Form MA/A SG AMERICAS SECURITIES,

  
    MA/A
    
      
        0001261467
        XXXXXXXX
      
      
        Rose Keenan
        212-278-7254
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    SG AMERICAS SECURITIES, LLC
    128351
    52-1128875
    
      
        866-00197-00
      
      
        
          867-00824
        
        
          
            008-66125
            128351
          
        
      
    
    
      
        
          SG Americas Securities, LLC
          Registered in all 50 states, the District of Columbia and Puerto Rico
        
      
    
    
      
        
          245 PARK AVENUE
          NEW YORK
          NY
          10167
        
      
      212-278-5004
    
    N
    www.sgcib.com
    
      
        James
        Michael
        Hubbert
      
      
        
      
      

        
          245 Park Avenue
          New York
          NY
          10167
        
      
      212-278-5004
      212-278-7696
      [email protected]
    
    
      
        James
        Michael
        Hubbert
      
      

        
          245 Park Avenue
          New York
          NY
          10167
        
      
      212-278-5004
      212-278-7696
      [email protected]
    
    
      
        SG Americas Securities Holdings LLC
        N
      
      
        Societe Generale S.A.
        Y
        
          Registry of Commerce and Companies
          552 120 222 RCS Paris
          
            I0
          
        
      
    
    
      
        
          
        
      
    
    December
    
      DE
    
    08-08-2003
    N
    703
    9
    9
    0
    0
    10
    
      
        Corporations or other businesses
      
    
    0
    0
    0
    
      
        Not Applicable
      
    
    
      
        Fixed Fees
        Contingent Fees
      
    
    
      
        Not Applicable
      
    
    
      
        Advice Insurance Of MS
      
    
    
      
        Y
        Y
      
    
    Y
    
      Broker-dealer municipal securities dealer or government securities broker or dealer
      Investment Company
      Investment Adviser
      Swap Dealer
      Security-based swap dealer
      Commodity pool operator
      Commodity trading advisor
      Futures commission merchant
      Banking/Thrift institution
      Trust Company
      Insurance company or agency
      Pension consultant
      Real estate broker or dealer
    
    140
    
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Investment Adviser
          Swap Dealer
          Security-based swap dealer
          Commodity trading advisor
          Futures commission merchant
        
        SOCIETE GENERALE Luxembourg
        SOCIETE GENERALE BANK & TRUST - Reference Number: 10344
        
          N
          Y
          Y
          
            
              CSSF
              B00000019
              N4
            
          
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Roberto S. Simon
        Roberto S. Simon
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Valentine Sallettaz
        Valentine Sallettaz
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Steven Levinson
        Steven Levinson
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Stefanie Sachiko Hadolt Reimers
        Stefanie Sachiko Hadolt Reimers
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Massimiliano Battisti
        Massimiliano Battisti
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Michael Robinson
        Michael Robinson
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Sebastian Eslava Bejarano
        Sebastian Eslava Bejarano
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Swap Dealer
          Futures commission merchant
        
        Societe Generale International Limited
        Societe Generale International Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority (FCA)?
              538896
              X0
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        SOCIETE GENERALE PARTICIPATIONS INDUSTRIELLES
        SOCIETE GENERALE PARTICIPATIONS INDUSTRIELLES
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        FRANPART
        FRANPART
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        SG CAPITAL DEVELOPPEMENT
        SG CAPITAL DEVELOPPEMENT
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Swap Dealer
        
        SG OPTION EUROPE
        SG OPTION EUROPE
        
          N
          Y
          Y
          
            
              ACPR / AMF
              341369833 / 12148
              I0
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        SOCIETE GENERALE CAPITAL PARTENAIRES
        SOCIETE GENERALE CAPITAL PARTENAIRES
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BRD Asset Management SAI SA
        BRD Asset Management SAI SA
        
          N
          Y
          Y
          
            
              Financial Supervisory Authority
              PJR05SAIR/400010
              S5
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Swap Dealer
          Security-based swap dealer
          Commodity pool operator
          Commodity trading advisor
          Futures commission merchant
          Banking/Thrift institution
          Other municipal advisor
        
        KOMERCNI BANKA A.S
        KOMERCNI BANKA A.S
        
          N
          Y
          Y
          
            
              Czech National Bank
              45317054
              2N
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity trading advisor
          Banking/Thrift institution
        
        SOCIETE GENERALE PRIVATE BANKING (MONACO)
        SOCIETE GENERALE PRIVATE BANKING (MONACO)
        
          N
          Y
          Y
          
            
              ACPR
              13368
              I0
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        INVESTIMA SA
        INVESTIMA SA
        
          N
          Y
          Y
          
            
              "AMMC (Autorite marocaine du marche des capitaux)
              32607
              P2
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Futures commission merchant
        
        SG SECURITIES (HK) LIMITED
        SG SECURITIES (HK) LIMITED
        
          N
          Y
          Y
          
            
              Securities and Futures Commission
              AAD941
              K3
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Investment Adviser
          Swap Dealer
          Banking/Thrift institution
        
        SG Kleinwort Hambros Bank (CI) Limited
        SG Kleinwort Hambros Bank (CI) Limited
        
          N
          Y
          Y
          
            
              Jersey Financial Services Commission; Guernsey Financial Services Commission
              2693
              Y9
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Investment Adviser
          Swap Dealer
          Banking/Thrift institution
        
        SG KLEINWORT HAMBROS BANK LIMITED
        SG KLEINWORT HAMBROS BANK LIMITED
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              119250
              X0
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Futures commission merchant
        
        SOCIETE GENERALE SECURITIES INDIA PRIVATE LIMITED
        SOCIETE GENERALE SECURITIES INDIA PRIVATE LIMITED
        
          N
          Y
          Y
          
            
              Securities and Exchange Board of India (SEBI)
              ?INZ000093534
              K7
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        SOGECAPITAL GESTION
        SOGECAPITAL GESTION
        
          N
          Y
          Y
          
            
              Moroccan capital market authority (AMMC:? Autorite Marocaine du Marche des Capitaux)
              78221
              P2
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Investment Adviser
          Swap Dealer
          Banking/Thrift institution
        
        SG KLEINWORT HAMBROS BANK (GIBRALTAR) LIMITED
        SG KLEINWORT HAMBROS BANK (GIBRALTAR) LIMITED
        
          N
          Y
          Y
          
            
              Gibraltar Financial Services Commission
              1294
              J1
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        SOCIETE GENERALE INVESTMENT CORPORATION
        SOCIETE GENERALE INVESTMENT CORPORATION
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        SG AMERICAS EQUITIES CORP.
        SG AMERICAS EQUITIES CORP.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Futures commission merchant
        
        Societe Generale Capital Canada Inc
        Societe Generale Capital Canada Inc
        
          N
          Y
          Y
          
            
              "1- Investment Industry Regulatory Organization of Canada (IIROC) 2-  Montreal Exchange Regulatory Division (MXR) 3- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) 4-Securities Commissions of each province in Canada
              Z4
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        SOGECAPITAL BOURSE
        SOGECAPITAL BOURSE
        
          N
          Y
          Y
          
            
              Moroccan authority of Capital Markets
              77449
              P2
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Banking/Thrift institution
        
        SOCIETE GENERALE PRIVATE BANKING (SUISSE) S.A.
        SOCIETE GENERALE PRIVATE BANKING (SUISSE) S.A.
        
          N
          Y
          Y
          
            
              FINMA
              117056
              V8
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Futures commission merchant
        
        SOCIETE GENERALE SECURITIES AUSTRALIA PTY LTD
        SOCIETE GENERALE SECURITIES AUSTRALIA PTY LTD
        
          N
          Y
          Y
          
            
              Australian Securities and Investments Commission (ASIC)
              114 206 307
              C3
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Investment Adviser
          Swap Dealer
          Banking/Thrift institution
        
        PJSC ROSBANK
        PJSC ROSBANK
        
          N
          Y
          Y
          
            
              The Central Bank of the Russian Federation
              2272
              1Z
            
          
        
      
      
        
          Add
        
        
          Investment Company
          Sponsor or syndicator of limited partnerships
        
        Co-Invest LBO GP Limited
        Co-Invest LBO GP Limited
        
          N
          Y
          Y
          
            
              Jersey Financial Services Commission
              95514
              Y9
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Investment Company
        
        UIB Finance
        UIB Finance
        
          N
          Y
          Y
          
            
              Central Bank of Tunisia
              B2691995
              W6
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        Societe de Gestion M&R S.A.
        Societe de Gestion M&R S.A.
        
          N
          Y
          Y
          
            
              Swiss Association of asset managers (ASG)
              CHE-100.938.421?
              V8
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Futures commission merchant
        
        SG SECURITIES (SINGAPORE) PTE. LTD.
        SG SECURITIES (SINGAPORE) PTE. LTD.
        
          N
          Y
          Y
          
            
              Monetary Authority of Singapore (MAS) and SGX
              198200823Z
              U0
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Futures commission merchant
        
        Altura Markets, Sociedad de Valores, SA
        Altura Markets, Sociedad de Valores, SA
        
          N
          Y
          Y
          
            
              CNMV (Comision Nacional del Mercado de Valores)
              U3
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Swap Dealer
          Banking/Thrift institution
        
        BRD - Groupe SOCIETE GENERALE SA
        BRD - Groupe SOCIETE GENERALE SA
        
          N
          Y
          Y
          
            
              National Bank of Romania / Financial Supervisory Authority
              S5
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        PROTOS
        PROTOS
        
          N
          Y
          Y
          
            
              Czech National Bank
              2N
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        Pascal Fundo de Investimento Multi Mercado - Investimento No Exterior
        Pascal Fundo de Investimento Multi Mercado - Investimento No Exterior
        
          N
          Y
          Y
          
            
              CVM - Comissao de Valores Mobiliarios
              13.107.003/0001-70
              D5
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        PASCAL SOLUTIONS LIMITED
        PASCAL SOLUTIONS LIMITED
        
          N
          Y
          Y
          
            
              Jersey Financial Services Commission
              107881
              Y9
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Swap Dealer
          Security-based swap dealer
        
        SG Securities Korea Co, Ltd
        SG Securities Korea Co, Ltd
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        SAINT GERMAIN FUNDO DE INVESTIMENTO MULTIMERCADO
        SAINT GERMAIN FUNDO DE INVESTIMENTO MULTIMERCADO
        
          N
          Y
          Y
          
            
              CVM - Comissao de Valores Mobiliarios ( Comissat of Securities)
              11.702.084/0001-21
              D5
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        SOCIETE GENERALE CAPITAL FINANCE
        SOCIETE GENERALE CAPITAL FINANCE
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        SOGECAPITAL PLACEMENT
        SOGECAPITAL PLACEMENT
        
          N
          Y
          Y
          
            
              Moroccan capital market authority (AMMC:? Autorite Marocaine du Marche des Capitaux)
              94861
              P2
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        SOGECAPITAL INVESTISSEMENT S.A
        SOGECAPITAL INVESTISSEMENT S.A
        
          N
          Y
          Y
          
            
              AMMC
              412841
              P2
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        Societe Generale Securities (Thailand) Ltd.
        Societe Generale Securities (Thailand) Ltd.
        
