Form 8-K HANMI FINANCIAL CORP For: May 25

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 25, 2022

 

HANMI FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

Delaware		000-30421		95-4788120
(State or Other Jurisdiction of Incorporation)		(Commission File No.)		(I.R.S. Employer Identification No.)

 

3660 Wilshire Boulevard, PH-a, Los Angeles, California		90010
(Address of Principal Executive Offices)		(Zip Code)

 

Registrant’s telephone number, including area code: (213) 382-2200

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, $0.001 par value		HAFC		Nasdaq Global Select Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

 

The annual meeting of stockholders of the Corporation was held on May 25, 2022. At the meeting, the stockholders voted on the following items:

 

(1)

Ten board nominees to serve for terms expiring at the 2023 Annual Meeting of Stockholders and until their successors are elected and qualified. The voting results are as follows:

 

Nominee		For				Against				Abstain				Broker Non-Votes
John J. Ahn			24,781,167				498,386				32,993				1,284,826
Christie K. Chu			24,735,440				544,434				32,672				1,284,826
Harry Chung			25,158,170				121,385				32,991				1,284,826
Scott R. Diehl			24,777,642				501,952				32,952				1,284,826
Bonita I. Lee			25,187,552				122,932				2,062				1,284,826
Gloria J. Lee			25,194,094				116,390				2,062				1,284,826
David L. Rosenblum			25,158,257				121,338				32,951				1,284,826
Thomas J. Williams			25,156,695				122,899				32,952				1,284,826
Michael M. Yang			24,779,497				500,096				32,953				1,284,826
Gideon Yu			24,809,948				500,256				2,342				1,284,826

 

(2)

The advisory vote on executive compensation paid to the Corporation’s Named Executive Officers as described in the proxy statement for the meeting. The voting results are as follows:

 

For				Against				Abstain				Broker Non-Votes
	24,986,380				315,629				10,537				1,284,826

 

(3)

The ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The voting results are as follows:

 

For				Against				Abstain
	26,572,732				22,587				2,053

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

		HANMI FINANCIAL CORPORATION
DATE: May 26, 2022	By:	/s/ Bonita I. Lee
		Bonita I. Lee
		President and Chief Executive Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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