Form 8-K HANMI FINANCIAL CORP For: May 25

May 26, 2022 8:01 AM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 25, 2022

 

HANMI FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

Delaware   000-30421   95-4788120

(State or Other Jurisdiction

of Incorporation)

  (Commission File No.)  

(I.R.S. Employer

Identification No.)

 

3660 Wilshire Boulevard, PH-a, Los Angeles, California   90010
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (213) 382-2200

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading

Symbol(s)

  Name of each exchange on which registered
Common Stock, $0.001 par value   HAFC   Nasdaq Global Select Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

The annual meeting of stockholders of the Corporation was held on May 25, 2022. At the meeting, the stockholders voted on the following items:

 

(1)Ten board nominees to serve for terms expiring at the 2023 Annual Meeting of Stockholders and until their successors are elected and qualified. The voting results are as follows:

 

Nominee  For  Against  Abstain  Broker Non-Votes
             
John J. Ahn   24,781,167    498,386    32,993    1,284,826 
                     
Christie K. Chu   24,735,440    544,434    32,672    1,284,826 
                     
Harry Chung   25,158,170    121,385    32,991    1,284,826 
                     
Scott R. Diehl   24,777,642    501,952    32,952    1,284,826 
                     
Bonita I. Lee   25,187,552    122,932    2,062    1,284,826 
                     
Gloria J. Lee   25,194,094    116,390    2,062    1,284,826 
                     
David L. Rosenblum   25,158,257    121,338    32,951    1,284,826 
                     
Thomas J. Williams   25,156,695    122,899    32,952    1,284,826 
                     
Michael M. Yang   24,779,497    500,096    32,953    1,284,826 
                     
Gideon Yu   24,809,948    500,256    2,342    1,284,826 

 

(2)The advisory vote on executive compensation paid to the Corporation’s Named Executive Officers as described in the proxy statement for the meeting. The voting results are as follows: 

 

For  Against  Abstain  Broker Non-Votes
 24,986,380    315,629    10,537    1,284,826 

 

(3)The ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The voting results are as follows:

 

For  Against  Abstain
 26,572,732    22,587    2,053 

 

 

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

HANMI FINANCIAL CORPORATION

 
       
DATE: May 26, 2022 By: /s/ Bonita I. Lee  
    Bonita I. Lee  
    President and Chief Executive Officer  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 



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