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Form N-CEN BNY Mellon Sustainable For: May 31

August 8, 2022 2:21 PM EDT

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  X0404
  
    N-CEN
    
      LIVE
      
        
          0000030167
          XXXXXXXX
        
        811-02192
      
      
        false
        false
      
      N-1A
    
    
      
        
          S000000095
          
            C000000149
          
          
            C000174003
          
          
            C000000154
          
          
            C000000152
          
          
            C000000151
          
        
      
    
  
  
    
    
      BNY Mellon Sustainable U.S. Equity Fund, Inc.
      811-02192
      0000030167
      549300QQ876PDFBOND85
      240 Greenwich Street
      New York
      10286-1048
      US-NY
      US
      212.922.6400
      
        
      
      
        
          BNY Mellon Investment Adviser, Inc.
          200 Park Avenue
          New York
          
          10166-0039
          212.922.6400
          Compliance policies and procedures and related items.
        
        
          BNY Mellon Investment Adviser, Inc.
          240 Greenwich Street
          New York
          
          10286-1048
          212.922.6400
          Organizational documents, board meeting minutes and materials, SEC filings and administration and accounting records.
        
        
          The Bank of New York Mellon
          103 Bellevue Parkway
          Wilmington
          
          19809-3701
          212.495.1784
          Administration and accounting records.
        
        
          The Bank of New York Mellon
          240 Greenwich Street
          New York
          
          10286-1048
          212.495.1784
          Records relating to custody of fund assets.
        
        
          The Bank of New York Mellon
          One Mellon Bank Center
          Pittsburgh
          
          15258-0001
          212.495.1784
          Records relating to custody of fund assets.
        
        
          BNY Mellon Securities Corporation
          240 Greenwich Street
          New York
          
          10286-1048
          212.922.6400
          Records relating to advertising and sales materials.
        
        
          BNY Mellon Transfer, Inc.
          240 Greenwich Street
          New York
          
          10286-1048
          212.922.6400
          Records relating to the record holders of fund shares and purchases and sales of fund shares.
        
        
          BNY Mellon Investment Servicing (US), Inc.
          4400 Computer Drive
          Westborough
          
          01581-1722
          800.441.9800
          Records relating to the record holders of fund shares and purchases and sales of fund shares.
        
        
          Newton Investment Management Limited
          160 Queen Victoria Street
          London
          GB
          EC4V 4LA
          44.020.7163.9000
          Records relating to decisions to buy/sell securities and the execution thereof.
        
      
      N
      N
      
      N-1A
      1
      Y
      
        
          Francine J. Bovich
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Nathan Leventhal
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Andrew J. Donohue
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Joseph S. DiMartino
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Robin A. Melvin
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Isabel P. Dunst
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Benaree Pratt Wiley
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Roslyn M. Watson
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          J. Charles Cardona
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
      
      
        
          Joseph W. Connolly
          001144952
          200 Park Avenue
          New York
          
          10166-0039
          XXXXXX
          N
          
            
          
        
      
      N
      N
      N
      N
      
      N
      
        
      
      
        
          BNY Mellon Securities Corporation
          008-13801
          000000231
          N/A
          
          Y
        
      
      N
      
        
          Ernst & Young LLP
          42
          254900H1VLSDPE6LJK37
          
        
      
      N
      N
      N
      N
      N
      N
      
    
    
      
        BNY Mellon Sustainable U.S. Equity Fund, Inc.
        S000000095
        549300QQ876PDFBOND85
        N
        5
        0
        0
        
          
          
          
          
          
        
        N/A
        N
        N
        N
        N
        N/A
        N/A
        N/A
        
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 32a-4 (17 CFR 270.32a-4)
        
        Y
        Y
        N
        N
        
          
            BNY Mellon Investment Adviser, Inc.
            801-8147
            000105642
            54930067A504FBYASH16
            
            N
          
        
        
