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Form MA-A Rockfleet Financial Serv For: Mar 31

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May 25, 2022 3:48 PM EDT 


  
    MA-A
    
      
        0001639541
        XXXXXXXX
      
      
        Catherine Corrigan
        212-257-2205
      
      [email protected]
    
  
  
    03-31-2022
    N
    Rockfleet Financial Services, Inc.
    149325
    26-3865459
    
      
        
          867-01791
        
        
          
            008-68139
            149325
          
          
            
              
                149325
                NY
              
            
          
        
      
    
    
      
        
          420 Lexington Avenue
          Suite 1402
          New York
          NY
          10170
        
      
      212-257-2205
    
    
      
        
          Add
        
        
          928-851-4360
        
      
      
        
          Add
        
        
          212-257-2178
        
      
    
    N
    www.rockfleetfinancial.com
    
      
        
          Add
        
        www.capraize.com
      
      
        
          Add
        
        www.pfdms.com
      
    
    
      
        Catherine
        Mary
        Corrigan
      
      

        
          420 Lexington Avenue
          Suite 1402
          New York
          NY
          10170
        
      

      212-257-2205
      [email protected]
    
    
      
        
          Add
        
        American Archiving and Shredding
        
          
            
              123 Hill Street
              Orange
              NJ
              07050
            
          
          973-395-2660
        
        
          
        
        All archived books and records.
      
    
    
      
        
          
        
      
    
    March
    
      DE
    
    12-11-2008
    N
    8
    2
    4
    1
    1
    0
    3
    
      
        Municipal Entities
      
    
    0
    0
    0
    
      
        Not Applicable
      
    
    
      
        Hourly Charges
        Fixed Fees
      
    
    
      
        Not Applicable
      
    
    
      
        Advice Insurance Of MS
        Advice Investment Of Proceeds MS
        Advice ME Investments
        Advice ME Other Investments
      
    
    
      
        Y
        Y
      
    
    N
    0
    
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
    
    
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
        N
        N
        N
      
    
    Y
    N
    
      
        
          Rockfleet 401(k) Plan
          N
          
            
          
          27-0727882
          
            OWNER
            08-26-2009
            A
            N
          
        
        
          Rockfleet Investor Partners L.P.
          N
          
            
          
          83-4654300
          
            OWNER
            11-01-2019
            A
            N
          
        
        
          Rockfleet Investor Partners II L.P.
          N
          
            
          
          84-3774511
          
            OWNER
            06-01-2019
            B
            N
          
        
      
      
        
          
            Catherine
            Mary
            Corrigan
          
          
            President & CAO
            12-08-2008
            D
            Y
            1869713
          
        
      
    
    
      
        
          
            Rockfleet 401(k) Plan
            N
            
              
            
            27-0727882
            
              OWNER
              08-26-2009
              A
              N
            
          
        
        
          
            Rockfleet Investor Partners L.P.
            N
            
              
            
            83-4654300
            
              OWNER
              11-01-2019
              A
              N
            
          
        
        
          
            Rockfleet Investor Partners II L.P.
            N
            
              
            
            84-3774511
            
              OWNER
              06-01-2019
              B
              N
            
          
        
      
      
        
          
            
              Catherine
              Mary
              Corrigan
            
            
              President & CAO
              12-08-2008
              D
              Y
              1869713
            
          
        
      
    
    
      
        Catherine M Corrigan
        Catherine M Corrigan
        President & CEO
        05-25-2022
      
      1869713
    
    
      N
      N
      N
      N
      N
      N
      N
      Y
      N
      Y
      Y
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N

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