Form N-CEN PUTNAM INVESTMENT FUNDS For: Feb 28
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E-mailX0303 N-CEN LIVE 0000932101 XXXXXXXX false false N-1A S000003854 true Putnam Investment Funds 811-07237 0000932101 549300SRAF55EHI5J317 100 FEDERAL STREET BOSTON 02110 US-MA US 1-800-225-1581 Putnam Investor Services, Inc. 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder State Street Bank and Trust Company 225 FRANKLIN STREET BOSTON 02110 1-617-786-3000 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Higgins Michael J. 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Putnam Investment Management, LLC 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Putnam Retail Management Limited Partnership 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder N N N-1A 9 Y Leibler Kenneth R N/A N Putnam, III George 004355835 N Reynolds Robert L 002009065 Y Singh Manoj P N/A N Sutphen Mona K N/A N Ahamed Liaquat N/A N Akhoury Ravi N/A N Baumann Barbara M N/A N Domotorffy Katinka 004506390 N Hill Catharine Bond N/A N Joskow Paul L N/A N Clark James F N/A 100 FEDERAL STREET BOSTON 02110 XXXXXX N N N N N N Putnam Retail Management Limited Partnership 8-5088 000007325 N/A Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 Y N N N N N N Putnam Small Cap Value Fund S000003854 EYW12E59V2I5PAIL1O80 N 7 0 0 N/A N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split 16717203.00 40214.00 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) N N N N Putnam Investment Management, LLC 801-7974 000106629 N/A N Putnam Investments Limited 801-61441 000122254 N/A Y GB N Putnam Investor Services, Inc. 84-06331 N/A Y N N Reuters (equities) 549300561UZND4C7B569 N N State Street Bank and Trust Company N/A N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N Putnam Investor Services, Inc. N/A Y N N N RAJA - RAYMOND JAMES & ASSOCIATES, INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 87624.8 JEFF - JEFFERIES LLC 8-15074 000002347 NY9Q8VBNB6D1L6YV0J84 69408.84 CSFB - CREDIT SUISSE SECURITIES (USA), LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 66015.01 JPMS - J.P. MORGAN SECURITIES, LLC. 8-35008 000000079 ZBUT11V806EZRVTWT807 65603.82 UBSW - UBS SECURITIES L.L.C. 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 61663.04 PIJF - PIPER JAFFRAY & CO. (formerly WEEDEN & CO. L.P.) 8-15204 000000665 QUQDBTUSOAKFEVMRMF78 36751.07 BCAP - BARCLAYS CAPITAL, INC. 8-41342 000019714 AC28XWWI3WIBK2824319 34241.36 KBWI - KEEFE, BRUYETTE & WOODS, INC. 8-10888 000000481 549300OM47DQV01G4854 22466.27 WBLR - BLAIR (WILLIAM) & COMPANY, L.L.C. 8-2698 000001252 549300J0P7XYE8BMZ775 21352.73 RBCD - RBC CAPITAL MARKETS LLC 8-45411 000031194 549300LCO2FLSSVFFR64 20130.63 632805.96 RBCD - RBC CAPITAL MARKETS LLC 8-45411 000031194 549300LCO2FLSSVFFR64 2552175 MLCO - BofA Securities, Inc. 8-7221 000007691 549300HN4UKV1E2R3U73 1364295.55 JPMS - J.P. MORGAN SECURITIES, LLC. 8-35008 000000079 ZBUT11V806EZRVTWT807 1033423.8 CGML - CITIGROUP GLOBAL MARKETS INC 8-8177 000007059 6SHGI4ZSSLCXXQSBB395 1023757 CSFB - CREDIT SUISSE SECURITIES (USA), LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 688380 KBWI - KEEFE, BRUYETTE & WOODS, INC. 8-10888 000000481 549300OM47DQV01G4854 511826 BCAP - BARCLAYS CAPITAL, INC. 8-41342 000019714 AC28XWWI3WIBK2824319 307298.22 COWN - COWEN & COMPANY, L.L.C. 8-22522 000007616 549300WR155U7DVMIW58 282235 BARD - BAIRD (ROBERT W.) & CO., INCORPORATED 8-497 000008158 549300772UJAHRD6LO53 123840 GSCO - GOLDMAN SACHS & CO LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 54814.5 7967439.13 Y 150333459.32 0.00 Committed 317500000 N Uncommitted 235500000 N N N N false false true false false false
Report of Independent Registered Public Accounting Firm To the Board of Trustees of Putnam Investment Funds and Shareholders of Putnam Small Cap Value Fund: In planning and performing our audit of the financial statements of Putnam Small Cap Value Fund (one of the funds constituting Putnam Investment Funds, referred to hereafter as the Fund) as of and for the year ended February 28, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form NCEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A companys internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A companys internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a companys assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the companys annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of February 28, 2021. This report is intended solely for the information and use of the Board of Trustees of Putnam Investment Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Boston, Massachusetts April 6, 2021 1 of 1 1 of 1 PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210 T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us
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