Close

Form MA/A Caine Mitter & Associate

September 17, 2021 3:27 PM EDT


  
    MA/A
    
      
        0001607791
        XXXXXXXX
      
      
        William Caine
        212-686-8820
      
      [email protected]
      
        [email protected]
      
    
  
  
    Caine Mitter & Associates Inc
    04-3440964
    
      
        866-00210-00
      
      
        
          867-00292
        
      
    
    
      
        
          225 West 35th Street
          Suite 900
          New York
          NY
          10001
        
      
      212-686-8820
    
    
      
        
          Add
        
        
          
            
              43 Summer Street
              NORTHAMPTON
              MA
              01060
            
          
          413-586-1993
        
      
    
    N
    www.cainemitter.com
    
      
        William
        THOMAS
        Caine
      
      
225 West 35th Street Suite 900 New York NY 10001
212-686-8820 [email protected]
WILLIAM THOMAS CAINE CHIEF COMPLIANCE OFFICER
225 WEST 35TH STREET SUITE 900 NEW YORK NY 10001
212-686-8820 [email protected]
December DE 12-17-1998 N 14 14 0 0 0 27 Municipal Entities Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Brokerage Of MEI Other software development mortgage backed securities pipeline management loan placements Y Quantitative Analysis Y 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N William T Caine Chief Compliance Officer 07-24-2014 NA N 000000000 Thomas P Caine President 12-17-1998 E Y 000000000 William T Caine Chief Compliance Officer 07-24-2014 NA N 000000000 Thomas P Caine President 12-17-1998 E Y 000000000 William Caine William Caine CCO 08-11-2021 N N N N N Y N Y N N N N N N N N N N N N N


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings