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Form N-CEN BLACKROCK MULTI STATE For: May 31

August 11, 2022 11:28 AM EDT

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  X0404
  
    N-CEN
    
      LIVE
      
        
          0000774013
          XXXXXXXX
        
        811-04375
      
      
        false
        false
        false
      
      N-1A
    
    
      
        
          S000004035
          
            C000011317
          
          
            C000011319
          
          
            C000199770
          
          
            C000011320
          
          
            C000038303
          
          
            C000038305
          
          
            C000038306
          
        
        
          S000004033
          
            C000038248
          
          
            C000038245
          
          
            C000011309
          
          
            C000011312
          
          
            C000038247
          
          
            C000199769
          
        
      
    
  
  
    
    
      BlackRock Multi State Municipal Series Trust
      811-04375
      0000774013
      549300FRPGSGLXTBXJ40
      100 BELLEVUE PARKWAY
      Wilmington
      19809
      US-DE
      US
      800-441-7762
      
        
      
      
        
          State Street Bank and Trust Company
          1 Lincoln Street
          Boston
          
          02111
          617-786-3000
          Records related to its functions as custodian, sub-administrator and accounting agent
        
        
          BlackRock Investments, LLC
          40 East 52nd St
          New York
          
          10022
          609-282-3046
          Records related to its functions as distributor
        
        
          BNY Mellon Investment Servicing (US) Inc.
          301 Bellevue Parkway
          Wilmington
          
          19809
          302-791-1700
          Records related to its functions as transfer agent
        
        
          BlackRock Advisors, LLC
          100 Bellevue Parkway
          Wilmington
          
          19809
          302-797-2000
          Records related to its functions as advisor and administrator
        
      
      N
      N
      
      N-1A
      3
      Y
      
        
          R. Glenn Hubbard
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          John M. Perlowski
          N/A
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Stayce D. Harris
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Lorenzo A. Flores
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Cynthia L. Egan
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Frank J. Fabozzi
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Karen P. Robards
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          W. Carl Kester
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          J. Phillip Holloman
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Catherine A. Lynch
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Robert Fairbairn
          004992372
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
      
      
        
          Charles Park
          N/A
          55 East 52nd Street
          New York
          
          10055
          XXXXXX
          N
          
            
          
        
      
      N
      N
      N
      N
      
      N
      
        
        
      
      
        
          BlackRock Investments, LLC
          8-48436
          000038642
          54930061FBHCKXL2G714
          
          Y
        
      
      N
      
        
          Deloitte & Touche LLP
          34
          00000000000000000000
          
        
      
      N
      N
      N
      N
      N
      N
      N
    
    
      
        BlackRock Pennsylvania Municipal Bond Fund
        S000004035
        G7BEIGRWM2OT1UVZZC25
        N
        6
        0
        0
        
          
          
          
          
          
          
        
        N/A
        Y
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Cash collateral reinvestment fee
          Revenue sharing split
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 22d-1 (17 CFR 270.22d-1)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Ice Data Services, Inc.
            13-3668779
            Tax ID
            
            N
          
          
            IHS Markit Ltd.
            549300HLPTRASHS0E726
            GB
            N
          
          
            Bloomberg L.P.
            549300B56MD0ZC402L06
            
            N
          
          
            Refinitiv US Holdings Inc.
            549300NF240HXJO7N016
            
            N
          
        
        N
        
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            BofA Securities, Inc.
            549300HN4UKV1E2R3U73
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
        
        N
        
          
            Northwestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC File Number
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC File Number
            
            N
            N
          
          
            COUNTRY Capital Management Company
            8-12645
            SEC File Number
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC File Number
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC File Number
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC File Number
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC File Number
            
            N
            N
          
          
            L.O. Thomas & Co., Inc.
            8-40875
            SEC File Number
            
            N
            N
          
          
            L.S.Y. Incorporated
            8-17613
            SEC File Number
            
            N
            N
          
          
            Bestvest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC File Number
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC File Number
            
            N
            N
          
          
            Bolton Global Capital, Inc.
            2549009M08YVOG46LO79
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC File Number
            
            N
            N
          
          
            Herndon Plant Oakley Ltd.
            8-50912
            SEC File Number
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC File Number
            
            N
            N
          
          
            First Manhattan Co. Incorporated
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            NEXT Financial Group, Inc.
            8-51356
            SEC File Number
            
            N
            N
          
          
            Saturna Trust Company
            26-3918998
            Tax ID
            
            N
            Y
          
          
            Wiley Bros. - Aintree Capital, LLC
            8-3774
            SEC File Number
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC File Number
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC File Number
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC File Number
            
            N
            N
          
          
            Neuberger Berman BD LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            American Wealth Management, Inc.
            8-41807
            SEC File Number
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC File Number
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Fifth Third Bank, National Association
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            CUSO Financial Services, L.P.
            254900SMTUGUAHW1JN77
            
            N
            N
          
          
            Invex, LLC
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            8-00462
            SEC File Number
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Piper Sandler & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            SPIRE Securities, LLC
            8-67635
            SEC File Number
            
            N
            N
          
          
            Whitehall-Parker Securities Inc.
            8-27688
            SEC File Number
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC File Number
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC File Number
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC File Number
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Robinson And Robinson, Inc.
            8-17109
            SEC File Number
            
            N
            N
          
          
            Nestlerode & Loy, Inc
            8-12629
            SEC File Number
            
            N
            N
          
          
            G. A. Repple & Company
            8-35315
            SEC File Number
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC File Number
            
            N
            N
          
          
            Alight Financial Solutions, LLC
            8-47344
            SEC File Number
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC File Number
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC File Number
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC File Number
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC File Number
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC File Number
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            AssetMark Trust Company
            00000000000000000000
            
            N
            N
          
          
            Grove Point Investments, LLC
            8-31165
            SEC File Number
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            CNR Securities LLC
            894500JXD2XN50UHZI74
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC File Number
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC File Number
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            254900ULLOEJ3RYQ9S69
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC File Number
            
            N
            N
          
          
            William Blair & Company, L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC File Number
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC File Number
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC File Number
            
            N
            N
          
          
            Etico Partners, LLC
            254900YC5I0IY6GSBI85
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC File Number
            
            N
            N
          
          
            Signature Securities Group Corporation
            254900KRZU45UT6QSG35
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            84-06219
            SEC File Number
            
            N
            Y
          
          
            Horace Mann Investors, Inc.
            254900OFJVU7T8WTK224
            
            N
            N
          
          
            Feldstein Financial Group, L.L.C.
            8-53388
            SEC File Number
            
            N
            N
          
          
            World Equity Group, Incorporated
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC File Number
            
            N
            N
          
          
            The Vanguard Group, Inc.
            5493002789CX3L0CJP65
            
            N
            Y
          
          
            GWFS Equities, Inc.
            8-33854
            SEC File Number
            
            N
            N
          
          
            Citizens Bank
            38-0421450
            Tax ID
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Wells Fargo Bank, National Association
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC File Number
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC File Number
            
            N
            N
          
          
            BNP Paribas Securities Corp.
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC File Number
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC File Number
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            06-1071596
            Tax ID
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC File Number
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC File Number
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC File Number
            
            N
            N
          
          
            Centennial Securities Company, Inc.
            5493003M2XPY7LFS1Y68
            
            N
            N
          
          
            PlanMember Securities Corporation
            8-25065
            SEC File Number
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC File Number
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC File Number
            
            N
            N
          
          
            Bley Investment Group, Inc.
            8-42701
            SEC File Number
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC File Number
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC File Number
            
            N
            N
          
          
            Zions Direct, Inc.
            254900VGN65XF3JVA633
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Security Distributors, LLC
            8-10781
            SEC File Number
            
            N
            N
          
          
            Steward Partners Investment Solutions, LLC
            25490043UEOX7JZ3AC58
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC File Number
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC File Number
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC File Number
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC File Number
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC File Number
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC File Number
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            GLP Investment Services, LLC
            8-41868
            SEC File Number
            
            N
            N
          
          
            Berthel Fisher & Company Financial Services, Inc.
            8-29426
            SEC File Number
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC File Number
            