          
            Newton Investment Management Limited
            801-42114
            000111208
            VMMM74BJK67DIRDE9J26
            Y
            GB
            N
          
        
        
          
            BNY Mellon Transfer, Inc.
            84-06102
            N/A
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            84-01761
            N/A
            
            Y
            Y
          
        
        N
        
          
            ICE Data Pricing & Reference Data, LLC
            N/A
            TIN: 13-3668779
            
            N
          
          
            ITG Analytics, Inc.
            N/A
            TIN: 76-0809350
            
            N
          
        
        N
        
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            Y
            N
            Self - rule 17f-2 (17 CFR 270.17f-2)
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citigroup Pty Limited
            MLU0ZO3ML4LN2LL2TL39
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon SA/NV
            549300OZ46BRLZ8Y6F65
            BE
            Y
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon SA/NV
            CGYP50QBGGR6NCHTSN68
            BE
            Y
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CIBC Mellon Trust Company (CIBC Mellon)
            549300IYUUH221WBZ505
            CA
            Y
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
            N/A
            DE
            Y
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB (Publ)
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco Bilbao Vizcaya Argentaria, S.A.
            95980020140005970915
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB (Publ)
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services S.C.A.
            N/A
            FR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            GB
            Y
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A. Hong Kong
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon SA/NV
            N/A
            IT
            Y
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Mizuho Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG
            7LTWFZYICNSX8D621K86
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco Nacional de Mexico S.A., integrante del GrupoFinanciero Banamex
            6SHGI4ZSSLCXXQSBB395
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon SA/NV
            N/A
            NL
            Y
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB (Publ)
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking CorporationLimited
            213800GJYUJERRTNRE86
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG
            7LTWFZYICNSX8D621K86
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe Plc
            N1FBEDJ5J41VKZLO2475
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB (Publ)
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            DBS Bank Ltd
            549300MDYVVHJ8D1DW28
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking CorporationLimited
            MLU0ZO3ML4LN2LL2TL39
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        N
        
          
            BNY Mellon Transfer, Inc.
            84-06102
            
            Y
            N
          
        
        N
        
          
            BNY Mellon Investment Adviser, Inc.
            54930067A504FBYASH16
            
            Y
            N
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            Y
            Y
          
        
        N
        
          
            BNY Mellon Capital Markets, LLC
            008-35255
            000017454
            VJW2DOOHGDT6PR0ZRO63
            
            0.00
          
          
            Hedgemark Securities, LLC
            008-69106
            000164503
            N/A
            
            0.00
          
          
            BNY Mellon Securities Corporation
            008-13801
            000000231
            N/A
            
            0.00
          
          
            Pershing Advisor Solutions LLC
            008-47425
            000036671
            549300KTC63JRN36GZ84
            
            0.00
          
          
            Pershing LLC
            008-17574
            000007560
            ZI8Q1A8EI8LQFJNM0D94
            
            0.00
          
          
            BNY Mellon Asset Management Canada Ltd.
            008-00000
            N/A
            N/A
            CA
            0.00
          
          
            BNY Mellon Capital Markets EMEA Limited
            008-00000
            N/A
            213800O5FBGOWU89LN14
            GB
            0.00
          
          
            BNY Mellon Investment Management Australia Limited
            008-00000
            N/A
            2ZQTMYGDRJZ57CRSPU33
            AU
            0.00
          
          
            BNY Mellon Investment Management EMEA Limited
            008-00000
            N/A
            213800X5NCNIAF9USD75
            GB
            0.00
          
          
            BNY Mellon Investment Management Hong Kong Limited
            008-00000
            000169689
            N/A
            HK
            0.00
          
          
            BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
            008-00000
            N/A
            N/A
            BR
            0.00
          
          
            BNY Mellon Wealth Management, Advisory Services, Inc.
            008-00000
            N/A
            N/A
            CA
            0.00
          
          
            Pershing (Channel Islands) Limited
            008-00000
            N/A
            2138009CM5DCI2OQW132
            GB
            0.00
          
