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Form 8-K DOUGLAS DYNAMICS, INC For: Nov 30

December 6, 2021 4:17 PM EST

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

 

Date of Report
(Date of earliest
event reported): 
  November 30, 2021

 

DOUGLAS DYNAMICS, INC.

 

(Exact name of registrant as specified in its charter)

 

  Delaware   001-34728   13-4275891
  (State or other
jurisdiction of
incorporation)
  (Commission File
Number)
  (IRS Employer
Identification No.)

 

  7777 North 73rd Street, Milwaukee, Wisconsin 53223  

(Address of principal executive offices, including zip code)

 

  (414) 354-2310  

(Registrant’s telephone number, including area code)

 

  Not Applicable  

(Former name or former address, if changed since last report)

 

 

 

Securities registered pursuant to Section 12(b) of the Act:

  

Title of each class Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $.01 per share   PLOW   New York Stock Exchange

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

  

 

 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On November 30, 2021, Douglas Dynamics, Inc. (the “Company”) informed Jon Sievert, that his current position as President – Work Truck Solutions would be eliminated, effective as of such date. Mr. Sievert’s responsibilities are passing to Robert (Bob) McCormick, the Company’s President and Chief Executive Officer. Mr. Sievert and the Company expect that Mr. Sievert will continue in the employment of the Company in a new role until spring 2022, with the terms of Mr. Sievert’s new employment arrangement to be disclosed in a future Current Report on Form 8-K.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  DOUGLAS DYNAMICS, INC.
 
Date: December 6, 2021 By:     /s/ Sarah Lauber
        Sarah Lauber
        Chief Financial Officer and Secretary

 

 

 



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