          N
          Y
          Y
          
            
              The Securities and Exchange Commission, Thailand
              0105559140332?
              W1
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        RB Capital Asset Management  Limited Liability Company
        RB Capital Asset Management  Limited Liability Company
        
          N
          Y
          Y
          
            
              The Central bank of Russia
              1Z
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        NEMA CAPITAL
        NEMA CAPITAL
        
          N
          Y
          Y
          
            
              AMMC
              AG/SDG/03/2019
              P2
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Futures commission merchant
        
        Societe Generale Securities Japan Limited
        Societe Generale Securities Japan Limited
        
          N
          Y
          Y
          
            
              FSA (Financial Services Agency)
              1770
              M0
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        Societe Generale Aircraft Leasing Co., Ltd
        Societe Generale Aircraft Leasing Co., Ltd
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        Societe Immobiliere De L'Arsenal
        Societe Immobiliere De L'Arsenal
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Banking/Thrift institution
        
        Societe Generale Burkina Faso
        Societe Generale Burkina Faso
        
          N
          Y
          Y
          
            
              BANK OF GHANA
              C 0074 P
              J0
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        Sogebourse En Cote D'Ivoire
        Sogebourse En Cote D'Ivoire
        
          N
          Y
          Y
          
            
              Conseil Regional de l'Epargne Publique et des Marches Financiers
              15/12/009 97
              L7
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        Sogespar
        Sogespar
        
          N
          Y
          Y
          
            
              Conseil Regional de l'Epargne Publique et des Marches Financiers
              L7
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Swap Dealer
          Banking/Thrift institution
        
        Societe Generale Ghana Limited
        Societe Generale Ghana Limited
        
          N
          Y
          Y
          
            
              Bank of Ghana
              CS011472016
              J0
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        Sogebourse Cemac Sa
        Sogebourse Cemac Sa
        
          N
          Y
          Y
          
            
              Financial Market Supervisory Commission of Central Africa (COSUMAF)
              E4
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        Societe Generale Algerie
        Societe Generale Algerie
        
          N
          Y
          Y
          
            
              Bank of Algeria
              99-03/ 03-2015
              B4
            
          
        
      
      
        
          Add
        
        
          Swap Dealer
          Futures commission merchant
          Banking/Thrift institution
        
        Banco Societe Generale Brasil S.A.
        Banco Societe Generale Brasil S.A.
        
          N
          Y
          Y
          
            
              Central Bank of Brazil
              Z9982627
              D5
            
          
        
      
      
        
          Add
        
        
          Swap Dealer
          Banking/Thrift institution
        
        Sg Marocaine De Banques
        Sg Marocaine De Banques
        
          N
          Y
          Y
          
            
              Bank al Maghrib
              P2
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Sogessur
        Sogessur
        
          N
          Y
          Y
          
            
              Autorite de Controle Prudentiel et de Resolution
              4021201
              I0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Societe Generale Financing And Distribution
        Societe Generale Financing And Distribution
        
          N
          Y
          Y
          
            
              Commission de Surveillance du Secteur Financier (CSSF)
              B170794
              N4
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Societe Generale Capital Market Finance
        Societe Generale Capital Market Finance
        
          N
          Y
          Y
          
            
              Commission de Surveillance du Secteur Financier (CSSF)
              B180290
              N4
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Banky Fampandrosoana Varotra Sg
        Banky Fampandrosoana Varotra Sg
        
          N
          Y
          Y
          
            
              Commission de Supervision Bancaire et Financere (CSBF)
              1998B00771
              N6
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Societe Anonyme De Credit A L'Industrie Francaise (Calif)
        Societe Anonyme De Credit A L'Industrie Francaise (Calif)
        
          N
          Y
          Y
          
            
              Authority for Prudential and Regulatory Control (ACPR)
              43629
              I0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Franfinance
        Franfinance
        
          N
          Y
          Y
          
            
              ACPR ( Autorite de controle prudentiel et de resolution ) / Prudential Control and Resolution Authority
              16760
              I0
            
          
        
      
      
        
          Add
        
        
          Real estate broker or dealer
        
        Sg Real Estate Advisory
        Sg Real Estate Advisory
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Trust Company
        
        Sg Trust (Asia) Ltd
        Sg Trust (Asia) Ltd
        
          N
          Y
          Y
          
            
              Monetary Authority of Singapore
              200010525H
              U0
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Sogecap
        Sogecap
        
          N
          Y
          Y
          
            
              Autorite de Controle Prudentiel et de Resolution
              5020040
              I0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Sogefimur
        Sogefimur
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Sogelease France
        Sogelease France
        
          N
          Y
          Y
          
            
              ACPR ( Autorite de controle prudentiel et de resolution ) / Prudential Control and Resolution Authority
              14198
              I0
            
          
        
      
      
        
          Add
        
        
          Swap Dealer
          Insurance company or agency
        
        Banque Courtois, Successeur De L'Ancienne Maison Courtois Et Cie Depuis 1760
        Banque Courtois, Successeur De L'Ancienne Maison Courtois Et Cie Depuis 1760
        
          N
          Y
          Y
          
            
              French Prudential Supervision and Resolution Authority (ACPR) - and Bank of France
              10268
              I0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Compagnie Generale De Location D'Equipements
        Compagnie Generale De Location D'Equipements
        
          N
          Y
          Y
          
            
              Authority for Prudential Control and Resolution (ACPR)
              303 236 186
              I0
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Finassurance Snc
        Finassurance Snc
        
          N
          Y
          Y
          
            
              Authority for Prudential Control and Resolution (ACPR)
              352 937 247
              I0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Genefim
        Genefim
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Sogelife
        Sogelife
        
          N
          Y
          Y
          
            
              COMMISSARIAT AUX ASSURANCES
              B55612
              N4
            
          
        
      
      
        
          Add
        
        
          Swap Dealer
          Banking/Thrift institution
        
        Societe Generale Caledonienne De Banque
        Societe Generale Caledonienne De Banque
        
          N
          Y
          Y
          
            
              ACPR (Autorite de Controle Prudentiel et de Resolution)
              80B76232
              1W
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Boursorama Sa
        Boursorama Sa
        
          N
          Y
          Y
          
            
              Authority for Prudential and Regulatory Control (ACPR)
              I0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Societe Generale Pour Le Developpement Des Operations De Credit-Bail Immobilier "Sogebail"
        Societe Generale Pour Le Developpement Des Operations De Credit-Bail Immobilier "Sogebail"
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Sgb Finance S.A.
        Sgb Finance S.A.
        
          N
          Y
          Y
          
            
              ACPR (Autorite de Controle Prudentiel et de Resolution)
              422?518?746
              I0
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Antarius
        Antarius
        
          N
          Y
          Y
          
            
              Autorite de Controle Prudentiel et de Resolution
              I0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Fiditalia S.P.A
        Fiditalia S.P.A
        
          N
          Y
          Y
          
            
              Bank of Italy
              37
              L6
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Societe Generale Cameroun
        Societe Generale Cameroun
        
          N
          Y
          Y
          
            
              Central African Banking Authority
              E4
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Oradea Vie
        Oradea Vie
        
          N
          Y
          Y
          
            
              Prudential Control and Resolution Authority
              1265 05 02
              I0
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Banque Pouyanne
        Banque Pouyanne
        
          N
          Y
          Y
          
            
              French Prudential Supervision and Resolution Authority (ACPR) - and Bank of France
              11989
              I0
            
          
        
      
      
        
          Add
        
        
          Trust Company
        
        Sg Kleinwort Hambros Trust Company (Ci) Limited
        Sg Kleinwort Hambros Trust Company (Ci) Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority; Guernsey Financial Services Commission; Jersey Financial Services Commission
              4345
              Y9
            
          
        
      
      
        
          Add
        
        
          Trust Company
        
        Sg Healthcare Benefits Trustee Company Limited
        Sg Healthcare Benefits Trustee Company Limited
        
          N
          Y
          Y
          
            
              Companies House
              02202418?
              X0
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Komercni Pojistovna A.S
        Komercni Pojistovna A.S
        
          N
          Y
          Y
          
            
              Czech National Bank
              63998017
              2N
            
          
        
      
      
        
          Add
        
        
          Other municipal advisor
        
        Shazeb Langha
        Shazeb Langha
        
          Y
          Y
          N
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        S.C. Brd Sogelease Ifn S.A.
        S.C. Brd Sogelease Ifn S.A.
        
          N
          Y
          Y
          
            
              National Bank of Romania
              S5
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Credical
        Credical
        
          N
          Y
          Y
          
            
              Autorite de Controle Prudential et de Resolution (ACPR)
              1W
            
          
        
      
      
        
          Add
        
        
          Trust Company
        
        Sgkh Trustees (Ci) Limited
        Sgkh Trustees (Ci) Limited
        
          N
          Y
          Y
          
            
              Jersey
              77469
              Y9
            
          
        
      
      
        
          Add
        
        
          Trust Company
        
        Sg Hambros Trust Company Ltd
        Sg Hambros Trust Company Ltd
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              122566
              X0
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Sg Equipment Finance Czech Republic S.R.O.
        Sg Equipment Finance Czech Republic S.R.O.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Gefa Bank Gmbh
        Gefa Bank Gmbh
        
          N
          Y
          Y
          
            
              BaFin (Federal Financial)
              104146
              2M
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        La Marocaine Vie
        La Marocaine Vie
        
          N
          Y
          Y
          
            
              the Supervisory Authority of Insurance and Social Welfare (ACAPS: Autorite de Controle des Assurances et de la Prevoyance Sociale)
              P2
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Societe Generale (China) Limited
        Societe Generale (China) Limited
        
          N
          Y
          Y
          
            
              China Banking and Insurance Regulatory Commission
              B0341H211000001
              F4
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Societe D' equipement Domestique Et Menager "Eqdom"
        Societe D' equipement Domestique Et Menager "Eqdom"
        
          N
          Y
          Y
          
            
              BANK AL MAGHRIB
              P2
            
          
        
