Form 8-K AGBA Group Holding Ltd. For: Oct 04
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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact Name of Registrant as Specified in its Charter)
|(State or other jurisdiction
(Commission File Number)
|(Address of Principal Executive Offices)||(Zip Code)|
Registrant’s telephone number, including
area code: +
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol(s)||Name of each exchange on which registered|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 8.01 Other Events.
On October 4, 2023, AGBA Group Holding Limited (“AGBA” or the “Company”) issued press release attached hereto as Exhibit 99.1 and 99.2.
Item - 9.01 Financial Statements and Exhibits.
|99.1||Press Release titled “AGBA Confirms Self-Imposed Lockup of Two Significant Shareholders” dated October 4, 2023|
|99.2||Press Release titled “AGBA Address Shareholder Inquiries Every Wednesday in its Q&A Session” dated October 4, 2023|
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|AGBA GROUP HOLDING LIMITED|
|By:||/s/ Shu Pei Huang, Desmond|
|Name:||Shu Pei Huang, Desmond|
|Title:||Acting Group Chief Financial Officer|
Dated: October 4, 2023
ATTACHMENTS / EXHIBITS
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