          
            Pershing Limited
            008-00000
            N/A
            213800R6YVGU4VP7XK84
            GB
            0.00
          
          
            Pershing Securities Australia Pty Limited
            008-00000
            N/A
            5493008201YNLL3CPG58
            AU
            0.00
          
          
            Pershing Securities Canada Limited
            008-00000
            N/A
            5493000WV47FDC28QG89
            CA
            0.00
          
          
            Pershing Securities International Limited
            008-00000
            N/A
            549300PPJGN9E26TI110
            IE
            0.00
          
          
            Pershing Securities Limited
            008-00000
            N/A
            549300NC3GURN0AEZU06
            GB
            0.00
          
          
            The Bank of New York Mellon Securities Company Japan Limited
            008-00000
            N/A
            N/A
            JP
            0.00
          
          
            The Bank of New York Mellon, S.A., Institucion de Banca Multiple
            008-00000
            N/A
            N/A
            MX
            0.00
          
          
            BNY Mellon Fund Management (Luxemboug), S.A.
            008-00000
            000283267
            5N2ES2M2WGR2TO0Q5G40
            LU
            0.00
          
          
            Pershing Securities Singapore Private Limited
            008-00000
            N/A
            N/A
            SG
            0.00
          
        
        
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            26595.00
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            13425.00
          
          
            COWEN EXECUTION SERVICES LLC
            008-46838
            000035693
            5493005RJDJD18OPUP27
            
            13392.00
          
          
            UBS SECURITIES LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            10586.00
          
          
            CITIGROUP GLOBAL MARKETS INC.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            7304.00
          
          
            J.P. MORGAN SECURITIES LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            6099.00
          
          
            WELLS FARGO SECURITIES, LLC
            008-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            2317.00
          
          
            SANFORD C. BERNSTEIN & CO., LLC
            008-42942
            000104474
            549300GA5IHQHIM7CU60
            
            1467.00
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            983.00
          
          
            BERENBERG CAPITAL MARKETS LLC
            008-68821
            000156757
            5493007EG0CYRKKG9L11
            
            868.00
          
        
        83781.00
        
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            88643746.00
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            48699252.00
          
          
            COWEN EXECUTION SERVICES LLC
            008-46838
            000035693
            5493005RJDJD18OPUP27
            
            44636552.00
          
          
            UBS SECURITIES LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            39076435.00
          
          
            J.P. MORGAN SECURITIES LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            22639307.00
          
          
            CITIGROUP GLOBAL MARKETS INC.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            15041002.00
          
          
            WELLS FARGO SECURITIES, LLC
            008-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            4633248.00
          
          
            SANFORD C. BERNSTEIN & CO., LLC
            008-42942
            000104474
            549300GA5IHQHIM7CU60
            
            2935634.00
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            1966473.00
          
          
            BERENBERG CAPITAL MARKETS LLC
            008-68821
            000156757
            5493007EG0CYRKKG9L11
            
            1735330.00
          
        
        272169790.00
        N
        537324522.00
        
          
            
              Committed
              688500000.00
              
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
            
            
              Uncommitted
              300000000.00
              
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
    
    
      true
    
    
  



 

 

 

 

 

Report of Independent Registered Public Accounting Firm

 

 

To the Shareholders and Board of Directors of

BNY Mellon Sustainable U.S. Equity Fund, Inc.

 

In planning and performing our audit of the financial statements of BNY Mellon Sustainable U.S. Equity Fund, Inc. (the “Company”) as of and for the year ended May 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Company’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Company’s internal control over financial reporting. Accordingly, we express no such opinion.

 

The management of the Company is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Company’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Company’s internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of May 31, 2022.

 

This report is intended solely for the information and use of management and the Board of Directors of BNY Mellon Sustainable U.S. Equity Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

 

/S/ ERNST & YOUNG LLP

 

New York, New York

July 22, 2022



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