Form MA/A BLX Group LLC

  
    MA/A
    
      
        0001610628
        XXXXXXXX
      
      
        Glenn Green
        973-618-9503
      
      [email protected]
      
        [email protected]
      
    
  
  
    BLX Group LLC
    51-0404065
    
      
        866-00068-00
      
      
        
          867-00484
        
      
    
    
      
        
          777 SO. FIGUEROA ST, SUITE 3200
          LOS ANGELES
          CA
          90017
        
      
      213-612-2200
      213-612-2499
    
    
      
        
          Add
        
        
          
            
              2711 N. Haskell Avenue, Suite 2600 SW
              Lockbox 35
              Dallas
              TX
              75204
            
          
          214-989-2700
          214-989-2712
        
      
      
        
          Add
        
        
          
            
              4300 W. Cypress Street
              Suite 360
              Tampa
              FL
              33607
            
          
          813-872-6147
          813-872-7295
        
      
      
        
          Add
        
        
          
            
              51 West 52nd Street
              New York
              NY
              10019
            
          
          212-506-5200
          212-506-5151
        
      
      
        
          Add
        
        
          201-963-6663
          212-506-2121
        
      
      
        
          Add
        
        
          919-537-8855
        
      
    
    N
    www.blxgroup.com
    
      
        
          Add
        
        blxswap.com
      
      
        
          Add
        
        swap.blxportal.com
      
      
        
          Add
        
        blxbid.com
      
      
        
          Add
        
        bid.blxportal.com
      
      
        
          Add
        
        blxskan.com
      
      
        
          Add
        
        skan.blxportal.com
      
      
        
          Add
        
        blxportal.com
      
      
        
          Add
        
        blxemails.com
      
      
        
          Add
        
        blxpic.com
      
      
        
          Add
        
        bondlogistix.com
      
    
    
      
        Kimberly
        Marie
        McManus
      
      
        
      
      

        
          101 Eisenhower Parkway
          Suite 404
          ROSELAND
          NJ
          07068
        
      
      973-618-9500
      973-618-9501
      [email protected]
    
    
      
        Anthony
        Craig
        Underwood
      
      
        
      
      

        
          777 SO. FIGUEROA ST, SUITE 3200
          LOS ANGELES
          CA
          90017
        
      
      213-612-2463
      213-612-2499
      [email protected]
    
    
      
        
          Add
        
        Home Office
        
          201-963-6663
          212-506-2121
        
        
          
        
        Transaction documentation.
      
      
        
          Add
        
        Access Storage (Formerly Tindall Storage)
        
          
            
              930 Metro Media Place
              Dallas
              TX
              75247
            
          
          214-634-2300
        
        
          
        
        Marketing and client documentation
      
      
        
          Add
        
        Iron Mountain Inc.
        
          
            
              10240 Matern Place
              Santa Fe Springs
              CA
              90670
            
          
          800-899-4766
        
        
          
        
        Various types of business records and client files
      
      
        
          Add
        
        BLX Group LLC
        
          
            
              2711 N. Haskell Avenue, Suite 2600 SW
              Lockbox 35
              DALLAS
              TX
              75204
            
          
          214-989-2700
          214-989-2712
        
        
          
        
        Client files and transaction documentation.
      
      
        
          NewAdd
        
        BLX Group, LLC
        
          
            
              4300 W. Cypress Street
              Suite 360
              TAMPA
              FL
              33607
            
          
          813-872-6147
          813-872-7295
        
        
          
        
        Client files and transaction documentation.
      
    
    
      
        Orrick, Herrington & Stucliffe LLP
        N
      
      
        BLX Acquisition Corp.
        N
      
    
    
      
        
          
        
      
    
    December
    
      DE
    
    09-29-2000
    N
    33
    10
    13
    0
    0
    0
    30
    
      
        Municipal Entities
        Non-profit organizations
        Corporations or other businesses
      
    
    0
    0
    0
    
      
        Not Applicable
      
    
    
      
        Hourly Charges
        Fixed Fees
        Contingent Fees
      
    
    
      
        Not Applicable
      
    
    FEE ARRANGEMENTS FOR CERTAIN ENGAGEMENTS MAY BE SUCCESS BASED, AND PAYABLE TO BLX ONLY UPON CLOSING OF THE TRANSACTION.  IN SUCH CASES, AT THE CLIENT'S REQUEST, THE FEE MAY BE PAID, ON BEHALF OF THE CLIENT, BY THE INVESTMENT PROVIDER.
    
