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Form MA/A DAVENPORT & Co LLC

April 22, 2020 10:04 AM EDT


  
    MA/A
    
      
        0000887777
        XXXXXXXX
      
      
        Eddie Terzimehic
        804-697-2967
      
      [email protected]
      
        [email protected]
      
    
  
  
    DAVENPORT & Co LLC
    1588
    54-1835842
    
      
        866-00106-00
      
      
        
          867-00424
        
        
          
            008-17103
            1588
          
          
            
              
                801-13057
                1588
              
            
          
          
            ALL 50 UNITED STATES, THE DISTRICT OF COLUMBIA, PUERTO RICO AND THE US VIRGIN ISLANDS
          
        
      
    
    
      
        
          NFA
          0001622
        
      
      
        
          FINRA
          1588
        
      
      
        
          MSRB
          A0364
        
      
      
        
          DAVENPORT & COMPANY LLC
          801-13057
        
      
      
        
          Options Clearing Corporation
          00715
        
      
    
    
      
        
          901 E CARY STREET STE 1100
          RICHMOND
          VA
          23219
        
      
      8047802000
    
    
      
        
          Add
        
        
          
            
              8600 LASALLE ROAD SUITE 618
              TOWSON
              MD
              21286
            
          
          410-296-9426
        
      
      
        
          Add
        
        
          
            
              101 N TRYON STREET SUITE 1220
              CHARLOTTE
              NC
              28246-0100
            
          
          704-644-5412
        
      
      
        
          Add
        
        
          
            
              19301 WINMEADE DRIVE STUITE 218
              LEESBURG
              VA
              20176-6503
            
          
          571-223-5893
        
      
      
        
          Add
        
        
          804-697-2904
        
      
      
        
          Add
        
        
          
            
              3350 RIVERWOOD PARKWAY
              SUITE 1900
              ATLANTA
              GA
              30339
            
          
          8046972919
        
      
    
    Y
    
      
        P O BOX 85678
        RICHMOND
        VA
        23285-5678
      
    
    www.investDavenport.com
    
      
        
          Add
        
        davenportllc.com
      
      
        
          Add
        
        investdavenport911.com
      
      
        
          Add
        
        davenportassetmanagement.com
      
      
        
          Add
        
        davenportassetmanagement.net
      
      
        
          Add
        
        davenportassetmanagement.org
      
    
    
