Form N-CEN iSHARES TRUST For: Feb 28
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E-mailX0303 N-CEN LIVE 0001100663 XXXXXXXX 811-09729 false false false N-1A S000023506 C000069125 S000013697 C000037539 S000013696 C000037538 S000013700 C000037542 S000023507 C000069126 S000004357 C000012087 S000004360 C000012090 S000004361 C000012091 S000019341 C000053739 S000055401 C000174365 S000068817 C000219898 S000004362 C000012092 S000026651 C000080009 S000057341 C000182992 S000013695 C000037537 S000013699 C000037541 S000058037 C000189865 S000057342 C000182993 S000018861 C000052220 S000013702 C000037544 S000058036 C000189864 S000013701 C000037543 S000062159 C000201167 S000013698 C000037540 S000026652 C000080010 S000068768 C000219740 S000019342 C000053740 S000069558 C000221912 S000004358 C000012088 S000013694 C000037536 S000016772 C000046846 iShares Trust 811-09729 0001100663 5493000860OXIC4B5K91 400 Howard Street San Francisco 94105 US-CA US 800-474-2737 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Records related to its functions as administrator, accounting agent, transfer agent and custodian BlackRock Investments, LLC 40 East 52nd St New York 10022 609-282-3046 Records related to its functions as distributor BlackRock Fund Advisors 400 Howard Street San Francisco 94105 415-670-2000 Records related to its functions as advisor N N N-1A 302 Y John E. Kerrigan 000000000 N Richard L. Fagnani 000000000 N Robert S. Kapito 000000000 Y Drew E. Lawton 001173631 N John E. Martinez 000000000 N Salim Ramji 004797124 Y Madhav V. Rajan 000000000 N Jane D. Carlin 001279982 N Cecilia H. Herbert 000000000 N Charles Park 000000000 55 East 52nd Street New York 10055 XXXXXX N N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N iShares Agency Bond ETF S000023506 54930076RN5EDP4FSR30 N 0 0 0 Exchange-Traded Fund N N 0.62000000 0.42000000 0.50000000 0.50000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Cash collateral reinvestment fee Revenue sharing split Other Rebates paid to borrowers 459907.00000000 207.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 17a-7 (17 CFR 270.17a-7) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BofA Securities, Inc. 549300HN4UKV1E2R3U73 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 0.00000000 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 404289910.63000000 Amherst Pierpont Securities LLC 8-68282 000150696 549300LGG2RLWD21SU97 354355405.63000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 251958596.44000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 152289845.42000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 472660089.29000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A 000000000 5493005PQV5UQG4OSI49 1688849000.00000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 344112529.08000000 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 364524339.29000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 511546200.85000000 U.S. Bancorp Investments, Inc. 8-35359 000017868 H85Z6XZP8B10ES0M2G89 82846747.69000000 5099950501.22000000 N 799760733.43000000 N N N iShares 1-5 Year Investment Grade Corporate Bond ETF S000013697 549300T14S5IX7V5T008 N 0 0 0 Exchange-Traded Fund N N -0.32000000 -0.38000000 0.28000000 0.28000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 765823971.00000000 3141422.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) SG Americas Securities, LLC 549300F35UE0BOM1WJ55 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 0.00000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 464512593.75000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 921621171.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1928737714.33000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 346918673.83000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 731543236.98000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A 000000000 5493005PQV5UQG4OSI49 7134619000.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 2843580828.76000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 646051268.60000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4904923264.22000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 7931130860.84000000 30606299238.85000000 N 18921532593.00923076 N N N iShares 10-20 Year Treasury Bond ETF S000013696 549300MH5J7BUV0VS287 N 0 0 0 Exchange-Traded Fund N N 1.29000000 1.14000000 1.86000000 1.86000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Other Cash collateral reinvestment fee Rebates paid to borrowers 47412203.00000000 86247.00000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Wells Fargo Securities, LLC VYVVCKR63DVZZN70PB21 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 0.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 69167133.63000000 Natwest Markets Securities Inc. 8-37135 000011707 ZE2ZWJ5BTIQJ8M0C6K34 85242221.74000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A 000000000 5493005PQV5UQG4OSI49 576285000.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 374215179.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 804766126.24000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 61062435.18000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1230945097.09000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 448288883.79000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4214716321.76000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 54327521.99000000 8023799134.39000000 N 1290181234.94230769 N N N iShares Intermediate Government/Credit Bond ETF S000013700 549300USOBX01WS0GK74 N 0 0 0 Exchange-Traded Fund N N -0.04000000 -0.24000000 0.08000000 0.08000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Cash collateral reinvestment fee Other Revenue sharing split Rebates paid to borrowers 18936106.00000000 58274.00000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 0.00000000 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 97952923.08000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 572270606.98000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 213191848.42000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 