            N
            N
          
          
            Wintrust Investments, LLC
            254900VR9KGJNQBQZA90
            
            N
            N
          
          
            Hudson Heritage Capital Management Inc.
            8-50648
            SEC File Number
            
            N
            N
          
          
            Lincoln Investment Planning, LLC
            8-14354
            SEC File Number
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC File Number
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC File Number
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            GLS & Associates, Inc.
            8-51808
            SEC File Number
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC File Number
            
            N
            N
          
          
            Benefit Trust Company
            549300ICEK1VVZC9R735
            
            N
            Y
          
          
            Ni Advisors
            8-66841
            SEC File Number
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC File Number
            
            N
            N
          
          
            GWN Securities, Inc.
            8-66185
            SEC File Number
            
            N
            N
          
          
            SEI Private Trust Company
            28-10625
            SEC File Number
            
            N
            Y
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC File Number
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            2549009CIEPO956KXD30
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Holistic Brokerage, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC File Number
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            BBG002ZR1639
            Bloomberg Global ID
            
            N
            Y
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC File Number
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC File Number
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC File Number
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            84-1477138
            Tax ID
            
            N
            Y
          
          
            VectorGlobal WMG Inc.
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC File Number
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC File Number
            
            N
            N
          
          
            PNC Bank, National Association (Pittsburgh, PA, US, Branch)
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Feltl and Company, Inc.
            8-18435
            SEC File Number
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC File Number
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC File Number
            
            N
            N
          
          
            Eagles Coast Capital, LLC
            8-70137
            SEC File Number
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC File Number
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Arive Capital Markets LLC
            8-43350
            SEC File Number
            
            N
            N
          
          
            BNA Wealth, Inc.
            8-48642
            SEC File Number
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC File Number
            
            N
            N
          
          
            Voya Financial Advisors, Inc.
            8-13987
            SEC File Number
            
            N
            N
          
          
            MMC Securities LLC
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC File Number
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC File Number
            
            N
            N
          
          
            Madison Avenue Securities, LLC
            8-40426
            SEC File Number
            
            N
            N
          
          
            Newport Group Securities, Inc.
            801-60427
            SEC File Number
            
            N
            Y
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC File Number
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            D.H. Hill Securities, LLLP
            8-49475
            SEC File Number
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC File Number
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            02-0488491
            Tax ID
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC File Number
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC File Number
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC File Number
            
            N
            N
          
          
            Middlegate Securities Inc
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC File Number
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments, Inc.
            8-46844
            SEC File Number
            
            N
            N
          
          
            Amegy Investments, Inc.
            8-65399
            SEC File Number
            
            N
            N
          
          
            McDonald Partners LLC
            8-66985
            SEC File Number
            
            N
            N
          
          
            J. D. Seibert & Co., Inc.
            8-23604
            SEC File Number
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC File Number
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC File Number
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC File Number
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Investshares, Inc
            8-68365
            SEC File Number
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC File Number
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC File Number
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC File Number
            
            N
            N
          
          
            ICMA-RC Services, LLC
            8-40268
            SEC File Number
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC File Number
            
            N
            N
          
          
            AGES Financial Services, Ltd.
            8-32155
            SEC File Number
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC File Number
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC File Number
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC File Number
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC File Number
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC File Number
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC File Number
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC File Number
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC File Number
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC File Number
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC File Number
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC File Number
            
            N
            N
          
          
            Navy Federal Investment Services, LLC
            8-67161
            SEC File Number
            
            N
            N
          
          
            Wall Street Access Corporation
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            E*TRADE Securities LLC
            549300PJRJFMBCDPWR57
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC File Number
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Mclaughlin Ryder Investments, Inc.
            8-67911
            SEC File Number
            
            N
            N
          
          
            JPMorgan Chase Bank, National Association
            7H6GLXDRUGQFU57RNE97
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC File Number
            
            N
            N
          
          
            SFA Financial LLC
            8-68156
            SEC File Number
            
            N
            N
          
          
            Arvest Investments, Inc.
            254900F30H09HHDIEI45
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC File Number
            
            N
            N
          
          
            Cape Securities, Inc.
            8-20747
            SEC File Number
            
            N
            N
          
          
            Mutual Securities, Inc.
            254900UQFSLK9OUNAC76
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC File Number
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC File Number
            
            N
            N
          
          
            Variable Investment Advisors, Inc
            8-50699
            SEC File Number
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC File Number
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            State Farm VP Management Corp.
            8-50128
            SEC File Number
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC File Number
            
            N
            N
          
          
            Mcnally Financial Services Corporation
            8-65388
            SEC File Number
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC File Number
            
            N
            N
          
          
            Maplewood Investments, Inc.
            8-52221
            SEC File Number
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC File Number
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC File Number
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC File Number
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC File Number
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC File Number
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC File Number
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC File Number
            
            N
            N
          
          
            Muriel Siebert & Co., Inc.
            254900ILZFIE2ULRPV24
            
            N
            N
          
          
            Arthur W. Wood Company
            8-3368
            SEC File Number
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC File Number
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC File Number
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC File Number
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            First Command Brokerage Services, Inc.
            8-07072
            SEC File Number
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC File Number
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC File Number
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC File Number
            
            N
            N
          
          
            Aufhauser Securities, Inc.
            8-48786
            SEC File Number
            
            N
            N
          
          
            TradeUP Securities Inc
            8-36754
            SEC File Number
            
            N
            N
          
          
            American National Trust And Investment Management Company
            28-00344
            SEC File Number
            
            N
            N
          
          
            Nest Investments BD LLC
            8-70117
            SEC File Number
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC File Number
            
            N
            Y
          
          
            BOK Financial Securities, Inc.
            5493008UZFTI4G7UQ733
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC File Number
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Voya Investments Distributor, LLC
            549300UXSQ6ZVMSJFH64
            
            N
            N
          
          
            City National Bank
            593C3GZG957YOJPS2Z63
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            254900PJ7SNKYPK21W02
            
            N
            N
          
          
            Harold W. Dance, Inc.
            8-12160
            SEC File Number
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC File Number
            
            N
            N
          
          
            NYLIFE Distributors LLC
            8-46655
            SEC File Number
            
            N
            N
          
          
            Conduent HR Services, LLC
            84-06035
            SEC File Number
            
            N
            Y
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC File Number
            
            N
            N
          
          
            Garden State Securities Inc.
            8-25790
            SEC File Number
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Ameritas Investment Company, LLC
            549300913B54XKSRM258
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC File Number
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC File Number
            
            N
            N
          
          
            Alterna Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            SCF Securities Inc
            8-51760
            SEC File Number
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC File Number
            
            N
            N
          
          
            Hanson McClain Retirement Network, LLC
            8-52250
            SEC File Number
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC File Number
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC File Number
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC File Number
            
            N
            N
          
          
            The Guardian Insurance & Annuity Company, Inc.
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Hand Securities, Inc.
            8-51001
            SEC File Number
            
            N
            N
          
          
            DFPG Investments, LLC
            8-68730
            SEC File Number
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC File Number
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            IFP Securities, LLC
            8-70150
            SEC File Number
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC File Number
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC File Number
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC File Number
            
            N
            N
          
          
            Snowden Account Services LLC
            254900WVSS0BX602UF45
            
            N
            N
          
          
            National Securities Corporation
            254900QUIGJ7E9W0Y853
            
            N
            N
          
          
            K. W. Chambers & Co.
            8-10533
            SEC File Number
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC File Number
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC File Number
            
            N
            N
          
          
            WesBanco Securities, Inc.
            8-50220
            SEC File Number
            
            N
            N
          
          
            Allegiance Capital, LLC
            8-52978
            SEC File Number
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC File Number
            
            N
            Y
          
          
            Integrated Financial Planning Services
            8-35120
            SEC File Number
            DE
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            2549003ZDQPBPYR9KD35
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            First Western Securities, Inc.
            8-37613
            SEC File Number
            
            N
            N
          
          
            Pershing Advisor Solutions LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            8-497
            SEC File Number
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC File Number
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC File Number
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC File Number
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Vanderbilt Securities, Inc.
            8-16712
            SEC File Number
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC File Number
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC File Number
            
            N
            N
          
          
            Sanders Morris Harris LLC
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Western International Securities, Inc.
            25490001S7ICOSF8JC56
            
            N
            N
          
          
            Omni Financial Securities, Inc.
            8-44034
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC File Number
            
            N
            N
          
          
            Chapin Davis Inc.
            801-70987
            SEC File Number
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC File Number
            
            N
            N
          
          
            USAA Investment Services Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC File Number
            
            N
            N
          
          
            VBC Securities, L.L.C.
            8-44141
            SEC File Number
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            39-1259164
            Tax ID
            
            N
            N
          
          
            Boenning & Scattergood Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC File Number
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC File Number
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC File Number
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC File Number
            
            N
            N
          
          
            Healthcare Community Securities Corp.
            8-46981
            SEC File Number
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC File Number
            
            N
            N
          
          
            Regulus Financial Group, LLC
            8-68275
            SEC File Number
            
            N
            N
          
          
            FNBB Capital Markets, L.L.C.
            8-66553
            SEC File Number
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC File Number
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC File Number
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC File Number
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC File Number
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC File Number
            
            N
            N
          
          
            FSB Premier Wealth Management, Inc.
            8-44865
            SEC File Number
            
            N
            N
          
          
            Exeter Trust Company
            28-04279
            SEC File Number
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC File Number
            
            N
            N
          
          
            Cutter And Company Brokerage, Inc.
            8-39590
            SEC File Number
            
            N
            N
          
          
            Professional Trading Services Brokerage, LLC
            8-65173
            SEC File Number
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC File Number
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Kingswood Capital Partners LLC
            5493000S7S0ZD3E40797
            
            N
            N
          
          
            Southeast Investments, N.C. Inc.
            8-50127
            SEC File Number
            
            N
            N
          
          
            Andbanc Brokerage LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            First Allied Securities, Inc.
            254900JUVJ7EKQ5LIW08
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC File Number
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC File Number
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Horace Mann Life Insurance Company
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Michigan Securities Inc.
            8-52094
            SEC File Number
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Ameriprise Financial Services, LLC
            8-16791
            SEC File Number
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC File Number
            
            N
            N
          
          
            Trade-PMR Group, Inc.
            8-51390
            SEC File Number
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC File Number
            
            N
            N
          
          
            Allen C. Ewing & Co.
            8-42393
            SEC File Number
            
            N
            N
          
          
            Midwestern Securities Trading Company, LLC
            8-52074
            SEC File Number
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC File Number
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06XD7BJ4EPXNABVFN69
            
            N
            Y
          
          
            Darwood Associates, Incorporated
            8-16560
            SEC File Number
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC File Number
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC File Number
            
            N
            N
          
          
            Herbert J Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Calamar Financial Group, LLC
            8-69777
            SEC File Number
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Rothschild Investment Corporation
            8-16429
            SEC File Number
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC File Number
            
            N
            N
          
          
            NYLIFE Securities LLC
            8-15517
            SEC File Number
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC File Number
            
            N
            N
          
          
            Empire Asset Management Company, LLC
            8-67520
            SEC File Number
            
            N
            N
          
          
            Watermark Securities, Inc.
            254900NK1ZHBYG91LX55
            
            N
            N
          
          
            Tradition Securities and Derivatives LLC
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC File Number
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Glen Eagle Wealth LLC
            549300KIBM3JOKOD9P59
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC File Number
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc.
            8-31206
            SEC File Number
            
            N
            N
          
          
            Oriental Financial Services LLC
            8-44516
            SEC File Number
            PR
            N
            N
          
          
            Fidelity Investments Life Insurance Company
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC File Number
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC File Number
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC File Number
            
            N
            N
          
          
            Fintrust Brokerage Services, LLC
            8-49514
            SEC File Number
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC File Number
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC File Number
            
            N
            N
          
          
            Herold & Lantern Investments, Inc.
            254900J6QB9C3UNBJJ49
            
            N
            N
          
          
            The O. N. Equity Sales Company
            8-14161
            SEC File Number
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Buckram Securities Ltd.
            8-65939
            SEC File Number
            
            N
            N
          
          
            Ladenburg Thalmann & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Money Concepts Capital Corp
            8-29671
            SEC File Number
            
            N
            N
          
          
            First Southern LLC
            5493006LKFHMTRXT7796
            PR
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC File Number
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            254900DD93O7YH65O708
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC File Number
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC File Number
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC File Number
            
            N
            N
          
          
            E.E. Powell & Company, Inc.
            8-1893
            SEC File Number
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC File Number
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            549300UNHHMAHA7IYO12
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Landaas & Company, LLC
            8-51826
            SEC File Number
            
            N
            N
          
          
            D.M. Kelly & Company
            254900MPA2M5G6DL5C63
            
            N
            N
          
          
            Crescent Securities Group, Inc.
            8-53457
            SEC File Number
            
            N
            N
          
          
            Mercer HR Services, LLC
            20-1932099
            Tax ID
            
            N
            Y
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC File Number
            
            N
            N
          
          
            Buell Securities Corp.
            8-22058
            SEC File Number
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC File Number
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC File Number
            
            N
            N
          
          
            HighTower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC File Number
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC File Number
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC File Number
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC File Number
            
            N
            N
          
          
            The Logan Group Securities
            8-48995
            SEC File Number
            
            N
            N
          
          
            Roberts and Ryan Investments Incorporated
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Genworth Life and Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC File Number
            
            N
            N
          
          
            Joseph Gunnar & Co., L.L.C.
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            HSBC Securities (USA) Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Larson Financial Securities LLC
            8-68456
            SEC File Number
            
            N
            N
          
          
            Lesko Securities, Inc.
            8-26408
            SEC File Number
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC File Number
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company LLC
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Labrunerie Financial Services, Inc.
            8-47830
            SEC File Number
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC File Number
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            254900T7U4ODG86YRV13
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Intercam Securities, Inc.
            254900YUQYHGAT6VVA56
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC File Number
            
            N
            N
          
          
            Bradesco BAC Florida Investments Corp.
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Innovation Partners, LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC File Number
            
            N
            N
          
          
            American Trust Company
            5493005EOTYFH88SI914
            
            N
            Y
          
          
            Harbour Investments, Inc
            8-37373
            SEC File Number
            
            N
            N
          
          
            Vanguard Marketing Corporation
            549300M16F306POWCS41
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC File Number
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC File Number
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC File Number
            
            N
            N
          
          
            FMSbonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC File Number
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC File Number
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC File Number
            
            N
            N
          
          
            Valley Financial Management, Inc
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC File Number
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC File Number
            
            N
            N
          
          
            Vorpahl Wing Securities, Inc.
            8-51823
            SEC File Number
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Hilltop Securities Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC File Number
            
            N
            N
          
          
            InSight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC File Number
            
            N
            N
          
          
            Ceros Financial Services Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            UBS AG (New York, NY, US, Branch)
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            549300P3DI8LOUAPBT80
            
            N
            Y
          
          
            Xml Securities, LLC
            8-67776
            SEC File Number
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC File Number
            
            N
            N
          
          
            Itau International Securities Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Concourse Financial Group Securities, Inc.
            8-32590
            SEC File Number
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC File Number
            
            N
            N
          
          
            Sage Rutty and Company, Inc.
            8-00533
            SEC File Number
            
            N
            N
          
          
            Sammons institutional Group, Inc.
            BBG00LBNPZL2
            Bloomberg Global ID
            
            N
            Y
          
          
            Arete Wealth Management LLC
            8-50854
            SEC File Number
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC File Number
            
            N
            N
          
          
            AE Financial Services, LLC
            254900V6AVD8481O0767
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC File Number
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC File Number
            
            N
            N
          
          
            Valmark Securities, Inc.
            8-45463
            SEC File Number
            
            N
            N
          
          
            Davinci Capital Management, Inc.
            8-51580
            SEC File Number
            
            N
            N
          
          
            B. C. Ziegler and Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC File Number
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Hornor, Townsend & Kent, LLC
            8-14715
            SEC File Number
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC File Number
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC File Number
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC File Number
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            A.G.P. / Alliance Global Partners Corp
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Mid-atlantic Securities, Inc.
            8-36997
            SEC File Number
            
            N
            N
          
          
            Leigh Baldwin & Co., L.L.C.
            8-48385
            SEC File Number
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Rhodes Securities, Inc.
            254900MVXWUYG3F22X71
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            801-54739
            SEC File Number
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC File Number
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC File Number
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC File Number
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC File Number
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Cetera Investment Services LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            M.S. Howells & Co.
            549300ZY1ODMQ4MPJT53
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC File Number
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC File Number
            
            N
            N
          
          
            Benchmark Investments, LLC
            8-52280
            SEC File Number
            
            N
            N
          
          
            Quincy Cass Associates
            8-5743
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC File Number
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            00000000000000000000
            
            N
            Y
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            
            N
            Y
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            71-0930784
            Tax ID
            
            N
            Y
          
          
            National Financial Services LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC File Number
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC File Number
            
            N
            N
          
          
            The GMS Group, L.L.C.
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Alight Solutions LLC
            84-01996
            SEC File Number
            
            N
            Y
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC File Number
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC File Number
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC File Number
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Invicta Capital LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC File Number
            
            N
            N
          
          
            JHW Financial Services, Inc.
            8-45304
            SEC File Number
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC File Number
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC File Number
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC File Number
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC File Number
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            E*TRADE Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            R. Seelaus & Co. Inc
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC File Number
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Transam Securities, Inc.
            8-37065
            SEC File Number
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC File Number
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC File Number
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC File Number
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC File Number
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC File Number
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC File Number
            
            N
            N
          
          
            Pershing LLC
            ZI8Q1A8EI8LQFJNM0D94
            
            N
            Y
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC File Number
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC File Number
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Stifel Independent Advisors, LLC
            8-43514
            SEC File Number
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC File Number
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            ACA Prudent Investors Planning Corp.
            8-51899
            SEC File Number
            
            N
            N
          
          
            UBATCO & Co.
            00000000000000000000
            
            N
            Y
          
          
            NewEdge Securities, Inc.
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC File Number
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Rehmann Financial Network, LLC
            8-69134
            SEC File Number
            
            N
            N
          
          
            Caldwell Securities Ltd.
            549300ORF2FMHXODHJ66
            CA
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC File Number
            
            N
            N
          
          
            Global Brokerage Services Ltd
            8-47763
            SEC File Number
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC File Number
            
            N
            N
          
          
            Lincoln-Douglas Investments, LLC
            8-68728
            SEC File Number
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            SECU Brokerage Services, Inc.
            8-37927
            SEC File Number
            
            N
            N
          
          
            Essex Securities LLC
            254900RAMRWZOR870Q30
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            MGO Securities Corp.
            8-47814
            SEC File Number
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC File Number
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC File Number
            
            N
            N
          
          
            Blakeslee & Blakeslee, Inc.
            8-32071
            SEC File Number
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC File Number
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC File Number
            
            N
            N
          
          
            First Asset Financial Inc.
            8-67191
            SEC File Number
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC File Number
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC File Number
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC File Number
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC File Number
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC File Number
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC File Number
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC File Number
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Globalink Securities, Inc
            8-44509
            SEC File Number
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            PTI Securities & Futures, L.P.
            8-44412
            SEC File Number
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC File Number
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC File Number
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC File Number
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC File Number
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC File Number
            
            N
            N
          
          
            GW & Wade Asset Management Company, LLC
            8-42013
            SEC File Number
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC File Number
            
            N
            N
          
          
            Investment Network, Inc
            8-66036
            SEC File Number
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC File Number
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC File Number
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC File Number
            
            N
            N
          
          
            People's Securities, Inc.
            801-63122
            SEC File Number
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC File Number
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC File Number
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC File Number
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-46451
            SEC File Number
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC File Number
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC File Number
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC File Number
            
            N
            N
          
          
            MSEC, LLC
            2549009EK3GVO5B3DK31
            
            N
            N
          
          
            Samuel A. Ramirez & Company, Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC File Number
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC File Number
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Carty & Company, Inc.
            2549004VW1160A0HAR55
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC File Number
            
            N
            N
          
          
            MWA Financial Services, Inc.
            8-53255
            SEC File Number
            
            N
            N
          
          
            Fiduciary Trust Company International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            SA Stone Wealth Management Inc.
            8-36638
            SEC File Number
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC File Number
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC File Number
            
            N
            N
          
          
            Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC File Number
            
            N
            N
          
          
            The Prudential Insurance Company of America
            X574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC File Number
            
            N
            N
          
          
            Morris Group Inc
            35-1546402
            Tax ID
            
            N
            N
          
          
            Arkadios Capital, LLC
            2549004VFYBIASQ1A234
            
            N
            N
          
          
            Searle & Co., Inc.
            254900QO3OSPRE9KIA46
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Liberty Capital Investment Corp.
            8-42051
            SEC File Number
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC File Number
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-5727
            SEC File Number
            
            N
            N
          
          
            Mid Atlantic Clearing & Settlement Corporation
            8-47758
            SEC File Number
            
            N
            N
          
          
            Moors & Cabot, Inc.
            254900SDQ5IONENQ7U67
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC File Number
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC File Number
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            2549008QNG03YMMNXZ09
            
            N
            N
          
          
            Monere Investments, Inc.
            2549004LPCIR92BLYF90
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC File Number
            
            N
            N
          
          
            Classic, LLC
            8-68981
            SEC File Number
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC File Number
            
            N
            N
          
          
            Truist Investment Services, Inc.
            8-35355
            SEC File Number
            
            N
            N
          
          
            BCG Securities, Inc
            8-12680
            SEC File Number
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC File Number
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC File Number
            
            N
            N
          
          
            UnionBanc Investment Services LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC File Number
            
            N
            N
          
          
            Cantella & Co.,Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC File Number
            
            N
            N
          
          
            TCAdvisors Network Inc
            8-46909
            SEC File Number
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC File Number
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC File Number
            
            N
            N
          
          
            United Planners Financial Services of America, A Limited Partnership
            8-38485
            SEC File Number
            
            N
            N
          
          
            Sycamore Financial Group Inc
            8-30302
            SEC File Number
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC File Number
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC File Number
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            
            N
            Y
          
          
            Jefferies LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC File Number
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC File Number
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC File Number
            
            N
            N
          
          
            Bolton Securities Corporation
            8-68187
            SEC File Number
            
            N
            N
          
          
            Pruco Securities, LLC
            8-16402
            SEC File Number
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            VYVVCKR63DVZZN70PB21
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC File Number
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC File Number
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            25490062H4ICVOPZ2X80
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            2549007B0CCUSX9P2580
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC File Number
            
            N
            N
          
          
            Boreal Capital Securities, LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC File Number
            
            N
            N
          
          
            Lockton Investment Securities, LLC
            8-67090
            SEC File Number
            
            N
            N
          
          
            PNC Investments LLC
            8-66195
            SEC File Number
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC File Number
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC File Number
            
            N
            N
          
          
            Corecap Investments, LLC
            8-47783
            SEC File Number
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC File Number
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC File Number
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC File Number
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC File Number
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Crews and Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC File Number
            
            N
            N
          
          
            Securevest Financial Group Inc.
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Aon UK Holdings Limited
            5493002ME0O127QJJG03
            GB
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC File Number
            
            N
            N
          
          
            Gladowsky Capital Management, Corp.
            8-51017
            SEC File Number
            
            N
            N
          
          
            Cabot Lodge Securities LLC
            8-69009
            SEC File Number
            
            N
            N
          
          
            Ascensus Broker Dealer Services, LLC
            8-47312
            SEC File Number
            
            N
            Y
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC File Number
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC File Number
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC File Number
            
            N
            N
          
          
            Lombard Securities, Incorporated
            8-43340
            SEC File Number
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC File Number
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Mutual Trust Company of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC File Number
            
            N
            N
          
          
            Raymond James Financial, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC File Number
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC File Number
            
            N
            N
          
          
            XP Investments US, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC File Number
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC File Number
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC File Number
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            549300158KXZEDLDQA22
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            TD Ameritrade Trust Company
            20-0937408
            Tax ID
            
            N
            N
          
          
            North South Capital LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            2549003FIOJT37PTTC29
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC File Number
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC File Number
            
            N
            N
          
          
            Rockefeller Financial LLC
            8-70054
            SEC File Number
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC File Number
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC File Number
            
            N
            N
          
          
            Founders Financial Securities, LLC
            8-67137
            SEC File Number
            
            N
            N
          
        
        Y
        
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            Y
          
          
            BlackRock Advisors, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
        
        N
        
          
            BlackRock Execution Services
            8-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BlackRock Investments, LLC
            8-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        
          
            BofA Securities, Inc.
            8-69787
            000283942
            549300HN4UKV1E2R3U73
            
            8526.93000000
          
        
        8526.93000000
        
          
            Janney Montgomery Scott LLC
            8-00462
            000000463
            549300QQRY1JCFQHYS08
            
            15724089.20000000
          
          
            J.P. Morgan Securities LLC
            8-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            13499650.94000000
          
          
            Pershing LLC
            8-17574
            000007560
            ZI8Q1A8EI8LQFJNM0D94
            
            36314916.70000000
          
          
            Oppenheimer & Co. Inc.
            8-4077
            000000249
            254900VH02JQR2L8XD64
            
            15209310.55000000
          
          
            RBC Capital Markets, LLC
            8-45411
            000031194
            549300LCO2FLSSVFFR64
            
            44225357.25000000
          
          
            Jefferies LLC
            8-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            18870897.25000000
          
          
            BofA Securities, Inc.
            8-69787
            000283942
            549300HN4UKV1E2R3U73
            
            51772442.06000000
          
          
            National Financial Services LLC
            8-26740
            000013041
            549300JRHF1MHHWUAW04
            
            22672098.95000000
          
          
            BlackRock Liquidity Funds - MuniCash
            N/A
            N/A
            549300RWBJ885673DL84
            
            475329774.67000000
          
          
            Citigroup Global Markets Inc.
            8-8177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            52688261.31000000
          
        
        788352742.91000000
        N
        590868812.58769230
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock New Jersey Municipal Bond Fund
        S000004033
        XY220ROVL0NN4IRP9L80
        N
        6
        0
        0
        
          
          
          
          
          
          
        
        N/A
        Y
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Revenue sharing split
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 12d1-1 (17 CFR 270.12d1-1)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Ice Data Services, Inc.
            13-3668779
            Tax ID
            
            N
          
          
            Bloomberg L.P.
            549300B56MD0ZC402L06
            
            N
          
          
            Refinitiv US Holdings Inc.
            549300NF240HXJO7N016
            
            N
          
          
            IHS Markit Ltd.
            549300HLPTRASHS0E726
            GB
            N
          
        
        N
        
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            BofA Securities, Inc.
            549300HN4UKV1E2R3U73
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
        
        N
        
          
            Saturna Trust Company
            26-3918998
            Tax ID
            
            N
            Y
          
          
            AssetMark Trust Company
            00000000000000000000
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC File Number
            
            N
            N
          
          
            Rockefeller Financial LLC
            8-70054
            SEC File Number
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC File Number
            
            N
            N
          
          
            Landaas & Company, LLC
            8-51826
            SEC File Number
            
            N
            N
          
          
            GLS & Associates, Inc.
            8-51808
            SEC File Number
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Exeter Trust Company
            28-04279
            SEC File Number
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC File Number
            
            N
            N
          
          
            FNBB Capital Markets, L.L.C.
            8-66553
            SEC File Number
            
            N
            N
          
          
            E*TRADE Securities LLC
            549300PJRJFMBCDPWR57
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC File Number
            
            N
            N
          
          
            Boreal Capital Securities, LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC File Number
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC File Number
            
            N
            N
          
          
            Lincoln Investment Planning, LLC
            8-14354
            SEC File Number
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC File Number
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC File Number
            
            N
            N
          
          
            Intercam Securities, Inc.
            254900YUQYHGAT6VVA56
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC File Number
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Royal Alliance Associates, Inc.
            2549008QNG03YMMNXZ09
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            
            N
            Y
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            BCG Securities, Inc
            8-12680
            SEC File Number
            
            N
            N
          
          
            Midwestern Securities Trading Company, LLC
            8-52074
            SEC File Number
            
            N
            N
          
          
            Mid-atlantic Securities, Inc.
            8-36997
            SEC File Number
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC File Number
            
            N
            N
          
          
            Feltl and Company, Inc.
            8-18435
            SEC File Number
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC File Number
            
            N
            N
          
          
            GW & Wade Asset Management Company, LLC
            8-42013
            SEC File Number
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            NYLIFE Distributors LLC
            8-46655
            SEC File Number
            
            N
            N
          
          
            Hudson Heritage Capital Management Inc.
            8-50648
            SEC File Number
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC File Number
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            The Prudential Insurance Company of America
            X574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Ameriprise Financial Services, LLC
            8-16791
            SEC File Number
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC File Number
            
            N
            N
          
          
            Searle & Co., Inc.
            254900QO3OSPRE9KIA46
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC File Number
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC File Number
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC File Number
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            A.G.P. / Alliance Global Partners Corp
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Feldstein Financial Group, L.L.C.
            8-53388
            SEC File Number
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC File Number
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            MMC Securities LLC
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            VYVVCKR63DVZZN70PB21
            
            N
            N
          
          
            Centennial Securities Company, Inc.
            5493003M2XPY7LFS1Y68
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC File Number
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company LLC
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC File Number
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC File Number
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC File Number
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Keel Point Capital, LLC
            8-22990
            SEC File Number
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC File Number
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Watermark Securities, Inc.
            254900NK1ZHBYG91LX55
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC File Number
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC File Number
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC File Number
            
            N
            N
          
          
            Joseph Gunnar & Co., L.L.C.
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            02-0488491
            Tax ID
            
            N
            N
          
          
            The Vanguard Group, Inc.
            5493002789CX3L0CJP65
            
            N
            Y
          
          
            Darwood Associates, Incorporated
            8-16560
            SEC File Number
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC File Number
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC File Number
            
            N
            N
          
          
            Davinci Capital Management, Inc.
            8-51580
            SEC File Number
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC File Number
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Perryman Securities, Inc.
            8-53546
            SEC File Number
            
            N
            N
          
          
            Zions Direct, Inc.
            254900VGN65XF3JVA633
            
            N
            N
          
          
            Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Newport Group Securities, Inc.
            801-60427
            SEC File Number
            
            N
            Y
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC File Number
            
            N
            N
          
          
            Wall Street Access Corporation
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC File Number
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            801-54739
            SEC File Number
            
            N
            N
          
          
            Stifel Independent Advisors, LLC
            8-43514
            SEC File Number
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC File Number
            
            N
            N
          
          
            Quincy Cass Associates
            8-5743
            SEC File Number
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC File Number
            
            N
            N
          
          
            Aon UK Holdings Limited
            5493002ME0O127QJJG03
            GB
            N
            N
          
          
            Neuberger Berman BD LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            MWA Financial Services, Inc.
            8-53255
            SEC File Number
            
            N
            N
          
          
            First Southern LLC
            5493006LKFHMTRXT7796
            PR
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC File Number
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC File Number
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC File Number
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC File Number
            
            N
            N
          
          
            Garden State Securities Inc.
            8-25790
            SEC File Number
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC File Number
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC File Number
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC File Number
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC File Number
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC File Number
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC File Number
            
            N
            N
          
          
            WesBanco Securities, Inc.
            8-50220
            SEC File Number
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC File Number
            
            N
            N
          
          
            City National Bank
            593C3GZG957YOJPS2Z63
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC File Number
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC File Number
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC File Number
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC File Number
            
            N
            N
          
          
            IFP Securities, LLC
            8-70150
            SEC File Number
            
            N
            N
          
          
            Bolton Global Capital, Inc.
            2549009M08YVOG46LO79
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC File Number
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Amegy Investments, Inc.
            8-65399
            SEC File Number
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            2549003ZDQPBPYR9KD35
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC File Number
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC File Number
            