      
      
        
          Add
        
        
          Swap Dealer
          Banking/Thrift institution
        
        Union Internationale De Banques
        Union Internationale De Banques
        
          N
          Y
          Y
          
            
              Central Bank of Tunisia
              B6151996?
              W6
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Essox Sro
        Essox Sro
        
          N
          Y
          Y
          
            
              Trade Inspection Authority (CTIA)/Personal Data Protection Office (PDPO)/Financial Arbiter  (FA)/Labour Inspectorate (LI)
              48136450/00020869/70837627/72546522/75046962
              2N
            
          
        
      
      
        
          Add
        
        
          Swap Dealer
          Banking/Thrift institution
        
        Societe Generale Offshore
        Societe Generale Offshore
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Real estate broker or dealer
        
        Societe Generale Immobilier Patrimonial
        Societe Generale Immobilier Patrimonial
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Trust Company
        
        Aegis Holdings (Offshore) Ltd.
        Aegis Holdings (Offshore) Ltd.
        
          N
          Y
          Y
          
            
              Intertrust Corporate Services (Cayman) Limited
              136508
              2J
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Hanseatic Bank Gmbh & Co Kg
        Hanseatic Bank Gmbh & Co Kg
        
          N
          Y
          Y
          
            
              BAFIN
              2M
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Ald Re Designated Activity Company
        Ald Re Designated Activity Company
        
          N
          Y
          Y
          
            
              Central Bank of Ireland ?
              C41173?
              L2
            
          
        
      
      
        
          Add
        
        
          Banking/Thrift institution
        
        Modra Pyramida Stavebni Sporitelna As
        Modra Pyramida Stavebni Sporitelna As
        
          N
          Y
          Y
          
            
              Czech National Bank
              60192852
              2N
            
          
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Athena Courtage
        Athena Courtage
        
          N
          Y
          Y
          
            
              the Supervisory Authority of Insurance and Social Welfare (ACAPS: Autorite de Controle des Assurances et de la Prevoyance Sociale)
              P2
            
          
        
      
      
        
          Add
        
        
          Real estate broker or dealer
        
        Foncimmo
        Foncimmo
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Pension consultant
        
        Kb Penzijni Spolecnost, A.S.
        Kb Penzijni Spolecnost, A.S.
        
          N
          Y
          Y
          
            
              Czech National Bank
              61860018
              2N
            
          
        
      
      
        
          Add
        
        
          Real estate broker or dealer
        
        Marocaine Vie Immobilier
        Marocaine Vie Immobilier
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        Societe Generale Strakhovanie Llc
        Societe Generale Strakhovanie Llc
        
          N
          Y
          Y
          
            
              The Central Bank of Russia of the Federation
              IDEM 16291
              1Z
            
          
        
      
      
        
          NewAdd
        
        
          Other municipal advisor
        
        Jai-Joun Mathieu Oui-Chaplain
        Jai-Joun Mathieu Oui-Chaplain
        
          Y
          Y
          N
        
      
      
        
          NewAdd
        
        
          Insurance company or agency
        
        Societe Generale Strakhovanie Zhizni Llc
        Societe Generale Strakhovanie Zhizni Llc
        
          N
          Y
          Y
          
            
              The Central Bank of Russia of the Federation
              4079
              1Z
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Sefia
        Sefia
        
          N
          Y
          Y
          
            
              Authority for Prudential Control and Resolution (ACPR)
              491 411 542
              I0
            
          
        
      
      
        
          NewAdd
        
        
          Insurance company or agency
        
        Brd Societate De Administrare A Fondurilor De Pensii Private Sa
        Brd Societate De Administrare A Fondurilor De Pensii Private Sa
        
          N
          Y
          Y
          
            
              IDEM
              17113?
              S5
            
          
        
      
      
        
          NewAdd
        
        
          Trust Company
        
        Sg Uk Db Trustee Company Limited
        Sg Uk Db Trustee Company Limited
        
          N
          Y
          Y
          
            
              Companies House
              6209963
              X0
            
          
        
      
      
        
          NewAdd
        
        
          Trust Company
        
        Sg Uk Mp Trustee Company Limited
        Sg Uk Mp Trustee Company Limited
        
          N
          Y
          Y
          
            
              Companies House
              6209960
              X0
            
          
        
      
      
        
          NewAdd
        
        
          Insurance company or agency
        
        Catalyst Re International Ltd.
        Catalyst Re International Ltd.
        
          N
          Y
          Y
          
            
              Bermuda Monetary Authority?
              D0
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Prioris
        Prioris
        
          N
          Y
          Y
          
            
              Authority for Prudential Control and Resolution (ACPR)
              489 581 769
              I0
            
          
        
      
      
        
          NewAdd
        
        
          Insurance company or agency
        
        Loste Et Compagnie Assurances
        Loste Et Compagnie Assurances
        
          N
          Y
          Y
          
            
              the Supervisory Authority of Insurance and Social Welfare (ACAPS: Autorite de Controle des Assurances et de la Prevoyance Sociale)
              P2
            
          
        
      
      
        
          NewAdd
        
        
          Insurance company or agency
        
        Brd Asigurari De Viata Sa
        Brd Asigurari De Viata Sa
        
          N
          Y
          Y
          
            
              Financial Supervisory Authority
              S5
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Societe Generale Tchad
        Societe Generale Tchad
        
          N
          Y
          Y
          
            
              COBAC
              E4
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Banco Societe Generale Mocambique S.A
        Banco Societe Generale Mocambique S.A
        
          N
          Y
          Y
          
            
              BANK OF MOZAMBIQUE
              11763
              P3
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Societe Generale De Banques Au Senegal
        Societe Generale De Banques Au Senegal
        
          N
          Y
          Y
          
            
              Central Bank of West African States?
              SN-DKR-1962-B-7008
              T1
            
          
        
      
      
        
          NewAdd
        
        
          Insurance company or agency
        
        Hsce Hanseatic Service Center Gmbh
        Hsce Hanseatic Service Center Gmbh
        
          N
          Y
          Y
          
            
              BAFIN
              2M
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Societe Generale Cote D'Ivoire
        Societe Generale Cote D'Ivoire
        
          N
          Y
          Y
          
            
              Commission Bancaire de l'UMOA
              A008D
              L7
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Sg De Banques En Guinee
        Sg De Banques En Guinee
        
          N
          Y
          Y
          
            
              CENTRAL BANK OF REPUBLIC OF GUINEA
              J9
            
          
        
      
      
        
          NewAdd
        
        
          Real estate broker or dealer
        
        Ingenierie Financiere Et Fiscale Nouvelle Caledonie
        Ingenierie Financiere Et Fiscale Nouvelle Caledonie
        
          N
          Y
          Y
          
            
              Authority for Prudential Control and Resolution (ACPR)
              2002B658435?
              1W
            
          
        
      
      
        
          NewAdd
        
        
          Trust Company
        
        Sg Kleinwort Hambros Trust Company (Uk) Limited
        Sg Kleinwort Hambros Trust Company (Uk) Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              779105
              X0
            
          
        
      
      
        
          NewAdd
        
        
          Sponsor or syndicator of limited partnerships
        
        St. George St. Capital (Kb) Limited
        St. George St. Capital (Kb) Limited
        
          N
          Y
          N
        
      
      
        
          NewAdd
        
        
          Trust Company
        
        Kleinwort Benson International Trustees Limited
        Kleinwort Benson International Trustees Limited
        
          N
          Y
          Y
          
            
              Jersey Financial Services Commission; Guernsey Financial Services Commission
              1002565
              Y9
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Societe Generale Benin
        Societe Generale Benin
        
          N
          Y
          Y
          
            
              Central Bank of West African States (BCEAO)
              BJ 0104
              G6
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Yup Cameroun
        Yup Cameroun
        
          N
          Y
          Y
          
            
              Central African Banking Commission (en francais COBAC)
              E4
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Societe Generale De Banques En Guinee Equatoriale
        Societe Generale De Banques En Guinee Equatoriale
        
          N
          Y
          Y
          
            
              COBAC
              COBAC D-98/29
              I5
            
          
        
      
      
        
          NewAdd
        
        
          Futures commission merchant
        
        Sbi - Sg Global Securities Services Pvt Ltd
        Sbi - Sg Global Securities Services Pvt Ltd
        
          N
          Y
          Y
          
            
              Securities and Exchange Board of India (SEBI)
              IN/CUS/022?
              K7
            
          
        
      
      
        
          NewAdd
        
        
          Real estate broker or dealer
        
        My Smart Living, S.R.O.
        My Smart Living, S.R.O.
        
          N
          Y
          N
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Societe Generale Congo
        Societe Generale Congo
        
          N
          Y
          Y
          
            
              COBAC
              D-2011/148?
              G0
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Socalfi
        Socalfi
        
          N
          Y
          Y
          
            
              Authority for Prudential and Regulatory Control
              14848
              1W
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Banque De Polynesie
        Banque De Polynesie
        
          N
          Y
          Y
          
            
              Authority for Prudential and Regulatory Control
              12149
              I4
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Banque Francaise Commerciale Ocean Indien
        Banque Francaise Commerciale Ocean Indien
        
          N
          Y
          Y
          
            
              French Prudential Supervision and Resolution Authority
              18719
              I0
            
          
        
      
      
        
          NewAdd
        
        
          Banking/Thrift institution
        
        Sogelease Bdp "Sas"
        Sogelease Bdp "Sas"
        
          N
          Y
          Y
          
            
              Authority for Prudential Control and Resolution (ACPR)
              RCS 04186B?
              I0
            
          
        
      
    
    
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      Y
      N
      N
      N
    
    
      
        
          Add
        
        
          
            Hatem
            NMN
            Mustapha
          
          6487941
          
            07-01-2019
          
        
        Co - Chief Executive Officer
        
          
            
              245 Park Avenue
              New York
              NY
              10167
            
          
          212-278-6000
        
      
      
        
          Add
        
        
          
            Guido
            Maria
            Van Hauwermeiren
          
          5974025
          
            02-16-2021
          
        
        Co - Chief Executive Officer
        
          
            
              245 Park Ave
              New York
              NY
              10167
            
          
          212-278-6093
        
      
    
    The Applicant's municipal advisory business is conducted by the Applicant's Infrastructure Finance Group, the seven members of which are located and employed by the Applicant solely in the United States.  The Infrastructure Finance Group provides municipal advisory services for infrastructure projects throughout North American to consortia or single bidders that may be obligated persons within the meaning of Rule 15Ba1-1.  The Infrastructure Finance Group does not provide municipal advisory services directly to municipal entities.  The Applicant is an indirect wholly owned subsidiary of Societe Generale, a global financial services firm incorporated in France as a French limited liability company. The Societe Generale Group operates in eighty-three countries through an extensive network of domestic and international branches, agencies and subsidiaries, none of which, apart from the Applicant, conduct municipal advisory activities in the United States.  We are continuing to diligence our affiliates and will provide supplementary information as to those affiliates if necessary.
    
      
        N
        Y
        Y
        Y
      
      
        N
        Y
        N
        Y
        Y
        N
        Y
        N
        N
        N
        N
        Y
        N
        Y
        N
        Y
      
      
        N
        N
        N
        N
      
    
    N
    Y
    
      
        
          SG Americas Securities Holdings, LLC
          N
          061703332
          
            
          
          06-1703332
          
            Direct Owner
            04-01-2014
            E
            N
            61703332
          
        
      
      
        
          
            James
            Michael
            Hubbert
          
          
            Managing Director/Deputy Director of Compliance
            11-01-2013
            NA
            N
            3066659
          
        
        
          
            Michael
            Patrick
            Walsh
          
          
            Head of Operations
            02-01-2007
            NA
            Y
            1060871
          
        
        
          
            Gregory
            W
            Zielinski
          
          
            COO
            05-01-2017
            NA
            Y
            2384242
          
        
        
          
            EDWARD
            PATRICK
            CULLEN
          
          
            CHIEF FINANCIAL OFFICER -FINOP
            01-01-2015
            NA
            N
            1551615
          
        
        
          
            HATEM
            NMN
            MUSTAPHA
          
          
            Co - Chief Executive Officer
            07-01-2019
            NA
            Y
            6487941
          
        
        
          
            Guido
            Maria
            Van Hauwermeiren
          
          
            Co - Chief Executive Officer
            02-16-2021
            NA
            Y
            5974025
          
        
      
    
    
      
        
          SG Americas Securities Holdings, LLC
          
            Societe Generale
            N
            
              
            
            52-1128875
            
              Parent
              12-01-2008
              E
              Y
            
          
        
      
    
    
      
        
          
            SG Americas Securities Holdings, LLC
            N
            061703332
            
              
            
            06-1703332
            
              Direct Owner
              04-01-2014
              E
              N
              61703332
            
          
        
      
      
        
          
            
              James
              Michael
              Hubbert
            
            
              Managing Director/Deputy Director of Compliance
              11-01-2013
              NA
              N
              3066659
            
          
        
        
          
            
              Michael
              Patrick
              Walsh
            
            
              Head of Operations
              02-01-2007
              NA
              Y
              1060871
            
          
        
        
          
            
              Gregory
              W
              Zielinski
            
            
              COO
              05-01-2017
              NA
              Y
              2384242
            
          
        
        
          
            
              EDWARD
              PATRICK
              CULLEN
            
            
              CHIEF FINANCIAL OFFICER -FINOP
              01-01-2015
              NA
              N
              1551615
            
          
        
        
          
            
              HATEM
              NMN
              MUSTAPHA
            
            
              Co - Chief Executive Officer
              07-01-2019
              NA
              Y
              6487941
            
          
        
        
          
            
              Guido
              Maria
              Van Hauwermeiren
            
            
              Co - Chief Executive Officer
              02-16-2021
              NA
              Y
              5974025
            
          
        
      
      
        
          
            SG Americas Securities Holdings, LLC
            
              Societe Generale
              N
              
                
              
              52-1128875
              
                Parent
                12-01-2008
                E
                Y
              
            
          
        
      
    
    
      
        
          
            
              
                
              
              1
              
                
              
            
            
              9-A2
            
          
          
            
              
                Societe Generale S.A.
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    1984101
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-B1
            
          
          
            
              
                SGA Societe Generale Acceptance, N.V.
              
              
                N
              
              
                
                  
                    SG Americas Securites, LLC
                    128351
                    1984100
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-A2
            
          
          
            
              
                
                  SG AMERICAS SECURITIES, LLC
                  128351
                  2010024
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-A2
            
          
          
            
              
                SOCIETE GENERALE, S.A.
              
              
                N
              
              
                
                  
                    SG AMERICAS SECURITIES, LLC
                    128351
                    2010023
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-B2
            
          
          
            
              
                SOCIETE GENERALE SECURITIES AUSTRALIA PTY LIMITED (SGSAPL)
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    2066948
                  
                
              
            
          
        
      
      
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1333127
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1278728
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1334732
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1347073
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1352159
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1354624
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1394307
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1394322
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C2
              9-C5
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1442833
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1471470
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1477525
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG AMericas Securities, LLC
                  128351
                  1533075
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1536945
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1562858
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1580724
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1594164
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1594234
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1631258
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1667735
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1674970
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1677273
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1679211
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1680499
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1688186
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  1714360
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                Societe Generale S.A.
              
              
                N
              
              
                
                  
                    Societe Generale S.A.
                    128351
                    1432649
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                Societe Generale S.A.
              
              
                N
              
              
                
                  
                    Societe Generale S.A.
                    128351
                    1528875
                  
                
              
            
          
        
        
          
            
              
                
              
              2
              
                
              
            
            
              9-D2
              9-G
            
          
          
            
              
                Societe Generale S.A.
              