      
        Advice Insurance Of MS
        Advice Investment Of Proceeds MS
        Advice ME Investments
        Advice ME Other Investments
        Advice Guaranteed IC
        Advice Use Of MD
        Advice On Selection
        Other
      
      Applicant's primary business is providing a comprehensive range of post-issuance tax compliance consulting activities and secondary market disclosure services for municipal bond issuers.
    
    Y
    Applicant's primary business is providing a comprehensive range of post-issuance tax compliance consulting activities for municipal bond issuers, including arbitrage rebate compliance, secondary market disclosure and filing review services, and private use consulting and other post-issuance compliance services.
    
      Lawyer or law firm
    
    1
    
      
        
          Add
        
        
          Lawyer or law firm
        
        Orrick, Herrington & Sutcliffe LLP
        Orrick, Herrington & Sutcliffe LLP
        
          Y
          Y
          N
        
      
    
    
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      Y
      N
      N
      N
    
    
      
        
          Add
        
        
          
            Richard
            NMN
            Chirls
          
          4400378
          
            09-29-2000
          
        
        Richard Chirls is a member of the management committee responsible for risk management and operating procedures.
        
          
            
              777 S Figueroa Street
              Suite 3200
              Los Angeles
              CA
              90017
            
          
          213-612-2200
          213-612-2499
        
      
      
        
          Add
        
        
          
            Roger
            L
            Davis
          
          4399872
          
            09-29-2000
          
        
        Roger Davis is a member of the management committee responsible for risk management and operating procedures.
        
          
            
              777 S.Figueroa Street
              Suite 3200
              Los Angeles
              CA
              90017
            
          
          213-612-2200
          213-612-2499
        
      
      
        
          Add
        
        
          
            Larry
            D
            Sobel
          
          4399840
          
            09-29-2000
          
        
        Larry Sobel is a member of the management committee responsible for risk management and operating procedures.
        
          
            
              777 S Figueroa Street
              Suite 3200
              Los Angeles
              CA
              90017
            
          
          213-612-2200
          213-612-2499
        
      
    
    Clarification to Schedule D, Section 1-I:  In addition to the locations listed in Section 1-I, BLX Group keeps books and records at each of the offices disclosed in Schedule D, Section 1-E as well as at the following 2 locations for which the form did not provide space:
1) Globe Storage; 36 Bleaker St., New York NY 10012; 212-925-3555 (THIRD PARTY)
2) Home Office of Guangyu Shi (PRIVATE RESIDENCE).

The owner of the applicant - Orrick, Herrington & Sutcliffe LLP - has no owners who own more than 25% of the entity.
    
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
        N
        N
        N
      
    
    N
    Y
    
      
        
          Orrick, Herrington & Sutcliffe LLP
          N
          
            
          
          94-2952627
          
            Member
            09-29-2000
            E
            Y
          
        
      
      
        
          
            Anthony
            Craig
            Underwood
          
          
            Chief Executive Officer
            09-29-2000
            NA
            Y
            2395710
          
        
        
          
            Sandra
            Fuller
            Stallings
          
          
            Managing Director
            09-29-2000
            NA
            Y
            2022359
          
        
        
          
            Kimberly
            Marie
            McManus
          
          
            Chief Compliance Officer
            07-02-2018
            NA
            N
            2322081
          
        
      
    
    
      
        
          
            Orrick, Herrington & Sutcliffe LLP
            N
            
              
            
            94-2952627
            
              Member
              09-29-2000
              E
              Y
            
          
        
      
      
        
          
            
              Anthony
              Craig
              Underwood
            
            
              Chief Executive Officer
              09-29-2000
              NA
              Y
              2395710
            
          
        
        
          
            
              Sandra
              Fuller
              Stallings
            
            
              Managing Director
              09-29-2000
              NA
              Y
              2022359
            
          
        
        
          
            
              Kimberly
              Marie
              McManus
            
            
              Chief Compliance Officer
              07-02-2018
              NA
              N
              2322081
            
          
        
      
    
    
      
        A. Craig Underwood
        A. Craig Underwood
        President / CEO / Member
        05-12-2021
      
      2395710
    
    
      N
      N
      N
      N
      N
      Y
      N
      Y
      N
      Y
      Y
      N
      Y
      N
      Y
      N
      Y
      N
      N
      N
      Y
    
  

You May Also Be Interested In

• North American Construction Group Ltd. First Quarter Results Conference Call and Webcast Notification
• EyeCare Partners Announces Refinancing Transactions, Secures New Money Investment
• Notice of 2024 First Quarter Results Conference Call and Webcast for Investors and Analysts and Annual Meeting of Shareholders