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Form MA-I/A HILLTOP SECURITIES INC.

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December 8, 2021 12:46 PM EST 


  
    MA-I/A
    
      
        0000891055
        XXXXXXXX
      
      
        Ray P Huie
        214-859-1721
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    N
    N
    
      Creighton
      Dale
      Veldhuizen
    
    4347786
    N
    1
    
      
        
          
            0000891055
          
          HILLTOP SECURITIES INC.
          12-18-2020
          N
        
        
          
            867-00632
          
        
        
          
            SUPERVISED
            12-18-2020
            
              
                717 N. HARWOOD STREET
                SUITE 3400
                DALLAS
                TX
                75201
              
            
          
        
      
    
    
      
        Creig
        Dale
        Veldhuizen
      
      
        Creig
        D
        Veldhuizen
      
    
    
    
      
        12-2020
        HILLTOP SECURITIES INC.
        
          DALLAS
          
            TX
          
          75201
        
        Y
        Y
        Managing Director
      
      
        
          02-2019
          12-2020
          Piper Sandler Cos.
          
            DENVER
            
              CO
            
            80202
          
          Y
          N
          Sr. Vice President
        
        
          09-2005
          12-2020
          Terra Causa Capital LLC
          
            CASTLE PINES
            
              CO
            
            808108
          
          N
          N
          Managing Director
        
        
          01-2001
          09-2005
          Keybank/McDonald
          
            DENVER
            
              CO
            
            80202
          
          Y
          Y
          VP INVESTMENT BANKING
        
      
    
    Y
    
      
        09-2005
        Terra Causa Capital
        
          12437 Daniels Gate Drive
          Pines
          CO
          80108
        
        N
        N
        Land Development Firm
        Managing Member/Managing Director/50% owner
        2
        I am part owner/manager of this real estate land development firm
      
      
        04-2009
        Creightonn Capital
        
          12437 Daniels Gate Drive
          Pines
          CO
          80108
        
        N
        N
        Family Partnership entity of estate planning purposes
        Managing Member/50% owner
        0
        Managing Member/Business entity is currently inactive
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        12-07-2021
        Ray P Huie
        Compliance Manager

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