              
                N
              
              
                
                  
                    Societe Generale S.A.
                    128351
                    1532471
                  
                
              
            
            
              
                Le Credit du Nord
              
              
                N
              
              
                
                  
                    Le Credit du Nord
                    128351
                    1532471
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    Societe Generale
                    128351
                    1581091
                  
                
              
            
          
        
        
          
            
              
                
              
              2
              
                
              
            
            
              9-D2
            
          
          
            
              
                SG Asset Management
              
              
                N
              
              
                
                  
                    SG Asset Management
                    128351
                    1599700
                  
                
              
            
            
              
                SG Asset Management Alternative Investments
              
              
                N
              
              
                
                  
                    SG Asset Management Alternative Investments
                    128351
                    1599700
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    Societe Generale
                    128351
                    1620138
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                Societe Generale Private Banking Japan Ltd.
              
              
                N
              
              
                
                  
                    Societe Generale Private Banking Japan Ltd.
                    128351
                    1634670
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C5
              9-E2
            
          
          
            
              
                SG Cowen Securities Corporation
              
              
                N
                7616
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1154574
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                SG Cowen Securities Corporation
              
              
                N
                7616
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1176507
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1711800
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1711799
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1680504
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1680503
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668344
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668343
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668342
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668341
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668339
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668338
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668337
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668336
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
              9-E4
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668330
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668329
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1594930
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1594549
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1589190
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1589189
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1575332
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C5
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1575331
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1575330
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1575329
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1575328
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Newedge USA, LLC
              
              
                Y
                008-47023
              
              
                
                  
                    Newedge USA, LLC
                    36118
                    1668335
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                SG Cowen Securities Corporration
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1176508
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                SG Cowen Securities Corporation
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1176509
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                SG Cowen Securities Corporation
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1176510
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                SG Cowen Securities Corporation
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1176511
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C5
            
          
          
            
              
                SG Cowen Securities Corporation
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1185456
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                SG Cowen Securities Corporation
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen Securities Corporation
                    7616
                    1185758
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                SG Cowen & Co, LLC
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen & Co, LLC
                    7616
                    1222963
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C5
            
          
          
            
              
                SG Cowen & Co, LLC
              
              
                Y
                008-22522
              
              
                
                  
                    SG Cowen & Co. LLC
                    7616
                    1222964
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1912452
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1902133
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1904741
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1898563
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1898759
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1896909
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1892641
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1892345
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1886259
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    1884074
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1882577
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1875170
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1867759
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1855125
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1859583
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1855125
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    1987773
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                Societe Generale S.A.
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    1984102
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C4
            
          
          
            
              
                Lyxor Asset Management
              
              
                Y
                802-75094
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    1982219
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    1979359
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    Societe Generale
                    128351
                    1975818
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1975040
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1964743
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-D2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1958858
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1953805
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1951476
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1950546
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1947904
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1947785
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    1944106
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    1938141
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    1934148
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1933759
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1932006
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1930963
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1924204
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    1923238
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C5
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    1922959
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E3
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1884075
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1870413
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    1867760
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1867141
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1862258
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1861093
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1861092
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1859576
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1843454
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1838062
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1837755
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1837754
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1837753
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1829895
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1808762
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1771453
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1768447
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1763128
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1763115
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1750949
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1750948
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale Capital Canada Inc.
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    2001569
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  1999471
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities LLC
                    128351
                    2001554
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  2002869
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  2002864
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  2002853
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  2002782
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities LLC
                  128351
                  2002779
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D4
            
          
          
            
              
                Societe Generale, S.A
              
              
                N
              
              
                
                  
                    SG AMERICAS SECURITIES, LLC
                    128351
                    2010285
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D4
            
          
          
            
              
                SOCIETE GENERALE, S.A.
              
              
                N
              
              
                
                  
                    SG AMERICAS SECURITIES, LLC
                    128351
                    2010051
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D4
            
          
          
            
              
                SOCIETE GENERALE, S.A.
              
              
                N
              
              
                
                  
                    SG AMERICAS SECURITIES, LLC
                    128351
                    2010050
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                SOCIETE GENERALE, S.A.
              
              
                N
              
              
                
                  
                    SG AMERICAS SECURITIES, LLC
                    128351
                    2010049
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    2017963
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2021737
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale
              
              
                N
              
              
                
                  
                    Sg Americas Securities, LLC
                    128351
                    2029108
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2024945
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2033721
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2036382
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2036371
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2035849
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2035698
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2038838
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2039756
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2049406
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2049891
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2049984
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2051051
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2054057
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2071189
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                SOCIETE GENERALE FINANCIAL CORPORATION
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    2072442
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2069381
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2074260
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                ALTURA MARKETS
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    2078702
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2078497
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2078213
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2081363
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2103568
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                Societe Generale SA
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    2146188
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2154401
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2160574
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
            
          
          
            
              
                Societe Generale SA
              
              
                N
              
              
                
                  
                    SG Americas Securities, LLC
                    128351
                    2161519
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  SG Americas Securities, LLC
                  128351
                  2172865
                
              
            
          
        
      
    
    
      
        Robert F.X. Bohrer
        Robert F.X Bohrer
        Director
        05-18-2022
      
      1359345
    
    
      N
      N
      N
      N
      N
      Y
      Y
      N
      N
      N
      N
      N
      Y
      N
      N
      N
      Y
      N
      Y
      N
      N
    
  

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