            N
            N
          
          
            SFA Financial LLC
            8-68156
            SEC File Number
            
            N
            N
          
          
            Lockton Investment Securities, LLC
            8-67090
            SEC File Number
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC File Number
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC File Number
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC File Number
            
            N
            N
          
          
            William Blair & Company, L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC File Number
            
            N
            N
          
          
            McDonald Partners LLC
            8-66985
            SEC File Number
            
            N
            N
          
          
            Valmark Securities, Inc.
            8-45463
            SEC File Number
            
            N
            N
          
          
            Eagles Coast Capital, LLC
            8-70137
            SEC File Number
            
            N
            N
          
          
            Madison Avenue Securities, LLC
            8-40426
            SEC File Number
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC File Number
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC File Number
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            2549003FIOJT37PTTC29
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC File Number
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC File Number
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC File Number
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC File Number
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC File Number
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC File Number
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC File Number
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            2549007B0CCUSX9P2580
            
            N
            N
          
          
            The Guardian Insurance & Annuity Company, Inc.
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Cetera Advisors LLC
            8-26892
            SEC File Number
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC File Number
            
            N
            N
          
          
            ACA Prudent Investors Planning Corp.
            8-51899
            SEC File Number
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC File Number
            
            N
            N
          
          
            Aufhauser Securities, Inc.
            8-48786
            SEC File Number
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC File Number
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC File Number
            
            N
            N
          
          
            SA Stone Wealth Management Inc.
            8-36638
            SEC File Number
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC File Number
            
            N
            N
          
          
            Arvest Investments, Inc.
            254900F30H09HHDIEI45
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Invicta Capital LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Leigh Baldwin & Co., L.L.C.
            8-48385
            SEC File Number
            
            N
            N
          
          
            Alterna Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Wiley Bros. - Aintree Capital, LLC
            8-3774
            SEC File Number
            
            N
            N
          
          
            Mutual Securities, Inc.
            254900UQFSLK9OUNAC76
            
            N
            N
          
          
            D.H. Hill Securities, LLLP
            8-49475
            SEC File Number
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC File Number
            
            N
            N
          
          
            Etico Partners, LLC
            254900YC5I0IY6GSBI85
            
            N
            N
          
          
            Horace Mann Life Insurance Company
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            549300158KXZEDLDQA22
            
            N
            N
          
          
            COUNTRY Capital Management Company
            8-12645
            SEC File Number
            
            N
            N
          
          
            National Securities Corporation
            254900QUIGJ7E9W0Y853
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC File Number
            
            N
            N
          
          
            Genworth Life and Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Maplewood Investments, Inc.
            8-52221
            SEC File Number
            
            N
            N
          
          
            American Wealth Management, Inc.
            8-41807
            SEC File Number
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC File Number
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC File Number
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC File Number
            
            N
            N
          
          
            Hilltop Securities Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Classic, LLC
            8-68981
            SEC File Number
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC File Number
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC File Number
            
            N
            N
          
          
            Truist Investment Services, Inc.
            8-35355
            SEC File Number
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Muriel Siebert & Co., Inc.
            254900ILZFIE2ULRPV24
            
            N
            N
          
          
            Labrunerie Financial Services, Inc.
            8-47830
            SEC File Number
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC File Number
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC File Number
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC File Number
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            254900DD93O7YH65O708
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC File Number
            
            N
            N
          
          
            United Planners Financial Services of America, A Limited Partnership
            8-38485
            SEC File Number
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC File Number
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC File Number
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC File Number
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            254900ULLOEJ3RYQ9S69
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC File Number
            
            N
            N
          
          
            Allen C. Ewing & Co.
            8-42393
            SEC File Number
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC File Number
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC File Number
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC File Number
            
            N
            N
          
          
            HighTower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC File Number
            
            N
            N
          
          
            Sycamore Financial Group Inc
            8-30302
            SEC File Number
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC File Number
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Transam Securities, Inc.
            8-37065
            SEC File Number
            
            N
            N
          
          
            Monere Investments, Inc.
            2549004LPCIR92BLYF90
            
            N
            N
          
          
            Larson Financial Securities LLC
            8-68456
            SEC File Number
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC File Number
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC File Number
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-46451
            SEC File Number
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            254900OFJVU7T8WTK224
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC File Number
            
            N
            N
          
          
            Trade-PMR Group, Inc.
            8-51390
            SEC File Number
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC File Number
            
            N
            N
          
          
            First Manhattan Co. Incorporated
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC File Number
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC File Number
            
            N
            N
          
          
            American Trust Company
            5493005EOTYFH88SI914
            
            N
            Y
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC File Number
            
            N
            N
          
          
            First Asset Financial Inc.
            8-67191
            SEC File Number
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC File Number
            
            N
            N
          
          
            Mclaughlin Ryder Investments, Inc.
            8-67911
            SEC File Number
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC File Number
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC File Number
            
            N
            N
          
          
            FMSbonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC File Number
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC File Number
            
            N
            N
          
          
            Harold W. Dance, Inc.
            8-12160
            SEC File Number
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            254900PJ7SNKYPK21W02
            
            N
            N
          
          
            Sanders Morris Harris LLC
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC File Number
            
            N
            N
          
          
            Chapin Davis Inc.
            801-70987
            SEC File Number
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC File Number
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC File Number
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC File Number
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC File Number
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC File Number
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC File Number
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC File Number
            
            N
            N
          
          
            Concourse Financial Group Securities, Inc.
            8-32590
            SEC File Number
            
            N
            N
          
          
            K. W. Chambers & Co.
            8-10533
            SEC File Number
            
            N
            N
          
          
            State Farm VP Management Corp.
            8-50128
            SEC File Number
            
            N
            N
          
          
            Berthel Fisher & Company Financial Services, Inc.
            8-29426
            SEC File Number
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC File Number
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC File Number
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC File Number
            
            N
            N
          
          
            Vorpahl Wing Securities, Inc.
            8-51823
            SEC File Number
            
            N
            N
          
          
            XP Investments US, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC File Number
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC File Number
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            SECU Brokerage Services, Inc.
            8-37927
            SEC File Number
            
            N
            N
          
          
            Boenning & Scattergood Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC File Number
            
            N
            N
          
          
            Crescent Securities Group, Inc.
            8-53457
            SEC File Number
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC File Number
            
            N
            N
          
          
            Crews and Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Corecap Investments, LLC
            8-47783
            SEC File Number
            
            N
            N
          
          
            First Command Brokerage Services, Inc.
            8-07072
            SEC File Number
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC File Number
            
            N
            N
          
          
            Caldwell Securities Ltd.
            549300ORF2FMHXODHJ66
            CA
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC File Number
            
            N
            N
          
          
            Signature Securities Group Corporation
            254900KRZU45UT6QSG35
            
            N
            N
          
          
            AE Financial Services, LLC
            254900V6AVD8481O0767
            
            N
            N
          
          
            BNP Paribas Securities Corp.
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC File Number
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC File Number
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC File Number
            
            N
            N
          
          
            Voya Financial Advisors, Inc.
            8-13987
            SEC File Number
            
            N
            N
          
          
            World Equity Group, Incorporated
            25490078J1OM7KOXR686
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC File Number
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC File Number
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            New England Pension Plan Systems, LLC
            00000000000000000000
            
            N
            Y
          
          
            Aventura Securities, LLC
            8-67458
            SEC File Number
            
            N
            N
          
          
            Roberts and Ryan Investments Incorporated
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC File Number
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Nestlerode & Loy, Inc
            8-12629
            SEC File Number
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC File Number
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC File Number
            
            N
            N
          
          
            Jefferies LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade Trust Company
            20-0937408
            Tax ID
            
            N
            N
          
          
            Blakeslee & Blakeslee, Inc.
            8-32071
            SEC File Number
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC File Number
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC File Number
            
            N
            N
          
          
            Raymond James Financial, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC File Number
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC File Number
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC File Number
            
            N
            N
          
          
            Benefit Trust Company
            549300ICEK1VVZC9R735
            
            N
            Y
          
          
            Nicol Investors Corporation
            8-65566
            SEC File Number
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC File Number
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC File Number
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            8-00462
            SEC File Number
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC File Number
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC File Number
            
