Form MA-I/A Ehlers & Associates,

May 25, 2022 12:56 PM EDT

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    MA-I/A
    
      
        0001604197
        XXXXXXXX
      
      
        Greg Crowe
        651-697-8522
      
      [email protected]
      
        [email protected]
      
    
  
  
    N
    0001604197-22-000020
    Y
    
      JASON
      WILLIAM
      ROESKE
    
    2216669
    N
    1
    
      
        
          
            0001604197
          
          Ehlers & Associates, Inc.
          Ehlers
          07-20-2020
          N
        
        
          
            867-00219
          
        
        
          
            LOCATED
            SUPERVISED
            07-20-2020
            
              
                3060 CENTRE POINTE DRIVE
                ROSEVILLE
                MN
                55113
              
            
          
        
      
    
    
    
      
        07-2020
        EHLERS AND ASSOCIATES
        
          ROSEVILLE
          
            MN
          
          55113
        
        Y
        N
        CCO
      
      
        
          09-2019
          06-2020
          SELF EMPLOYED
          
            PLYMOUTH
            
              MN
            
            55446
          
          N
          N
          CONSULTANT
        
        
          09-2016
          09-2019
          LOCORR FUNDS
          
            EXCELSIOR
            
              MN
            
            55331
          
          N
          Y
          CCO
        
        
          09-2015
          12-2016
          FITS CONSULTING
          
            DENVILLE
            
              NJ
            
            07834
          
          N
          N
          CONSULTANT
        
        
          05-2013
          09-2016
          ENCORE GROUP
          
            BLAINE
            
              MN
            
            55449
          
          N
          N
          CONSULTANT
        
        
          09-1996
          02-2013
          AMERIPRISE FINANCIAL
          
            MINNEAPOLIS
            
              MN
            
            55402
          
          N
          Y
          DIRECTOR
        
      
    
    Y
    
      
        04-2022
        Gardner Financial
        
          8421 Wayzata Blvd
          Golden Valley
          MN
          55426
        
        N
        Y
        Brokerage Firm
        Compliance Consultant
        20
        Compliance support for retaild B/D and RIA
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        05-25-2022
        Greg Crowe
        President
      
    
  





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