      
        BRIAN
        ANDREW
        MCCORMACK
      
      
        CCO
        SVP
      
      
901 E CARY STREET SUITE 1100 RICHMOND VA 23219
804-780-2000 [email protected]
Eddie NMN Terzimehic Vice President Compliance
DAVENPORT & CO LLC 901 E CARY STREET RICHMOND VA 23219
804-697-2967 [email protected]
DAVENPORT TRUST COMPANY Y SEC 27-1120487 NC DAVENPORT FINANCIAL ADVISORS Y SCC S019308-8 VA December VA 01-31-1997 N 250 5 25 22 10 0 250 Municipal Entities Non-profit organizations Corporations or other businesses 225 25 250 Colleges Other MUSEUMS, CULTURAL INSTITUTIONS, YMCA'S Hourly Charges Fixed Fees Contingent Fees Other PER BOND FEES Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Y Y Y Y Y Y Y DAVENPORT & COMPANY LLC ALSO OFFERS FINANCIAL SERVICES WHICH INCLUDE EQUITY RESEARCH AND CORPORATE FINANCE. Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Trust Company Sponsor or syndicator of limited partnerships 2 Add Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Sponsor or syndicator of limited partnerships DAVENPORT & COMPANY LLC DAVENPORT & COMPANY LLC N Y Y ONTARIO SECURITIES COMMISSION NRD35570 A6 Add Trust Company DAVENPORT TRUST COMPANY DAVENPORT & COMPANY LLC N Y N N N N N N N Y Y Y Y Y N N N N THERE ARE NO 25% OR MORE OWNERS TO REPORT ON SCHEDULE B N N N N N Y N Y Y N Y N Y Y N Y N Y N N N N N N N N DAVA CORP N MEMBER 03-01-2001 A Y 1588 DAVENPORT & CO. OF VIRGINIA, INC N MEMBER 03-01-1997 E Y 1588 DAVENPORT CORP. N MEMBER 03-01-1997 B Y 1588 DAVENPORT IV, INC N MEMBER 05-01-2016 NA N 812716554 John Paul Ackerly SVP, Director 03-01-2004 NA Y 2460550 Sean James Allburn SVP, Director 03-01-2007 NA N 2605269 David Charles Anderson SVP, Director 03-01-2007 NA N 2312279 Hylah Boyd Ballowe SVP, Director 03-01-2007 NA N 2533434 William Randolph Barksdale SVP, Director 03-01-2004 NA N 720050 Michael Sunderland Beall EVP, Director 01-01-1996 NA N 707266 Kevin George Boll SVP, Director 03-01-2010 NA N 2881689 Edward Trigg Brown EVP, Director 12-01-1990 NA Y 850295 Irving Lee Chapman President, CEO, COO, Director 03-01-2013 NA Y 2489697 Edward Fiscus Cole SVP, Director 03-01-2011 NA N 4146443 Richard Mark Coradi SVP, Director 03-01-2006 NA N 1523319 James Edward Crawley SVP, Director 03-01-2006 NA N 1776949 Richard Edward Dolan SVP, Director 03-01-2004 NA N 2348347 Maureen Ann Gallihugh SVP, Director 03-01-2014 NA N 1125521 Harrison Moncure Geho SVP, Director 03-01-2013 NA N 2361637 Robert Benton Giles EVP, Director 01-01-1980 NA N 220580 Kenneth Stuart Gregory SVP, Director 03-01-2007 NA N 1160002 William Robertson Beverley Hershey SVP, Director 03-01-2011 NA N 2909345 Kathleen Regina Maccio Holman EVP, CAO, Director 03-01-2004 NA Y 2551633 Lucy Williams Hooper EVP, Director 03-01-2002 NA Y 733228 Andrew Joseph Jowdy SVP, Director 03-01-2004 NA N 1086582 Michael Joseph David Kane SVP, Director 03-01-2006 NA N 704604 Maura Jane Lavay SVP, Director 03-01-2004 NA N 1255728 Edward Rigby Lawton SVP, Director 04-01-1986 NA N 822717 Brian Andrew McCormack SVP, CCO 06-01-2009 NA N 1600487 Robert Francis Mizell EVP, CFO, Director 12-01-1990 NA Y 1836694 William Martin Noftsinger SVP, Director 12-01-1990 NA N 732203 Joseph Walter Pauke SVP, Director 03-01-2010 NA N 1208500 Joel Mason Ray SVP, Director 03-01-2014 NA N 1483620 Ann Minornuckols Richmond SVP, Director, Treasurer 01-01-1996 NA N 2144754 Courtney Edward Rogers SVP, Director 03-01-2006 NA N 2237168 David Peter Rose SVP, Director 03-01-2001 NA N 