Form 8-K MISONIX INC For: Jun 23

June 23, 2021 5:31 PM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): June 23, 2021

 

 

 

MISONIX, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   001-10986   84-1856018

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 

1938 New Highway, Farmingdale, New York   11735
(Address of Principal Executive Offices)   (Zip Code)

 

(631) 694-9555

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol   Name of exchange on which registered
Common Shares, $0.0001 par value   MSON   The Nasdaq Global Market

 

 

 

   

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

The 2021 Annual Meeting of Stockholders (the “Annual Meeting”) of Misonix, Inc. (the “Company”) was held on June 23, 2021.

 

At the Annual Meeting, the stockholders of the Company:

 

  (i) elected Patrick J. Beyer, Michael Koby, Paul LaViolette, Thomas M. Patton and Stavros Vizirgianakis to serve as directors of the Company;
  (ii) approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers;
  (iii) approved the Misonix, Inc. Employee Stock Purchase Plan; and
  (iv) ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2021.

 

1. The votes cast by stockholders with respect to the election of directors were as follows:

 

   Votes   Votes   Broker 
Director  “For”   Withheld   Non-Votes 
             
Patrick J. Beyer   9,585,749    96,163    4,470,331 
                
Michael Koby   8,649,559    1,032,353    4,470,331 
                
Paul LaViolette   7,965,868    1,716,044    4,470,331 
                
Thomas M. Patton   9,555,803    126,109    4,470,331 
                
Stavros Vizirgianakis   9,632,108    49,804    4,470,331 

 

2. The votes cast by the stockholders with respect to the approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers were as follows:

 

Votes “For”  Votes “Against”  Abstentions  Broker Non-Votes
          
9,552,240  114,485  15,187  4,470,331

 

3. The votes cast by the stockholders with respect to the approval of the Misonix, Inc. Employee Stock Purchase Plan were as follows:

 

Votes “For”  Votes “Against”  Abstentions  Broker Non-Votes
          
9,669,566  6,812  5,534  4,470,331

 

4. The votes cast by shareholders with respect to the ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2021 were as follows:

 

Votes “For”  Votes “Against”  Abstentions
       
14,136,178  5,262  10,803

 

   

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 23, 2021 MISONIX, INC.
     
  By: /s/ Joseph P. Dwyer
    Joseph P. Dwyer
    Chief Financial Officer

 

   

 

 

 

 



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