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Form 8-A12G/A SWK Holdings Corp

August 16, 2022 12:18 PM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A/A

(Amendment No. 2)

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

  

 

SWK HOLDINGS CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware   77-0435679
(State of Incorporation or Organization)   (IRS Employer Identification No.)

 

14755 Preston Road, Suite 105, Dallas, TX   75254
(Address of Principal Executive Offices)   (Zip Code)

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ¨

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. x

 

Securities Act registration statement file number to which this form relates: Not Applicable

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title Of Each Class

To Be So Registered

     

Name Of Each Exchange On Which

Each Class Is To Be Registered

N/A       N/A

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

Preferred Stock Purchase Rights

(Title of Class)

 

REMOVAL FROM REGISTRATION

This Form 8-A/A is filed by SWK Holdings Corporation (the “Company”) to reflect the expiration of the preferred stock purchase rights registered on Form 8-A, filed by the Company on April 18, 2016. The sole purpose of this filing is to deregister those preferred stock purchase rights.

 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: August 15, 2022

 

  SWK HOLDINGS CORPORATION
     
  By: /s/ Winston Black
    Winston Black
    Chief Executive Officer

 

 

   



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