            N
            N
          
          
            Ladenburg Thalmann & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            ICMA-RC Services, LLC
            8-40268
            SEC File Number
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC File Number
            
            N
            N
          
          
            GLP Investment Services, LLC
            8-41868
            SEC File Number
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC File Number
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC File Number
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC File Number
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC File Number
            
            N
            N
          
          
            Fintrust Brokerage Services, LLC
            8-49514
            SEC File Number
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC File Number
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC File Number
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC File Number
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            71-0930784
            Tax ID
            
            N
            Y
          
          
            Southeast Investments, N.C. Inc.
            8-50127
            SEC File Number
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC File Number
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Valley Financial Management, Inc
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC File Number
            
            N
            N
          
          
            Middlegate Securities Inc
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Healthcare Community Securities Corp.
            8-46981
            SEC File Number
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC File Number
            
            N
            N
          
          
            Empire Asset Management Company, LLC
            8-67520
            SEC File Number
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC File Number
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Bank, National Association
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC File Number
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            
            N
            Y
          
          
            BOK Financial Securities, Inc.
            5493008UZFTI4G7UQ733
            
            N
            N
          
          
            Andbanc Brokerage LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC File Number
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC File Number
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC File Number
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC File Number
            
            N
            N
          
          
            Conduent HR Services, LLC
            84-06035
            SEC File Number
            
            N
            Y
          
          
            Hartford Funds Management Company, LLC
            549300P3DI8LOUAPBT80
            
            N
            Y
          
          
            D.M. Kelly & Company
            254900MPA2M5G6DL5C63
            
            N
            N
          
          
            Nest Investments BD LLC
            8-70117
            SEC File Number
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC File Number
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC File Number
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC File Number
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC File Number
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC File Number
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC File Number
            
            N
            N
          
          
            The O. N. Equity Sales Company
            8-14161
            SEC File Number
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC File Number
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC File Number
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Verity Investments, Inc.
            8-49474
            SEC File Number
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC File Number
            
            N
            N
          
          
            Fifth Third Bank, National Association
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC File Number
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC File Number
            
            N
            N
          
          
            Samuel A. Ramirez & Company, Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC File Number
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC File Number
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC File Number
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC File Number
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc.
            8-31206
            SEC File Number
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC File Number
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC File Number
            
            N
            N
          
          
            JPMorgan Chase Bank, National Association
            7H6GLXDRUGQFU57RNE97
            
            N
            N
          
          
            Holistic Brokerage, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Itau International Securities Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC File Number
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC File Number
            
            N
            N
          
          
            Harbour Investments, Inc
            8-37373
            SEC File Number
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC File Number
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC File Number
            
            N
            N
          
          
            VBC Securities, L.L.C.
            8-44141
            SEC File Number
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC File Number
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            VectorGlobal WMG Inc.
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Arkadios Capital, LLC
            2549004VFYBIASQ1A234
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC File Number
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC File Number
            
            N
            N
          
          
            E.E. Powell & Company, Inc.
            8-1893
            SEC File Number
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC File Number
            
            N
            N
          
          
            G. A. Repple & Company
            8-35315
            SEC File Number
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC File Number
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC File Number
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC File Number
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            254900T7U4ODG86YRV13
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            BBG002ZR1639
            Bloomberg Global ID
            
            N
            Y
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC File Number
            
            N
            N
          
          
            GWN Securities, Inc.
            8-66185
            SEC File Number
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC File Number
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC File Number
            
            N
            N
          
          
            Buckram Securities Ltd.
            8-65939
            SEC File Number
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC File Number
            
            N
            N
          
          
            Allegiance Capital, LLC
            8-52978
            SEC File Number
            
            N
            N
          
          
            Steward Partners Investment Solutions, LLC
            25490043UEOX7JZ3AC58
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC File Number
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC File Number
            
            N
            N
          
          
            UnionBanc Investment Services LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC File Number
            
            N
            N
          
          
            Wintrust Investments, LLC
            254900VR9KGJNQBQZA90
            
            N
            N
          
          
            Liberty Capital Investment Corp.
            8-42051
            SEC File Number
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC File Number
            
            N
            N
          
          
            Carty & Company, Inc.
            2549004VW1160A0HAR55
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC File Number
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC File Number
            
            N
            N
          
          
            Invex, LLC
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC File Number
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC File Number
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC File Number
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            8-497
            SEC File Number
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC File Number
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC File Number
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC File Number
            
            N
            N
          
          
            Ceros Financial Services Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC File Number
            
            N
            N
          
          
            Securevest Financial Group Inc.
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC File Number
            
            N
            N
          
          
            Michigan Securities Inc.
            8-52094
            SEC File Number
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            549300UNHHMAHA7IYO12
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC File Number
            
            N
            N
          
          
            Herndon Plant Oakley Ltd.
            8-50912
            SEC File Number
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC File Number
            
            N
            N
          
          
            Ascensus Broker Dealer Services, LLC
            8-47312
            SEC File Number
            
            N
            Y
          
          
            PNC Investments LLC
            8-66195
            SEC File Number
            
            N
            N
          
          
            CUSO Financial Services, L.P.
            254900SMTUGUAHW1JN77
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC File Number
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC File Number
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            06-1071596
            Tax ID
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC File Number
            
            N
            N
          
          
            People's Securities, Inc.
            801-63122
            SEC File Number
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC File Number
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            SCF Securities Inc
            8-51760
            SEC File Number
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC File Number
            
            N
            N
          
          
            Moors & Cabot, Inc.
            254900SDQ5IONENQ7U67
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC File Number
            
            N
            N
          
          
            Alight Solutions LLC
            84-01996
            SEC File Number
            
            N
            Y
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC File Number
            
            N
            N
          
          
            Pershing Advisor Solutions LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Hand Securities, Inc.
            8-51001
            SEC File Number
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC File Number
            
            N
            N
          
          
            North South Capital LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Sammons institutional Group, Inc.
            BBG00LBNPZL2
            Bloomberg Global ID
            
            N
            Y
          
          
            Cantella & Co.,Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Oriental Financial Services LLC
            8-44516
            SEC File Number
            PR
            N
            N
          
          
            Cetera Investment Services LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC File Number
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC File Number
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC File Number
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Citizens Bank
            38-0421450
            Tax ID
            
            N
            N
          
          
            Arthur W. Wood Company
            8-3368
            SEC File Number
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC File Number
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC File Number
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Herold & Lantern Investments, Inc.
            254900J6QB9C3UNBJJ49
            
            N
            N
          
          
            Cutter And Company Brokerage, Inc.
            8-39590
            SEC File Number
            
            N
            N
          
          
            R. Seelaus & Co. Inc
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Herbert J Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC File Number
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC File Number
            
            N
            N
          
          
            Mutual Trust Company of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            B. C. Ziegler and Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC File Number
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            The Logan Group Securities
            8-48995
            SEC File Number
            
            N
            N
          
          
            Cape Securities, Inc.
            8-20747
            SEC File Number
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC File Number
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Lombard Securities, Incorporated
            8-43340
            SEC File Number
            
            N
            N
          
          
            CNR Securities LLC
            894500JXD2XN50UHZI74
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC File Number
            
            N
            Y
          
          
            Bley Investment Group, Inc.
            8-42701
            SEC File Number
            
            N
            N
          
          
            UBS AG (New York, NY, US, Branch)
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC File Number
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC File Number
            
            N
            N
          
          
            E*TRADE Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Professional Trading Services Brokerage, LLC
            8-65173
            SEC File Number
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC File Number
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC File Number
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC File Number
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC File Number
            
            N
            N
          
          
            Alight Financial Solutions, LLC
            8-47344
            SEC File Number
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06XD7BJ4EPXNABVFN69
            
            N
            Y
          
          
            Arive Capital Markets LLC
            8-43350
            SEC File Number
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC File Number
            
            N
            N
          
          
            Lesko Securities, Inc.
            8-26408
            SEC File Number
            
            N
            N
          
          
            Globalink Securities, Inc
            8-44509
            SEC File Number
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC File Number
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Essex Securities LLC
            254900RAMRWZOR870Q30
            
