Form MA/A JANNEY MONTGOMERY SCOTT

  
    MA/A
    
      
        0000200401
        XXXXXXXX
      
      
        Eliot Duhan
        215-665-4516
      
      [email protected]
      
        [email protected]
        [email protected]
        [email protected]
        [email protected]
        [email protected]
        [email protected]
        [email protected]
      
    
  
  
    JANNEY MONTGOMERY SCOTT LLC
    463
    23-0731260
    
      
        866-00225-00
      
      
        
          867-01329
        
        
          
            008-00462
            463
          
          
            
              
                801-7258
                463
              
            
          
        
      
    
    
      
        
          1717 ARCH STREET
          PHILADELPHIA
          PA
          19103
        
      
      215-665-6000
    
    
      
        
          Add
        
        
          
            
              1166 Avenue of the Americas
              21st Floor
              New York
              NY
              10036
            
          
          212-906-1950
          2122231023
        
      
      
        
          Add
        
        
          
            
              One PPG Place
              Suite 2200
              Pittsburgh
              PA
              15222
            
          
          412-562-8013
        
      
      
        
          Add
        
        
          
            
              1337 Third Street
              Beaver
              PA
              15009
            
          
          724-728-0400
        
      
    
    N
    www.janney.com
    
      
        Eliot
        Daniel
        Duhan
      
      
        
      
      

        
          1717 Arch Street
          19th Floor
          Philadelphia
          PA
          19103
        
      
      215-665-4516
      [email protected]
    
    
      
        Christina
        Anne
        Nagy
      
      

        
          1717 Arch Street
          19th Floor
          Philadelphia
          PA
          19103
        
      
      215-665-6573
      [email protected]
    
    
      
        Janney Capital Management
        Y
        
          SEC
          801-7258
          
            
          
        
      
      
        Horner, Townsend & Kent, Inc
        Y
        
          FINRA
          4031
          
            
          
        
      
      
        Janney Trust Company
        Y
        
          New Hanmpshire Department of Banking
          
            NH
          
        
      
    
    
      
        
          
        
      
    
    December
    
      DE
    
    08-27-1999
    N
    1476
    8
    8
    1
    0
    10
    
      
        Municipal Entities
        Non-profit organizations
        Corporations or other businesses
      
    
    0
    0
    0
    
      
        Not Applicable
      
    
    
      
        Fixed Fees
        Contingent Fees
        Other
      
      Transaction Commissions
    
    
      
        Not Applicable
      
    
    
      
        Advice Insurance Of MS
        Advice Investment Of Proceeds MS
        Advice ME Investments
        Advice ME Other Investments
        Solicitation Of IAB
        Solicitation Other
        Advice On Selection
        Brokerage Of MEI
      
    
    
      
        Y
        Y
      
      
        Y
      
      
        Y
      
      
        Y
      
    
    N
    
      Broker-dealer municipal securities dealer or government securities broker or dealer
      Investment Adviser
      Trust Company
      Insurance company or agency
    
    4
    
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        Hornor, Townsend & Kent, Inc
        Broker-Dealer
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        Janney Capital Management LLC
        Investment Advisor
        
          Y
          N
          N
        
      
      
        
          Add
        
        
          Insurance company or agency
        
        The Penn Mutual Life Insurance Company
        Mutual Life Insurance Company
        
          Y
          N
          N
        
      
      
        
          Add
        
        
          Trust Company
        
        Janney Trust Company
        Limited Purpose Trust Company
        
          Y
          N
          N
        
      
    
    
      Y
      N
      N
      N
      Y
      N
      N
      N
      N
      N
      N
      N
      N
    
    
      
        N
        N
        N
        N
      
      
        N
        Y
        N
        Y
        Y
        N
        Y
        N
        Y
        Y
        N
        Y
        N
        N
        N
        N
      
      
        N
        N
        N
        N
      
    
    N
    N
    
      
        
          Independence Square Properties LLC
          N
          23-1918844
          
            
          
          
            LLC Member
            07-01-1982
            E
            Y
          
        
      
      
        
          
            Anthony
            Mathew
            Miller
          
          
            Senior Vice President, Treasurer, Financial Operations Prinicpal
            12-01-2007
            NA
            Y
            4597116
          
        
        
          
            Jerome
            Francis
            Lombard, Jr
          
          
            Manager & Executive Vice President
            07-01-2003
            NA
            Y
            1066832
          
        
        
          
            Timothy
            Charles
            Scheve
          
          
            President,CEO,Manager
            08-01-2007
            NA
            Y
            1319072
          
        
        
          
            Eileen
            Claire
            McDonnell
          
          
            Manager
            01-01-2010
            NA
            N
            2483663
          
        
        
