilia E. Rouse
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          David Oestreicher
          004594569
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
      
      
        
          John R. Gilner
          001909214
          100 East Pratt Street
          Baltimore
          
          21202
          XXXXXX
          N
          
            
          
        
      
      N
      N
      N
      N
      
      N
      
        
      
      
        
          T. Rowe Price Investment Services, Inc.
          008-25130
          000008348
          N/A
          
          Y
        
      
      N
      
        
          PricewaterhouseCoopers LLP
          238
          N/A
          
        
      
      N
      N
      N
      N
      N
      N
      N
    
    
      
        T. Rowe Price Diversified Mid-Cap Growth Fund, Inc.
        S000002073
        I044FUD5Y664WKNJX613
        N
        2
        0
        0
        
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            N
            
              
                
              
              N
            
          
        
        
          
        
        
          Revenue sharing split
          Other
          Rebate
        
        44100216.00000000
        389035.00000000
        
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
        
        Y
        N
        N
        N
        
          
            T. Rowe Price Associates, Inc.
            801-00856
            000105496
            7HTL8AEQSEDX602FBU63
            
            N
          
        
        
          
            T. Rowe Price Services, Inc.
            084-01079
            N/A
            
            Y
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-01917
            N/A
            
            Y
            Y
          
        
        N
        
          
            Refinitiv US Holdings Inc.
            549300NF240HXJO7N016
            
            N
          
          
            Markit North America, Inc.
            N/A
            
            N
          
          
            Bloomberg Finance L.P.
            5493001KJTIIGC8Y1R12
            
            N
          
          
            ICE Data Services
            N/A
            
            N
          
        
        N
        
          
            EUROCLEAR BANK SA/NV
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            JPMorgan Chase Bank, London
            7H6GLXDRUGQFU57RNE97
            GB
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLXDRUGQFU57RNE97
            
            N
            Y
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
        
        N
        
          
            T. Rowe Price Services, Inc.
            N/A
            
            Y
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            N/A
            
            Y
            Y
          
        
        N
        
          
            T. Rowe Price Associates, Inc.
            7HTL8AEQSEDX602FBU63
            
            Y
            N
          
        
        N
        
          
            T. Rowe Price Investment Services, Inc.
            008-25130
            000008348
            N/A
            
            0.00000000
          
        
        
          
            CITADEL SECURITIES LLC
            008-53574
            000116797
            12UUJYTN7D3SW8KCSG25
            
            4148.00000000
          
          
            The Goldman Sachs Group, Inc.
            N/A
            N/A
            784F5XWPLTWKTBV3E584
            
            3127.00000000
          
          
            BARCLAYS PLC
            N/A
            N/A
            213800LBQA1Y9L22JB70
            GB
            5413.00000000
          
          
            UBS Group AG
            N/A
            N/A
            549300SZJ9VS8SGXAN81
            CH
            5060.00000000
          
          
            EVERCORE GROUP L.L.C.
            008-49830
            000042405
            5493008F0LRLS5N8LZ81
            
            4778.00000000
          
          
            Morgan Stanley
            N/A
            N/A
            IGJSJL3JD5P30I6NJZ34
            
            20824.00000000
          
          
            Cowen and Company, LLC
            008-22522
            000007616
            549300WR155U7DVMIW58
            
            8834.00000000
          
          
            JP MORGAN CHASE & CO.
            N/A
            N/A
            8I5DZWZKVSZI1NUHU748
            
            117467.00000000
          
          
            Jefferies Financial Group Inc.
            N/A
            N/A
            549300HOF34RGOJ5YL07
            
            25947.00000000
          
          
            Bank of America Corporation
            N/A
            N/A
            9DJT3UXIJIZJI4WXO774
            
            24387.00000000
          
        
        235495.00000000
        
          
            JP MORGAN CHASE & CO.
            N/A
            N/A
            8I5DZWZKVSZI1NUHU748
            
            8463717.00000000
          
          
            EVERCORE GROUP L.L.C.
            008-49830
            000042405
            5493008F0LRLS5N8LZ81
            
            1678193.00000000
          
          
            Bank of America Corporation
            N/A
            N/A
            9DJT3UXIJIZJI4WXO774
            
            4392683.00000000
          
          
            STIFEL FINANCIAL CORP.
            N/A
            N/A
            549300E5F07FE5GHJX84
            
            911726.00000000
          
          
            Morgan Stanley
            N/A
            N/A
            IGJSJL3JD5P30I6NJZ34
            
            8500167.00000000
          
          
            The Goldman Sachs Group, Inc.
            N/A
            N/A
            784F5XWPLTWKTBV3E584
            
            6499790.00000000
          
          
            Cowen and Company, LLC
            008-22522
            000007616
            549300WR155U7DVMIW58
            
            940881.00000000
          
          
            BARCLAYS PLC
            N/A
            N/A
            213800LBQA1Y9L22JB70
            GB
            2310703.00000000
          
          
            Credit Suisse Group AG
            N/A
            N/A
            549300506SI9CRFV9Z86
            CH
            1803236.00000000
          
          
            Citigroup Inc.
            N/A
            N/A
            6SHGI4ZSSLCXXQSBB395
            
            2449446.00000000
          
        
        44861214.00000000
        Y
        1836348158.00000000
        0.00000000
        N
        N
        N
        N
      
    
    
      false
      false
      true
      false
      false
      false
 
 

Report of Independent Registered Public Accounting Firm

To the Board of Directors and Shareholders of T. Rowe Price Diversified Mid-Cap Growth Fund, Inc.

In planning and performing our audit of the financial statements of T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. (the "Fund") as of and for the year ended December 31, 2020, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting.

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

PricewaterhouseCoopers LLP, 100 East Pratt Street Suite 2600 Baltimore, Maryland 21202-1096 T: 410 783 7600; F: 410 783 7680, www.pwc.com/us

 

 
 

Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2020.

This report is intended solely for the information and use of the Board of Directors of T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

Baltimore, Maryland

February 17, 2021

2


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings