Form MA-I/A STIFEL, NICOLAUS & COMPA

January 21, 2022 12:47 PM EST

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    MA-I/A
    
      
        0000094403
        XXXXXXXX
      
      
        Sarah Long
        314-342-4550
      
      [email protected]
      
        [email protected]
        [email protected]
        [email protected]
        [email protected]
        [email protected]
      
    
  
  
    N
    N
    
      SHAN
      NMN
      CAO
    
    5983247
    N
    1
    
      
        
          
            0000094403
          
          STIFEL, NICOLAUS & COMPANY, INCORPORATED
          03-30-2015
          N
        
        
          
            867-01277
          
        
        
          
            LOCATED
            04-01-2019
            
              
                2121 AVENUE OF THE STARS, SUITE 2100
                LOS ANGELES
                CA
                90067
              
            
          
        
      
    
    
      
        ALICE
        NMN
        CAO
      
    
    
    
      
        03-2015
        STIFEL, NICOLAUS & COMPANY, INCORPORATED
        
          BOSTON
          
            MA
          
          02067
        
        Y
        Y
        Vice President, Public Finance
      
      
        
          09-2011
          03-2015
          TERMINUS SECURITIES, LLC
          
            ATLANTA
            
              GA
            
            30327
          
          Y
          Y
          Analyst
        
        
          11-2010
          06-2011
          FAREED WEALTH MANAGEMENT
          
            NASHVILLE
            
              TN
            
            37212
          
          N
          Y
          Analyst
        
        
          08-2010
          05-2011
          VANDERBILT UNIVERSITY
          
            Nashville
            
              TN
            
            37235
          
          N
          N
          Student
        
        
          08-2007
          06-2010
          UNIVERSITY OF HONG KONG
          
            Pok Fu Lam
            
              K3
            
            HKU
          
          N
          N
          student
        
        
          06-2006
          06-2007
          PEKING UNIVERSITY
          
            Beijing Shi
            
              F4
            
            100000
          
          N
          N
          student
        
      
    
    Y
    
      
        05-2016
        RESIDENTIAL PROPERTY RENTAL PROPERTY
        
          407 GREENVILLE CT
          ATLANTA
          GA
          30328
        
        N
        N
        RENTAL PROPERTY
        OWNER OF THE PROPERTY
        0
        RESIDENTIAL RENTAL PROPERTY
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        01-21-2022
        JACOB THRO
        COMPLIANCE ANALYST
      
    
  





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