1288846 Rodney David Rullman SVP, Director 03-01-1998 NA N 1007522 Gary Wilson Scott SVP, Director 03-01-2010 NA N 1480048 George Levin Smith SVP, Director 03-01-2010 NA N 2988110 Timothy Stewart Taylor SVP, Director 03-01-2006 NA N 1492229 Edin Nmn Terzimehic VP, ROSFP 12-01-2008 NA N 4634023 Eugene Massie Valentine SVP, Director 03-01-2007 NA N 1072110 Henry Lee Valentine SVp, Director 12-01-1992 NA N 1137054 John Garth Vine SVp, Director 03-01-2012 NA N 1147747 Bradley Lawrence Watson SVP, Director 03-01-2014 NA N 2415210 David McKinley West SVP, Director 03-01-1998 NA N 1341378 Coleman III Wortham Chairman, Director 03-01-2013 A Y 472921 DEVON MATTHEW KING DIRECTOR 03-31-2015 NA N 3159085 JOHN ROBERT GANSMAN MANAGING DIRECTOR 04-04-2016 NA N 2382152 HARRY WAYNE III HAMILTON MANAGING DIRECTOR 04-04-2016 NA N 1345514 CATHERINE CONNELLY KEIGER MANAGING DIRECTOR 04-04-2016 NA N 1313165 GRAYSON BISHOP PRILLAMAN MANAGING DIRECTOR 04-04-2016 NA N 2707727 JAMES EDWARD SANDERSON SVP, DIRECTOR 04-04-2016 NA N 4886781 ARIC NORMAN WAGNER MANAGING DIRECTOR 03-29-2017 NA N 2267313 ALISON LESLIE LEWIS SVP, CCO of Investment Advisory Services 04-01-2018 NA N 3113092 VIRGINIA BARTON JARRETT SVP, DIRECTOR 04-01-2018 NA N 1302171 THOMAS WINSTON PRICE SVP, DIRECTOR 04-01-2018 NA N 2895319 GEOFFREY ADAM SULANKE SVP, DIRECTOR 04-01-2018 NA N 4808910 THERESA J MANDERSKI FIRST VICE PRESIDENT, AML COMPLIANCE OFFICER 02-14-2014 NA N 2928010 BRIAN MITCHELL BRIGULIO SVP, DIRECTOR 03-27-2019 NA N 4970410 KYLE A LAUX SVP, DIRECTOR 03-27-2019 NA N 4550086 JOSEPH D MASON SVP, DIRECTOR 03-27-2019 NA N 5111792 TAMMY RENE SEVERT SVP, DIRECTOR 03-27-2019 NA N 3020053 DAVA CORP N MEMBER 03-01-2001 A Y 1588 DAVENPORT & CO. OF VIRGINIA, INC N MEMBER 03-01-1997 E Y 1588 DAVENPORT CORP. N MEMBER 03-01-1997 B Y 1588 DAVENPORT IV, INC N MEMBER 05-01-2016 NA N 812716554 John Paul Ackerly SVP, Director 03-01-2004 NA Y 2460550 Sean James Allburn SVP, Director 03-01-2007 NA N 2605269 David Charles Anderson SVP, Director 03-01-2007 NA N 2312279 Hylah Boyd Ballowe SVP, Director 03-01-2007 NA N 2533434 William Randolph Barksdale SVP, Director 03-01-2004 NA N 720050 Michael Sunderland Beall EVP, Director 01-01-1996 NA N 707266 Kevin George Boll SVP, Director 03-01-2010 NA N 2881689 Edward Trigg Brown EVP, Director 12-01-1990 NA Y 850295 Irving Lee Chapman President, CEO, COO, Director 03-01-2013 NA Y 2489697 Edward Fiscus Cole SVP, Director 03-01-2011 NA N 4146443 Richard Mark Coradi SVP, Director 03-01-2006 NA N 1523319 James Edward Crawley SVP, Director 03-01-2006 NA N 1776949 Richard Edward Dolan SVP, Director 03-01-2004 NA N 2348347 Maureen Ann Gallihugh SVP, Director 03-01-2014 NA N 1125521 Harrison Moncure Geho SVP, Director 03-01-2013 NA N 2361637 Robert Benton Giles EVP, Director 01-01-1980 NA N 220580 Kenneth Stuart Gregory SVP, Director 03-01-2007 NA N 1160002 William Robertson Beverley Hershey SVP, Director 03-01-2011 NA N 2909345 Kathleen Regina Maccio Holman EVP, CAO, Director 03-01-2004 NA Y 2551633 Lucy Williams Hooper EVP, Director 03-01-2002 NA Y 733228 Andrew Joseph Jowdy SVP, Director 03-01-2004 NA N 1086582 Michael Joseph David Kane SVP, Director 03-01-2006 NA N 704604 Maura Jane Lavay SVP, Director 03-01-2004 NA N 1255728 Delete Edward Rigby Lawton SVP, Director 04-01-1986 NA N 822717 Brian Andrew McCormack SVP, CCO 06-01-2009 NA N 1600487 Robert Francis Mizell EVP, CFO, Director 12-01-1990 NA Y 1836694 Delete William Martin Noftsinger SVP, Director 