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Form MA/A Phoenix Advisors, LLC

August 12, 2022 8:11 AM EDT


  
    MA/A
    
      
        0001624824
        XXXXXXXX
      
      
        David B. Thompson
        6092910130
      
      [email protected]
      
        [email protected]
      
    
  
  
    Phoenix Advisors, LLC
    20-1382044
    
      
        866-00059-00
      
      
        
          867-01309
        
      
    
    
      
        
          625 Farnsworth Avenue
          BORDENTOWN
          NJ
          08505
        
      
      609-291-0130
    
    
      
        
          Add
        
        
          
            
              53 River Street
              Suite1
              Milford
              CT
              06460
            
          
          2038784945
        
      
      
        
          Delete
        
        
          609-240-6902
        
      
    
    N
    muniadvisors.com
    
      
        Mark
        Gerald
        Squillante
      
      
        Chief Compliance Officer
      
      
625 Farnsworth Avenue Bordentown NJ 08505
6092910130 6092919940 [email protected]
David Baxter Thompson Chief Executive Officer
625 Farnsworth Avenue Bordentown NJ 08505
6092910130 6092919940 [email protected]
December NJ 07-16-2004 N 21 14 0 0 0 200 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Other retainers Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Post-issuance compliance N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N David Baxter Thompson CEO 07-16-2004 C Y 000000000 Sherry Lynn Tracey Senior Managing Director 07-16-2004 B Y 000000000 Anthony Peter Inverso Senior Managing Director 08-01-2007 B Y 000000000 Matthew Andrew Spoerndle Managing Director 02-19-2008 A Y 000000000 Barry John Bernabe Managing Director 06-30-2016 NA N 000000000 Mark Gerald Squillante Chief Compliance Officer 06-30-2016 NA N 000000000 Bryan Alexander Morris Managing Director 01-01-2020 NA N 000000000 David Baxter Thompson CEO 07-16-2004 C Y 000000000 Sherry Lynn Tracey Senior Managing Director 07-16-2004 B Y 000000000 Anthony Peter Inverso Senior Managing Director 08-01-2007 B Y 000000000 Matthew Andrew Spoerndle Managing Director 02-19-2008 A Y 000000000 Barry John Bernabe Managing Director 06-30-2016 NA N 000000000 Mark Gerald Squillante Chief Compliance Officer 06-30-2016 NA N 000000000 Bryan Alexander Morris Managing Director 01-01-2020 NA N 000000000 David B. Thompson David B. Thompson CEO 08-09-2022 N N N N N Y N Y N N N N N N N N N N N N N


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