Form MA-I/A STIFEL, NICOLAUS & COMPA

January 24, 2022 8:32 AM EST

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    MA-I/A
    
      
        0000094403
        XXXXXXXX
      
      
        Jacob Thro
        314-342-8589
      
      [email protected]
      
        [email protected]
        [email protected]
        [email protected]
        [email protected]
        [email protected]
      
    
  
  
    N
    N
    
      Stacey
      Lee
      Mast
    
    5841990
    N
    1
    
      
        
          
            0000094403
          
          STIFEL, NICOLAUS & COMPANY, INCORPORATED
          11-30-2017
          N
        
        
          
            867-01277
          
        
        
          
            LOCATED
            SUPERVISED
            11-30-2017
            
              
                1401 LAWRENCE STREET
                SUITE 900
                DENVER
                CO
                80202
              
            
          
        
      
    
    
      
        STACEY
        LEE
        BERLINGER
      
    
    
    
      
        11-2017
        STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
        
          DENVER
          
            CO
          
          80202
        
        Y
        Y
        ASSISTANT VICE PRESIDENT
      
      
        
          06-2013
          11-2017
          PIPER JAFFRAY & CO. (665)
          
            DENVER
            
              CO
            
            80202
          
          Y
          Y
          SALES ASSISTANT AND ANALYST ASSOCIATE
        
        
          12-2011
          06-2013
          ALPS DISTRIBUTORS, INC. (16853)
          
            DENVER
            
              CO
            
            80203
          
          N
          Y
          FINANCIALS / NSCC REP
        
        
          06-2011
          12-2011
          BOULDER TICKETS
          
            BOULDER
            
              CO
            
            80309
          
          N
          N
          ADMIN ASSISTANT
        
        
          08-2008
          05-2011
          UNIVERSITY OF COLORADO
          
            BOULDER
            
              CO
            
            80309
          
          N
          N
          STUDENT
        
        
          05-2008
          08-2008
          GLENMOOR COUNTRY CLUB
          
            CHERRY HILLS VILLAGE
            
              CO
            
            80113
          
          N
          N
          TENNIS INSTRUCTOR
        
        
          08-2007
          05-2008
          GEORGE MASON UNIVERSITY
          
            FAIRFAX
            
              VA
            
            22030
          
          N
          N
          STUDENT
        
      
    
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          N
          N
          N
          N
        
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        N
        N
      
      
        
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          N
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          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
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        N
      
      
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        N
      
    
    
      
        01-21-2022
        JACOB THRO
        COMPLIANCE ANALYST
      
    
  





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