Form 8-K SemiLEDs Corp For: Sep 24

September 28, 2021 6:24 AM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): September 24, 2021

SEMILEDS CORPORATION

(Exact name of registrant as specified in charter)

 

Delaware

001-34992

20-2735523

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

3F, No.11 Ke Jung Rd., Chu-Nan Site,

Hsinchu Science Park, Chu-Nan 350,

Miao-Li County, Taiwan, R.O.C.

 

350

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: +886-37-586788

N/A

(Former name or former address if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

TradingSymbol(s)

 

Name of each exchange on which registered

Common Stock, par value $0.0000056

 

LEDS

 

The Nasdaq Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    

 

 


 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

On September 24, 2021, the Company held its Annual Meeting of Stockholders. At the Annual Meeting, holders of the Company’s common stock voted on three proposals: (1) election of five directors to hold office until the 2022 Annual Meeting of Stockholders; (2) ratification of the appointment of KCCW accountancy Corp as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2021; and (3) advisory vote on compensation of the Company’s named executive officers.

The final votes cast on the three proposals were as follows:

Proposal 1:

The following individuals were elected to serve as directors for a one-year term ending with the 2022 Annual Meeting of Stockholders by the votes set forth in the following table:

 

 

 

Votes For

 

Votes Withheld

 

Broker

Non-Votes

 

Trung T. Doan

 

 

1,707,557

 

 

6,364

 

 

823,647

 

Walter Michael Gough

 

 

1,707,965

 

 

5,956

 

 

823,647

 

Dr. Edward Hsieh

 

 

1,707,357

 

 

6,564

 

 

823,647

 

Roger Lee

 

 

1,707,752

 

 

6,169

 

 

823,647

 

Scott R. Simplot

 

 

1,699,622

 

 

14,299

 

 

823,647

 

 

Proposal 2:

The appointment of KCCW Accountancy Corp as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2021 was ratified by the votes set forth in the following table:

 

Votes For

 

 

Votes Against

 

 

Abstain

 

 

Broker

Non-Votes (1)

 

 

2,524,756

 

 

 

4,362

 

 

 

8,450

 

 

 

0

 

 

(1)

This proposal constituted a routine matter. Therefore, brokers were permitted to vote on this proposal without receipt of instructions from beneficial owners.

Proposal 3:

The stockholders approved, on an advisory (non-binding) basis, the compensation of the Company’s named executive officers, by the votes set forth in the following table:

 

Votes For

 

 

Votes Against

 

 

Abstain

 

 

Broker

Non-Votes 

 

 

1,697,112

 

 

 

8,893

 

 

 

7,916

 

 

 

823,647

 

 

 

2

 


 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: September 28, 2021

 

 

 

 

 

 

 

 

 

SemiLEDs Corporation

 

 

 

 

 

 

 

By:

 

/s/ Christopher Lee

 

 

Name:

 

Christopher Lee

 

 

Title:

 

Chief Financial Officer

 

3

 



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