            N
            N
          
          
            NewEdge Securities, Inc.
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Pruco Securities, LLC
            8-16402
            SEC File Number
            
            N
            N
          
          
            HSBC Securities (USA) Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC File Number
            
            N
            N
          
          
            Tradition Securities and Derivatives LLC
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Mercer HR Services, LLC
            20-1932099
            Tax ID
            
            N
            Y
          
          
            Prospera Financial Services, Inc.
            2549009CIEPO956KXD30
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC File Number
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC File Number
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            The GMS Group, L.L.C.
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC File Number
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC File Number
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC File Number
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC File Number
            
            N
            N
          
          
            Gladowsky Capital Management, Corp.
            8-51017
            SEC File Number
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Founders Financial Securities, LLC
            8-67137
            SEC File Number
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            TradeUP Securities Inc
            8-36754
            SEC File Number
            
            N
            N
          
          
            Cabot Lodge Securities LLC
            8-69009
            SEC File Number
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC File Number
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC File Number
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC File Number
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC File Number
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Kingswood Capital Partners LLC
            5493000S7S0ZD3E40797
            
            N
            N
          
          
            Morris Group Inc
            35-1546402
            Tax ID
            
            N
            N
          
          
            NYLIFE Securities LLC
            8-15517
            SEC File Number
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC File Number
            
            N
            N
          
          
            Vanguard Marketing Corporation
            549300M16F306POWCS41
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC File Number
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC File Number
            
            N
            N
          
          
            Voya Investments Distributor, LLC
            549300UXSQ6ZVMSJFH64
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC File Number
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC File Number
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC File Number
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            84-1477138
            Tax ID
            
            N
            Y
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC File Number
            
            N
            N
          
          
            Fiduciary Trust Company International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            TCAdvisors Network Inc
            8-46909
            SEC File Number
            
            N
            N
          
          
            SPIRE Securities, LLC
            8-67635
            SEC File Number
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC File Number
            
            N
            N
          
          
            Mid Atlantic Clearing & Settlement Corporation
            8-47758
            SEC File Number
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC File Number
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            25490062H4ICVOPZ2X80
            
            N
            N
          
          
            L.O. Thomas & Co., Inc.
            8-40875
            SEC File Number
            
            N
            N
          
          
            Arete Wealth Management LLC
            8-50854
            SEC File Number
            
            N
            N
          
          
            Regulus Financial Group, LLC
            8-68275
            SEC File Number
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC File Number
            
            N
            N
          
          
            Rhodes Securities, Inc.
            254900MVXWUYG3F22X71
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC File Number
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            InSight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC File Number
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC File Number
            
            N
            N
          
          
            Robinson And Robinson, Inc.
            8-17109
            SEC File Number
            
            N
            N
          
          
            Ameritas Investment Company, LLC
            549300913B54XKSRM258
            
            N
            N
          
          
            Snowden Account Services LLC
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC File Number
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            M.S. Howells & Co.
            549300ZY1ODMQ4MPJT53
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC File Number
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC File Number
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC File Number
            
            N
            N
          
          
            Western International Securities, Inc.
            25490001S7ICOSF8JC56
            
            N
            N
          
          
            Bestvest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC File Number
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC File Number
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC File Number
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC File Number
            
            N
            N
          
          
            Northwestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            BNA Wealth, Inc.
            8-48642
            SEC File Number
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC File Number
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            L.M. Kohn & Company
            8-43303
            SEC File Number
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC File Number
            
            N
            N
          
          
            Bolton Securities Corporation
            8-68187
            SEC File Number
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC File Number
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC File Number
            
            N
            N
          
          
            L.S.Y. Incorporated
            8-17613
            SEC File Number
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Sage Rutty and Company, Inc.
            8-00533
            SEC File Number
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC File Number
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC File Number
            
            N
            N
          
          
            DFPG Investments, LLC
            8-68730
            SEC File Number
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            UBATCO & Co.
            00000000000000000000
            
            N
            Y
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            84-06219
            SEC File Number
            
            N
            Y
          
          
            AGES Financial Services, Ltd.
            8-32155
            SEC File Number
            
            N
            N
          
          
            USAA Investment Services Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC File Number
            
            N
            N
          
          
            American National Trust And Investment Management Company
            28-00344
            SEC File Number
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC File Number
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC File Number
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC File Number
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC File Number
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC File Number
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC File Number
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC File Number
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC File Number
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC File Number
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC File Number
            
            N
            N
          
          
            Investment Network, Inc
            8-66036
            SEC File Number
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC File Number
            
            N
            N
          
          
            FSB Premier Wealth Management, Inc.
            8-44865
            SEC File Number
            
            N
            N
          
          
            Global Brokerage Services Ltd
            8-47763
            SEC File Number
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC File Number
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC File Number
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC File Number
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Money Concepts Capital Corp
            8-29671
            SEC File Number
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC File Number
            
            N
            N
          
          
            Omni Financial Securities, Inc.
            8-44034
            SEC File Number
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC File Number
            
            N
            N
          
          
            MSEC, LLC
            2549009EK3GVO5B3DK31
            
            N
            N
          
          
            J. D. Seibert & Co., Inc.
            8-23604
            SEC File Number
            
            N
            N
          
          
            Variable Investment Advisors, Inc
            8-50699
            SEC File Number
            
            N
            N
          
          
            PlanMember Securities Corporation
            8-25065
            SEC File Number
            
            N
            N
          
          
            Rehmann Financial Network, LLC
            8-69134
            SEC File Number
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC File Number
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-5727
            SEC File Number
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Benchmark Investments, LLC
            8-52280
            SEC File Number
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC File Number
            
            N
            N
          
          
            Mcnally Financial Services Corporation
            8-65388
            SEC File Number
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Vanderbilt Securities, Inc.
            8-16712
            SEC File Number
            
            N
            N
          
          
            Piper Sandler & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Buell Securities Corp.
            8-22058
            SEC File Number
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC File Number
            
            N
            Y
          
          
            First Allied Securities, Inc.
            254900JUVJ7EKQ5LIW08
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC File Number
            
            N
            N
          
          
            Fidelity Investments Life Insurance Company
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC File Number
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC File Number
            
            N
            N
          
          
            Navy Federal Investment Services, LLC
            8-67161
            SEC File Number
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Bradesco BAC Florida Investments Corp.
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC File Number
            
            N
            N
          
          
            Grove Point Investments, LLC
            8-31165
            SEC File Number
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC File Number
            
            N
            N
          
          
            PNC Bank, National Association (Pittsburgh, PA, US, Branch)
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Security Distributors, LLC
            8-10781
            SEC File Number
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC File Number
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC File Number
            
            N
            N
          
          
            Whitehall-Parker Securities Inc.
            8-27688
            SEC File Number
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC File Number
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC File Number
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC File Number
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC File Number
            DE
            N
            N
          
          
            Hanson McClain Retirement Network, LLC
            8-52250
            SEC File Number
            
            N
            N
          
          
            Calamar Financial Group, LLC
            8-69777
            SEC File Number
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC File Number
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC File Number
            
            N
            N
          
          
            Glen Eagle Wealth LLC
            549300KIBM3JOKOD9P59
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC File Number
            
            N
            N
          
          
            PTI Securities & Futures, L.P.
            8-44412
            SEC File Number
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments, Inc.
            8-46844
            SEC File Number
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC File Number
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Innovation Partners, LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            National Financial Services LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC File Number
            
            N
            N
          
          
            SEI Private Trust Company
            28-10625
            SEC File Number
            
            N
            Y
          
          
            USA Financial Securities Corporation
            8-52342
            SEC File Number
            
            N
            N
          
          
            JHW Financial Services, Inc.
            8-45304
            SEC File Number
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC File Number
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            39-1259164
            Tax ID
            
            N
            N
          
          
            Hornor, Townsend & Kent, LLC
            8-14715
            SEC File Number
            
            N
            N
          
          
            Lincoln-Douglas Investments, LLC
            8-68728
            SEC File Number
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490