Form N-CEN FIRST TRUST EXCHANGE-TRA For: Sep 30
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E-mailX0404 N-CEN LIVE 0001364608 XXXXXXXX 811-21944 false false false N-1A S000028546 true S000063448 true S000026919 true S000028545 true S000019507 true S000030172 true S000033237 true S000028547 true S000022933 true S000046902 true S000063124 true S000032974 true S000018785 true S000018784 true S000024215 true S000050385 true First Trust Exchange-Traded Fund II 811-21944 0001364608 549300HY3NFBU00W8S30 120 East Liberty Drive Suite 400 Wheaton 60187 US-IL US 630-765-8000 The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to Fund Accounting, Custody, Transfer Agent, and Administration. First Trust Advisors L.P. 120 East Liberty Drive Suite 400 Wheaton 60187 630-765-8000 Records related to the registrant and investment adviser. N N N-1A 16 Y Robert F. Keith N/A N Niel B. Nielson N/A N Richard E. Erickson N/A N Thomas R. Kadlec 001721772 N James A. Bowen 001123316 Y Kristi A. Maher N/A 120 East Liberty Drive, Suite 400 Wheaton 60187 XXXXXX N N N N N N First Trust Portfolios L.P. 008-43843 000028519 54930062T84Z5CXY1C58 Y N Deloitte & Touche LLP 34 549300FJV7IV1ZHGAV28 N N N N N N N First Trust Indxx Global Agriculture ETF S000028546 549300WUIGPBH8M3GP87 N 0 0 0 Exchange-Traded Fund N Y -1.22000000 -2.20000000 3.65000000 3.65000000 Y N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N First Trust Advisors L.P. 801-39950 000107027 549300381GGS7S5JQ115 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Refinitiv, LLC 549300WQWDPFSMQ8I087 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank AG (India) 529900XJG4R4MYZD2W75 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company (Canada) 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited - Doha Branch 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N First Trust Portfolios L.P. 008-43843 000028519 54930062T84Z5CXY1C58 0.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 346.89000000 CANTOR FITZGERALD & CO. 008-00201 000000134 5493004J7H4GCPG6OB62 1.64000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 58.11000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 16.04000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 446.28000000 868.96000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1341668.81000000 1341668.81000000 N 4458141.34000000 0.00000000 N N N First Trust Dow Jones International Internet ETF S000063448 549300C6JZUPZ0HUP086 N 0 0 0 Exchange-Traded Fund N N -0.47000000 -1.15000000 5.26000000 5.26000000 Y N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N First Trust Advisors L.P. 801-39950 000107027 549300381GGS7S5JQ115 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Refinitiv, LLC 549300WQWDPFSMQ8I087 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company (Canada) 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 529900BSQ2VSODGMGR72 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N First Trust Portfolios L.P. 008-43843 000028519 54930062T84Z5CXY1C58 0.00000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 146.64000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 175.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 14716.03000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 5511.75000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3384.55000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1641.76000000 25575.73000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 21113673.38000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 11323934.11000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 56318788.20000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 9983641.04000000 98740036.73000000 N 105224487.87000000 0.00000000 N N N First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund S000026919 549300IMO4B4W5RWYH14 N 0 0 0 Exchange-Traded Fund N N -0.59000000 -1.63000000 2.42000000 2.42000000 Y N Y N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Revenue sharing split 3045538.14000000 33537.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N Y Y First Trust Advisors L.P. 801-39950 000107027 549300381GGS7S5JQ115 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Refinitiv, LLC 549300WQWDPFSMQ8I087 N Bloomberg L.P. 549300B56MD0ZC402L06 N N The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company (Canada) 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 529900BSQ2VSODGMGR72 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) 31OGKFG0Y1795OV0AK56 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria SA K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N First Trust Portfolios L.P. 008-43843 000028519 54930062T84Z5CXY1C58 0.00000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 5369.50000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 4923.42000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 15527.43000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 406.03000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 16099.25000000 42325.63000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 202893827.13000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 194449568.98000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 33809416.52000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 41137967.94000000 HRT FINANCIAL LLC 008-68430 000152144 21380037YFKONTT23854 8372874.82000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 4633422.58000000 485297077.97000000 N 291426607.30000000 0.00000000 N N N First Trust Indxx Global Natural Resources Income ETF S000028545 549300KWMZFB7D6MQ189 N 0 0 0 Exchange-Traded Fund N Y -1.04000000 -2.04000000 3.37000000 3.37000000 Y N Y N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Revenue sharing split 664164.20000000 1595.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) N N N N First Trust Advisors L.P. 801-39950 000107027 549300381GGS7S5JQ115 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv, LLC 549300WQWDPFSMQ8I087 N N Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV (Belgium) 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank AG (Indonesia) 529900BYFVEGGOM24P36 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank AG (India) 529900XJG4R4MYZD2W75 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) 31OGKFG0Y1795OV0AK56 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N First Trust Portfolios L.P. 008-43843 000028519 54930062T84Z5CXY1C58 0.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 20617.48000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1039.34000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 948.88000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 596.35000000 23202.05000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 1687192.66000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 8236424.91000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 15911563.06000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 3578864.20000000 29414044.83000000 N 20550878.25000000 0.00000000 N N N First Trust Dow Jones Global Select Dividend Index Fund S000019507 5493005LXSHJ00YZSI70 N 0 0 0 Exchange-Traded Fund N N -0.23000000 -1.06000000 4.54000000 4.54000000 N N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N Y N First Trust Advisors L.P. 801-39950 000107027 549300381GGS7S5JQ115 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Refinitiv, LLC 549300WQWDPFSMQ8I087 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. 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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the shareholders and the Board of Trustees of First Trust Exchange-Traded Fund II:
In planning and performing our audits of the financial statements of First Trust Exchange-Traded Fund II (the "Trust"), comprised of First Trust STOXX® European Select Dividend Index Fund, First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund, First Trust Dow Jones Global Select Dividend Index Fund, First Trust Global Wind Energy ETF, First Trust Global Engineering and Construction ETF, First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund, First Trust Indxx Global Natural Resources Income ETF, First Trust Indxx Global Agriculture ETF, First Trust BICK Index Fund, First Trust Indxx NextG ETF, First Trust NASDAQ Global Auto Index Fund, First Trust Cloud Computing ETF, First Trust International Equity Opportunities ETF, First Trust Nasdaq Cybersecurity ETF, First Trust IPOX® Europe Equity Opportunities ETF, and First Trust Dow Jones International Internet ETF as of and for the year ended September 30, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Trust's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and
(3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls for safeguarding securities that we consider to be a material weakness, as defined above, as of September 30, 2021.
This report is intended solely for the information and use of management and the Board of Trustees of First Trust Exchange-Traded Fund II and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/ DELOITTE & TOUCHE LLP
Chicago, Illinois
November 22, 2021
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