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Form MA-I/A Public Financial Managem

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December 6, 2021 9:59 AM EST 


  
    MA-I/A
    
      
        0001617993
        XXXXXXXX
      
      
        CHERYL D. MADDOX
        215-567-6100
      
      [email protected]
    
  
  
    N
    Y
    
      CHRISTIAN
      EDWARD
      NEILSON
    
    N
    1
    
      
        
          0001617993
          12-08-2014
          N
        
        
          
            867-00482
          
        
        
          
            LOCATED
            SUPERVISED
            12-08-2014
            
              
                11325 N. COMMUNITY HOUSE RD
                SUITE 275
                CHARLOTTE
                NC
                28277
              
            
          
        
      
    
    
    
      
        12-2014
        PUBLIC FINANCIAL MANAGEMENT, INC.
        
          CHARLOTTE
          
            NC
          
          28277
        
        Y
        N
        SENIOR MANAGING CONSULTANT
      
      
        
          06-2008
          12-2014
          ADVISORS ASSET MANGEMENT
          
            CHARLOTTE
            
              NC
            
            28209
          
          Y
          Y
          VICE PRESIDENT FIXED INCOME SALES TRADING
        
        
          08-2007
          05-2008
          UNIVERSITY OF KANSAS
          
            LAWRENCE
            
              KS
            
            66045
          
          N
          N
          FULL-TIME STUDENT
        
        
          05-2007
          08-2007
          FIXED INCOME SECURITIES
          
            MONUMENT
            
              CO
            
            80132
          
          Y
          Y
          MUNCIPAL TRADING ASSISTANT INTERN
        
        
          08-2006
          05-2007
          UNIVERSITY OF KANSAS
          
            LAWRENCE
            
              KS
            
            66045
          
          N
          N
          FULL-TIME STUDENT
        
        
          05-2006
          08-2006
          FIXED INCOME SECURITIES
          
            MONUMENT
            
              CO
            
            80132
          
          Y
          Y
          TRADING OPERATIONS ASSISTANT INTERN
        
        
          08-2003
          05-2006
          UNIVERSITY OF KANSAS
          
            LAWRENCE
            
              KS
            
            66045
          
          N
          N
          FULL-TIME STUDENT
        
      
    
    N
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        12-03-2021
        CHERYL D. MADDOX
        CHIEF COMPLIANCE OFFICER

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