Form 8-K River Financial Corp For: May 17

May 19, 2022 9:19 AM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

 CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of earliest event reported: May 17, 2022

 

RIVER FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Alabama

333-205986

46-1422125

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

2611 Legends Drive

Prattville, Alabama

 

36066

(Address of Principal Executive Offices)

 

(Zip Code)

(334) 290-1012

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:  None

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

None

None

None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 


 


 

ITEM 5.07 Submission of Matter to a Vote of Security Holders.

 

On May 17, 2022, River Financial Corporation (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). Summarized below is a description of the matters voted on at the Annual Meeting and the final results of such voting.

 

Proposal – Election of Directors. The stockholders elected each of the director nominees to serve as directors until the Company’s 2023 annual meeting of stockholders and until their successors have been elected and qualified. Each of the director nominees was a current director of the Company who was re-elected. The voting for each of the directors at the Annual Meeting was as follows:

 

Name

Votes For

 

Votes Against

 

Withhold Authority

 

Larry Puckett

 

3,623,092

 

 

 

 

 

2,000

 

Gerald R. Smith, Jr.

 

3,621,388

 

 

 

 

 

3,704

 

John A. Freeman

 

3,619,388

 

 

 

 

 

5,704

 

W. Murray Neighbors

 

3,619,388

 

 

 

 

 

5,704

 

Vernon B. Taylor

 

3,619,388

 

 

 

 

 

5,704

 

James M. Stubbs

 

3,625,092

 

 

 

 

 

 

 

Jimmy L. Ridling

 

3,618,888

 

 

500

 

 

5,704

 

Charles R. Moore, III

 

3,619,388

 

 

 

 

 

5,704

 

Brian McLeod

 

3,619,388

 

 

 

 

 

5,704

 

Charles E. Herron, Jr

 

3,623,092

 

 

 

 

 

2,000

 

 

ITEM 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

 

 

 

 

 

RIVER FINANCIAL CORPORATION

 

 

 

 

Date: May 19, 2022

 

 

 

By:

 

/s/ James M. Stubbs

 

 

 

 

 

 

James M. Stubbs

 

 

 

 

 

 

Chief Executive Officer

 

2

 



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