Form MA-I/A STIFEL, NICOLAUS & COMPA

  
    MA-I/A
    
      
        0000094403
        XXXXXXXX
      
      
        JACOB THRO
        314-342-8589
      
      [email protected]
      
        [email protected]
        [email protected]
        [email protected]
        [email protected]
      
    
  
  
    N
    0000094403-21-000052
    N
    
      ROBERTO
      J
      LEE RUIZ
    
    5841680
    N
    1
    
      
        
          
            0000094403
          
          STIFEL, NICOLAUS & COMPANY, INCORPORATED
          09-30-2011
          N
        
        
          
            867-01277
          
        
        
          
            SUPERVISED
            09-30-2011
            
              
                501 NORTH BROADWAY
                ST. LOUIS
                MO
                63102
              
            
          
          
            LOCATED
            08-04-2016
            
              
                ONE MONTGOMERY STREET
                SAN FRANCISCO
                CA
                94104
              
            
          
        
      
    
    
    
      
        09-2011
        STIFEL, NICOLAUS & COMPANY, INCORPORATED
        
          San Francisco
          
            CA
          
          94104
        
        Y
        Y
        Vice President, Public Finance
      
      
        
          08-2010
          09-2011
          STONE & YOUNGBERG LLC
          
            LOS ANGELES
            
              CA
            
            90071
          
          Y
          Y
          Analyst
        
        
          01-2010
          06-2010
          CALDWELL FLORES WINTERS
          
            San Francisco
            
              CA
            
            94103
          
          Y
          Y
          Contractor
        
        
          08-2009
          12-2009
          unemployed
          
            San Francisco
            
              CA
            
            94103
          
          N
          N
          unemployed
        
        
          08-2006
          06-2009
          student
          
            Berkeley
            
              CA
            
            94720
          
          N
          N
          student
        
      
    
    Y
    
      
        05-2021
        San Francisco Ballet
        
          455 Franklin Street
          San Francisco
          CA
          94102
        
        N
        N
        Ballet Company
        Board Member
        5
        Assist with decision making regarding the financial stability and future of the ballet company including recruiting a new artistic director.
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        05-18-2022
        JACOB THRO
        COMPLIANCE ANALYST
      
    
  

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