Form MA-I/A STIFEL, NICOLAUS & COMPA

  
    MA-I/A
    
      
        0000094403
        XXXXXXXX
      
      
        Jacob Thro
        314-342-8589
      
      [email protected]
      
        [email protected]
        [email protected]
        [email protected]
        [email protected]
        [email protected]
      
    
  
  
    N
    Y
    
      Michael
      Peter
      Lund
    
    4528080
    N
    1
    
      
        
          
            0000094403
          
          STIFEL, NICOLAUS & COMPANY, INCORPORATED
          03-08-2015
          N
        
        
          
            867-01277
          
        
        
          
            LOCATED
            01-30-2017
            
              
                1401 LAWRENCE STREET
                SUITE 900
                DENVER
                CO
                80202
              
            
          
        
      
    
    
    
      
        03-2015
        Stifel Nicolaus & Company, Inc.
        
          St. Louis
          
            MO
          
          63102
        
        Y
        Y
        Director, Public Finance
      
      
        
          04-2002
          02-2015
          Piper Jaffray
          
            Denver
            
              CO
            
            80202
          
          Y
          Y
          Public Finance
        
      
    
    Y
    
      
        01-2007
        Lund Family LLC
        
          2453 Ivy Way
          Erie
          CO
          80516
        
        N
        N
        Family LLC used to purchase real estate
        Partner
        1
        Passive investments in real estate
      
      
        01-2007
        PUBLIC FINANCE- CENTRAL/WESTERN; LUND FAMILY LLC
        
          2453 IVY WAY
          ERIE
          CO
          80516
        
        N
        Y
        FAMILY REAL ESTATE BUSINESS
        PARTNER
        2
        USED TO PURCHASE REAL ESTATE INVESTMENTS. DOES NOT HAVE ANY BROKERAGE ACCOUNTS
      
      
        04-2007
        VISTA RIDGE METROPOLITAN- DISTRICT
        
          2700 VISTA PARKWAY
          ERIE
          CO
          80516
        
        N
        N
        IT IS A COLORADO METROPOLITAN DISTRICT, SIMILAR TO A TOWN COUNSEL, BUT ONLY COVERS THE DEVELOPMENT WHERE HE RESIDES
        SECRETARY
        3
        BOARD OF DIRECTORS
      
      
        05-2016
        BROOMFIELD JUNIOR SOCCER CLUB
        
          6363 WEST 120TH AVE.
          SUITE 310
          BROOMFIELD
          CO
          80020
        
        N
        N
        NOT FOR PROFIT SOCCER CLUB
        MEMBER OF THE BOARD OF DIRECTORS
        3
        HELPS OVERSEE THE STAFF AND DIRECT CLUB POLICY
      
      
        01-2020
        Lundevar LLC
        
          2453 Ivy Way
          Erie
          CO
          80516
        
        N
        Y
        This is  a single purpose LLC formed to purchace a condo.  The condo will be for personal use only and not rented for income.
        Member
        1
        25% owner of one property.  No responsibilites for LLC
      
      
        02-2020
        Rental unit is currenly owned by my spouse and me in our names
        
          660 Four'O'Clock
          Breckenridge
          CO
          80424
        
        N
        Y
        I currently own a condo that has only been used for personal stays.  I am now going to start renting it full time.
        Owner of the property but will not manage rentals
        1
        Work with rental agency
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        01-21-2022
        JACOB THRO
        COMPLIANCE ANALYST
      
    
  

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