95199070.58000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A 000000000 5493005PQV5UQG4OSI49 402321000.00000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 71695221.88000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 113316036.30000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 705867169.25000000 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 65922453.92000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 57387338.26000000 2755857608.79000000 N 2246867385.29461538 N N N iShares Short-Term National Muni Bond ETF S000023507 5493006UX6BTVQQ8GI65 N 0 0 0 Exchange-Traded Fund N N -0.11000000 -0.18000000 0.16000000 0.16000000 N N Y N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 0.00000000 BlackRock Liquidity Funds - MuniCash N/A 000000000 549300RWBJ885673DL84 2242787290.70000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 249176957.50000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 140026902.20000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1096586682.90000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 342796609.75000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 39360852.95000000 Ice Securities Execution & Clearing, LLC 8-70258 000299634 549300Q54HHOIVWCEN57 38433737.40000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 45878848.80000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 265239361.25000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 126271138.35000000 4668150439.10000000 N 3583721615.19769230 N N N iShares 1-3 Year Treasury Bond ETF S000004357 549300W0WX9TL4G6HM56 N 0 0 0 Exchange-Traded Fund N N 0.07000000 -0.08000000 0.12000000 0.12000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Other Cash collateral reinvestment fee Rebates paid to borrowers 69797460.00000000 136606.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N SG Americas Securities, LLC 549300F35UE0BOM1WJ55 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 0.00000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A 000000000 5493005PQV5UQG4OSI49 20772769000.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 15559805674.47000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 8335683800.25000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2574639619.52000000 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 2695716784.97000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 2411042674.24000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 2382567777.32000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 2323316571.67000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 11531834290.28000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 2833357430.40000000 77570643276.40000000 N 21107531368.54230769 N N N iShares 20+ Year Treasury Bond ETF S000004360 549300WWURKS1JGBZU59 N 0 0 0 Exchange-Traded Fund N N 1.37000000 1.22000000 1.67000000 1.67000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Cash collateral reinvestment fee Other Revenue sharing split Rebates paid to borrowers 37764035.00000000 56321.00000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 6c-11 (17 CFR 270.6c-11) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N Wells Fargo Securities, LLC VYVVCKR63DVZZN70PB21 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 4277429749.58000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 12356827434.98000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 6873135438.39000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 3142193449.41000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 2380436623.96000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 5551507434.34000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 26181825628.76000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 3243848190.05000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A 000000000 5493005PQV5UQG4OSI49 4447023000.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 4501563520.28000000 77688337157.35000000 N 18534866785.64461538 N N N iShares iBoxx $ Investment Grade Corporate Bond ETF S000004361 549300FYCXFXG8POR355 N 0 0 0 Exchange-Traded Fund N N 0.50000000 0.36000000 0.84000000 0.84000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Cash collateral reinvestment fee Other Revenue sharing split Rebates paid to borrowers 2034222928.00000000 9408193.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Wells Fargo Securities, LLC VYVVCKR63DVZZN70PB21 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 0.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 20225807214.08000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 23369739986.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 30074306619.58000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 591521882.75000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A 000000000 5493005PQV5UQG4OSI49 11947446000.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 3366893304.13000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 864927413.39000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 563292952.91000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 14478399213.24000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 6291409677.78000000 115088027385.36000000 N 50804405603.81076923 N N N iShares California Muni Bond ETF S000019341 5493005PBQ3IFT3REX09 N 0 0 0 Exchange-Traded Fund N N -0.30000000 -0.55000000 0.24000000 0.24000000 Y N Y N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Other Cash collateral reinvestment fee Rebates paid to borrowers N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 0.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 195213720.80000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 12815332.10000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 91566600.95000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 24989713.05000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 211836126.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 42929962.30000000 Hilltop Securities Inc. 8-45123 000006220 549300IXU82PMU6XZT45 11909293.40000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 35978951.70000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 24983853.90000000 BlackRock Liquidity Funds - BlackRock Liquidity California Money Fund N/A 000000000 549300E5GIHTAGOVRB65 667897947.00000000 1378306861.95000000 N 1569417456.72461538 N N N iShares Core 5-10 Year USD Bond ETF S000055401 549300E5GUSCE00FIQ17 N 0 0 0 Exchange-Traded Fund N N -0.04000000 -0.09000000 0.33000000 0.33000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Cash collateral reinvestment fee Other Revenue sharing split Rebates paid to borrowers 891437.00000000 3181.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 6c-11 (17 CFR 270.6c-11) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N J.P. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 95869244.32000000 685626777.31000000 N 100525407.23555555 N N N iShares Core U.S. Aggregate Bond ETF S000004362 549300F7VSXTKBGHJE47 N 0 0 0 Exchange-Traded Fund N N -0.04000000 -0.07000000 0.13000000 0.13000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 624746306.00000000 1431952.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) J.P. 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Report of Independent Registered Public Accounting Firm To the Board of Trustees of iShares Trust and Shareholders of iShares 0-3 Month Treasury Bond ETF, iShares 10+ Year Investment Grade Corporate Bond ETF, iShares 10-20 Year Treasury Bond ETF, iShares 1-3 Year Treasury Bond ETF, iShares 1-5 Year Investment Grade Corporate Bond ETF, iShares 20+ Year Treasury Bond ETF, iShares 25+ Year Treasury STRIPS Bond ETF, iShares 3- 7 Year Treasury Bond ETF, iShares 5-10 Year Investment Grade Corporate Bond ETF, iShares 7-10 Year Treasury Bond ETF, iShares Agency Bond ETF, iShares Broad USD Investment Grade Corporate Bond ETF, iShares California Muni Bond ETF, iShares Core 10+ Year USD Bond ETF, iShares Core 5-10 Year USD Bond ETF, iShares Core U.S. Aggregate Bond ETF, iShares ESG Advanced Total USD Bond Market ETF, iShares ESG Aware 1-5 Year USD Corporate Bond ETF, iShares ESG Aware U.S. Aggregate Bond ETF, iShares ESG Aware USD Corporate Bond ETF, iShares Government/Credit Bond ETF, iShares High Yield Bond Factor ETF, iShares iBoxx $ High Yield Corporate Bond ETF, iShares iBoxx $ Investment Grade Corporate Bond ETF, iShares Intermediate Government/Credit Bond ETF, iShares Investment Grade Bond Factor ETF, iShares MBS ETF, iShares National Muni Bond ETF, iShares New York Muni Bond ETF, iShares Short Treasury Bond ETF, iShares Short-Term National Muni Bond ETF In planning and performing our audits of the financial statements of the funds listed in Appendix A, (hereafter referred to as the "Funds") as of and for the periods ended February 28, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of February 28, 2021. This report is intended solely for the information and use of the Board of Trustees of iShares Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP Philadelphia, Pennsylvania April 21, 2021 Appendix A iShares Trust 1. iShares 0-3 Month Treasury Bond ETF* 2. iShares 10+ Year Investment Grade Corporate Bond ETF 3. iShares 10-20 Year Treasury Bond ETF 4. iShares 1-3 Year Treasury Bond ETF 5. iShares 1-5 Year Investment Grade Corporate Bond ETF 6. iShares 20+ Year Treasury Bond ETF 7. iShares 25+ Year Treasury STRIPS Bond ETF** 8. iShares 3-7 Year Treasury Bond ETF 9. iShares 5-10 Year Investment Grade Corporate Bond ETF 10. iShares 7-10 Year Treasury Bond ETF 11. iShares Agency Bond ETF 12. iShares Broad USD Investment Grade Corporate Bond ETF 13. iShares California Muni Bond ETF 14. iShares Core 10+ Year USD Bond ETF 15. iShares Core 5-10 Year USD Bond ETF 16. iShares Core U.S. Aggregate Bond ETF 17. iShares ESG Advanced Total USD Bond Market ETF*** 18. iShares ESG Aware 1-5 Year USD Corporate Bond ETF 19. iShares ESG Aware U.S. Aggregate Bond ETF 20. iShares ESG Aware USD Corporate Bond ETF 21. iShares Government/Credit Bond ETF 22. iShares High Yield Bond Factor ETF 23. iShares iBoxx $ High Yield Corporate Bond ETF 24. iShares iBoxx $ Investment Grade Corporate Bond ETF 25. iShares Intermediate Government/Credit Bond ETF 26. iShares Investment Grade Bond Factor ETF 27. iShares MBS ETF 28. iShares National Muni Bond ETF 29. iShares New York Muni Bond ETF 30. iShares Short Treasury Bond ETF 31. iShares Short-Term National Muni Bond ETF * May 26, 2020 (commencement of operations) through February 28, 2021 ** September 22, 2020 (commencement of operations) through February 28, 2021 *** June 23, 2020 (commencement of operations) through February 28, 2021
In re: Jensen, et al., v. iShares Trust, et al., CGC 16-552567 On June 16, 2016, investors in certain iShares funds (iShares Core S&P Small-Cap ETF, iShares Russell 1000 Growth ETF, iShares Core S&P 500 ETF, iShares Russell Mid-Cap Growth ETF, iShares Russell Mid-Cap ETF, iShares Russell Mid-Cap Value ETF, iShares Select Dividend ETF, iShares Morningstar Mid-Cap ETF, iShares Morningstar Large-Cap ETF, iShares U.S. Aerospace & Defense ETF and iShares Preferred and Income Securities ETF) filed a class action lawsuit against iShares Trust, BlackRock, Inc. and certain of its advisory affiliates, and certain directors/trustees and officers of the Funds (collectively, "Defendants") in California State Court. The lawsuit alleges the Defendants violated federal securities laws by failing to adequately disclose in the prospectuses issued by the funds noted above the risks of using stop-loss orders in the event of a 'flash crash', such as the one that occurred on May 6, 2010. On September 18, 2017, the court issued a Statement of Decision holding that the Plaintiffs lack standing to assert their claims. On October 11, 2017, the court entered final judgment dismissing all of the Plaintiffs' claims with prejudice. In an opinion dated January 23, 2020, the California Court of Appeal affirmed the dismissal of Plaintiffs' claims. On March 3, 2020, plaintiffs filed a petition for review by the California Supreme Court. On May 27, 2020, the California Supreme Court denied Plaintiff's petition for review. The case is now closed.
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