12-01-1990 NA N 732203 Joseph Walter Pauke SVP, Director 03-01-2010 NA N 1208500 Joel Mason Ray SVP, Director 03-01-2014 NA N 1483620 Ann Minornuckols Richmond SVP, Director, Treasurer 01-01-1996 NA N 2144754 Courtney Edward Rogers SVP, Director 03-01-2006 NA N 2237168 David Peter Rose SVP, Director 03-01-2001 NA N 1288846 Rodney David Rullman SVP, Director 03-01-1998 NA N 1007522 Gary Wilson Scott SVP, Director 03-01-2010 NA N 1480048 George Levin Smith SVP, Director 03-01-2010 NA N 2988110 Timothy Stewart Taylor SVP, Director 03-01-2006 NA N 1492229 Edin Nmn Terzimehic VP, ROSFP 12-01-2008 NA N 4634023 Eugene Massie Valentine SVP, Director 03-01-2007 NA N 1072110 Henry Lee Valentine SVp, Director 12-01-1992 NA N 1137054 John Garth Vine SVp, Director 03-01-2012 NA N 1147747 Bradley Lawrence Watson SVP, Director 03-01-2014 NA N 2415210 Delete David McKinley West SVP, Director 03-01-1998 NA N 1341378 Coleman III Wortham Chairman, Director 03-01-2013 A Y 472921 DEVON MATTHEW KING DIRECTOR 03-31-2015 NA N 3159085 JOHN ROBERT GANSMAN MANAGING DIRECTOR 04-04-2016 NA N 2382152 HARRY WAYNE III HAMILTON MANAGING DIRECTOR 04-04-2016 NA N 1345514 CATHERINE CONNELLY KEIGER MANAGING DIRECTOR 04-04-2016 NA N 1313165 GRAYSON BISHOP PRILLAMAN MANAGING DIRECTOR 04-04-2016 NA N 2707727 JAMES EDWARD SANDERSON SVP, DIRECTOR 04-04-2016 NA N 4886781 ARIC NORMAN WAGNER MANAGING DIRECTOR 03-29-2017 NA N 2267313 ALISON LESLIE LEWIS SVP, CCO of Investment Advisory Services 04-01-2018 NA N 3113092 VIRGINIA BARTON JARRETT SVP, DIRECTOR 04-01-2018 NA N 1302171 THOMAS WINSTON PRICE SVP, DIRECTOR 04-01-2018 NA N 2895319 GEOFFREY ADAM SULANKE SVP, DIRECTOR 04-01-2018 NA N 4808910 THERESA J MANDERSKI FIRST VICE PRESIDENT, AML COMPLIANCE OFFICER 02-14-2014 NA N 2928010 BRIAN MITCHELL BRIGULIO SVP, DIRECTOR 03-27-2019 NA N 4970410 KYLE A LAUX SVP, DIRECTOR 03-27-2019 NA N 4550086 JOSEPH D MASON SVP, DIRECTOR 03-27-2019 NA N 5111792 TAMMY RENE SEVERT SVP, DIRECTOR 03-27-2019 NA N 3020053 NewAdd FRANKLIN ALEXANDER TRICE DIRECTOR 03-25-2020 NA N 2219809 NewAdd ROLAND MARION KOOCH JR DIRECTOR 03-25-2020 NA N 2382419 NewAdd JON TAYLOR MCELHANEY DIRECTOR 03-25-2020 NA N 2883725 NewAdd THOMAS RAMEY MCDONALD DIRECTOR 03-25-2020 NA N 5571688 NewAdd JEFFREY FLOYD OMOHUNDRO DIRECTOR 03-25-2020 NA N 2155707 NewAdd RICHARD GAILLARD OWEN DIRECTOR 03-25-2020 NA N 1197506 NewAdd CHRISTOPHER GLENN PEARSON DIRECTOR 03-25-2020 NA N 4979730 NewAdd TEN EYCK THOMPSON WELLFORD JR DIRECTOR 03-25-2020 NA N 4985143 9-D2 9-D4 DAVENPORT & COMPANY LLC 1588 98793 9-E2 DAVENPORT & COMPANY LLC 1588 98791 1 9-E2 DAVENPORT & COMPANY LLC 1588 98794 HENRY LEE VALENTINE II N 452245 DAVENPORT & COMPANY LLC 1588 98794 9-E2 DAVENPORT & COMPANY LLC 1588 98795 9-E2 DAVENPORT & COMPANY LLC 1588 98796 9-E2 DAVENPORT & COMPANY LLC 1588 98797 9-E2 DAVENPORT & COMPANY LLC 1588 98799 9-D2 9-D4 DAVENPORT & COMPANY LLC 1588 98800 9-D2 DAVENPORT & COMPANY LLC 1588 150187 9-D2 9-D4 DAVENPORT & COMPANY LLC 1588 164029 9-E2 DAVENPORT & COMPANY LLC 1588 1166466 9-E2 DAVENPORT & COMPANY LLC 1588 1201251 9-E2 DAVENPORT & COMPANY LLC 1588 1572958 1 9-E2 9-E4 HARRISON MONCURE GEHO N 2361637 HARRISON MONCURE GEHO 2361637 677788 9-C2 9-C4 9-C5 DAVENPORT & COMPANY LLC 1588 1786809 9-E2 DAVENPORT & COMPANY LLC 1588 1907645 9-E2 DAVENPORT & COMPANY LLC 1588 1963752 EDDIE TERZIMEHIC EDDIE TERZIMEHIC VP-COMPLIANCE 03-27-2020 N N N N N Y Y Y Y Y N N Y N N N N N N N Y


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