Form 8-K NORTHWESTERN CORP For: Dec 07
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 7, 2022
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||||||||||||
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: 605 -978-2900
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 7.01 Regulation FD Disclosure.
On December 7, 2022 , Robert Rowe, chief executive officer; Brian Bird, president and chief operating officer; Crystal Lail, vice president and chief financial officer; and Travis Meyer, director corporate finance and investor relations officer, of NorthWestern Corporation d/b/a NorthWestern Energy (Nasdaq: NWE) (the “Company”) will be hosting one-on-one meetings with existing and potential investors as part of the 2022 Wells Fargo 21st Annual Midstream & Utilities Symposium in New York. During these meetings, they will be providing certain information concerning the Company in a slide presentation and will be reaffirming the Company's previously adjusted 2022 non-GAAP earnings guidance range of $3.20 to $3.35 per diluted share.
A copy of the presentation is being furnished pursuant to Regulation FD as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in the presentation will not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. Furthermore, the presentation will not be deemed to be incorporated by reference into the Company's filings under the Securities Act of 1933, as amended, or under the Securities Exchange Act of 1934, as amended, except as set forth with respect thereto in any such filing.
Item 9.01 Financial Statements and Exhibits.
Exhibit No. | Description of Document | |||||||
Wells Fargo Symposium Presentation, dated December 7, 2022 | ||||||||
* filed herewith |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NorthWestern Corporation | |||||||||||
By: | /s/ Timothy P. Olson | ||||||||||
Timothy P. Olson | |||||||||||
Corporate Secretary |
Date: December 7, 2022
ATTACHMENTS / EXHIBITS
EX-99.1 WELLS FARGO SYMPOSIUM PRESENTATION 2022
XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT
XBRL TAXONOMY EXTENSION LABEL LINKBASE DOCUMENT
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