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Form 8-K Compass Therapeutics, For: Nov 29

November 29, 2022 4:07 PM EST
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

______________________________

 

FORM 8-K

______________________________

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 29, 2022

______________________________

 

COMPASS THERAPEUTICS, INC.

(Exact name of Registrant as Specified in Its Charter)

______________________________

 

Delaware 001-39696 82-4876496
(State or Other Jurisdiction
of Incorporation)
(Commission File Number) (IRS Employer
Identification No.)
         

 

80 Guest Street
Suite 601
Boston, Massachusetts
  02135
(Address of Principal Executive Offices)   (Zip Code)
         

 

Registrant’s Telephone Number, Including Area Code: 617 500-8099

 

 

(Former Name or Former Address, if Changed Since Last Report)

______________________________

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol(s)
  Name of each exchange on which registered
Common Stock, $0.0001 par value per share   CMPX   NASDAQ Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On November 29, 2022, Susan Kalled, PhD departed her position as Chief Scientific Officer of Compass Therapeutics, Inc. (the “Company”). Dr. Kalled’s Employment Agreement with the Company, dated April 26, 2021 provides, among other things, that, subject to signing a separation agreement and release in a form and manner satisfactory to the Company, Dr. Kalled will (1) receive severance equal to twelve months of her base salary, payable in substantially equal installments in accordance with the Company’s payroll practice over twelve months and (2) receive reimbursement of COBRA premiums for health benefit coverage or remain eligible to participate in the Company’s group employee benefits plan for up to twelve months, all subject to certain conditions, including that Dr. Kalled has not breached any of her continuing obligations, including those under the separation agreement and release.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

      Compass Therapeutics, Inc.
       
Date: November 29, 2022 By: /s/ Neil Lerner
      Neil Lerner
VP Finance

 

 

ATTACHMENTS / EXHIBITS

XBRL SCHEMA FILE

XBRL LABEL FILE

XBRL PRESENTATION FILE

IDEA: R1.htm

IDEA: f8k_112922_htm.xml

IDEA: Financial_Report.xlsx

IDEA: FilingSummary.xml

IDEA: MetaLinks.json



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