          
            Gregory
            Burns
            McShea
          
          
            General Counsel
            12-01-2012
            NA
            N
            2870963
          
        
        
          
            David
            Michael
            O'Malley
          
          
            Director
            11-01-2014
            NA
            N
            4468593
          
        
        
          
            Jessica
            Ellen
            Lempa
          
          
            IA - CCO
            09-01-2018
            NA
            N
            5276453
          
        
        
          
            Daneen
            Elizabeth
            Downey
          
          
            Deputy General Counsel
            06-01-2015
            NA
            N
            4758790
          
        
        
          
            Scott
            Charles
            Bellicini
          
          
            ROFSP
            04-16-2018
            NA
            N
            5276453
          
        
        
          
            Eliot
            Daniel
            Duhan
          
          
            Chief Compliance Officer
            11-01-2018
            NA
            N
            4705354
          
        
        
          
            David
            Michael
            Mullan
          
          
            Principal Operating Officer
            10-01-2018
            NA
            Y
            2739186
          
        
      
    
    
      
        
          Independence Square Properties LLC
          
            The Penn Mutual Life Insurance Company
            N
            23-0952300
            
              
            
            
              Shareholder
              08-27-1999
              E
              Y
            
          
        
        
          Independence Square Properties LLC
          
            The Penn Insurance and Annuity Company
            N
            23-2142731
            
              
            
            
              Shareholder
              05-01-2011
              F
              N
            
          
        
      
    
    
      
        
          
            Independence Square Properties LLC
            N
            23-1918844
            
              
            
            
              LLC Member
              07-01-1982
              E
              Y
            
          
        
      
      
        
          
            
              Anthony
              Mathew
              Miller
            
            
              Senior Vice President, Treasurer, Financial Operations Prinicpal
              12-01-2007
              NA
              Y
              4597116
            
          
        
        
          
            
              Jerome
              Francis
              Lombard, Jr
            
            
              Manager & Executive Vice President
              07-01-2003
              NA
              Y
              1066832
            
          
        
        
          
            
              Timothy
              Charles
              Scheve
            
            
              President,CEO,Manager
              08-01-2007
              NA
              Y
              1319072
            
          
        
        
          
            
              Eileen
              Claire
              McDonnell
            
            
              Manager
              01-01-2010
              NA
              N
              2483663
            
          
        
        
          
            
              Gregory
              Burns
              McShea
            
            
              General Counsel
              12-01-2012
              NA
              N
              2870963
            
          
        
        
          
            
              David
              Michael
              O'Malley
            
            
              Director
              11-01-2014
              NA
              N
              4468593
            
          
        
        
          
            
              Jessica
              Ellen
              Lempa
            
            
              IA - CCO
              09-01-2018
              NA
              N
              5276453
            
          
        
        
          
            
              Daneen
              Elizabeth
              Downey
            
            
              Deputy General Counsel
              06-01-2015
              NA
              N
              4758790
            
          
        
        
          
            
              Scott
              Charles
              Bellicini
            
            
              ROFSP
              04-16-2018
              NA
              N
              5276453
            
          
        
        
          
            
              Eliot
              Daniel
              Duhan
            
            
              Chief Compliance Officer
              11-01-2018
              NA
              N
              4705354
            
          
        
        
          
            
              David
              Michael
              Mullan
            
            
              Principal Operating Officer
              10-01-2018
              NA
              Y
              2739186
            
          
        
      
      
        
          
            Independence Square Properties LLC
            
              The Penn Mutual Life Insurance Company
              N
              23-0952300
              
                
              
              
                Shareholder
                08-27-1999
                E
                Y
              
            
          
        
        
          
            Independence Square Properties LLC
            
              The Penn Insurance and Annuity Company
              N
              23-2142731
              
                
              
              
                Shareholder
                05-01-2011
                F
                N
              
            
          
        
      
    
    
      
        
          
            
              
                
              
              
                
              
            
            
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                  Janney Montgomery Scott LLC
                  463
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                  Janney Montgomery Scott LLC
                  463
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                  Janney Montgomery Scott LLC
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                  Janney Montgomery Scoyy LLC
                  463
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              9-C5
            
          
          
            
              
                
                  Janney Montgomery Scott LLC
                  463
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                  Janney Montgomery Scott LLC
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                  Janney Montgomery Scott LLC
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                  1111795
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
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                  463
                  719484
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
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                  275233
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
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                  182234
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
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                  112138
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
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                  112137
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
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                  463
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        Eliot Duhan
        Eliot Duhan
        Director Capital Markets Compliance
        06-03-2021
      
      4705354
    
    
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