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Form 8-A12B Tidal ETF Trust

August 16, 2022 11:05 AM EDT

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As filed with the U.S. Securities and Exchange Commission on August 16, 2022

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

Tidal ETF Trust

(Exact name of registrant as specified in its charter)

 

Delaware

(State of incorporation or organization)

See list below

(I.R.S. Employer Identification Number)

 

Tidal ETF Trust

898 N Broadway, Suite 2

Massapequa, NY 11758

(Address of registrant’s principal executive offices)

 

Title of each class of securities to be registered Name of each exchange on which each class is to be registered
Aztlan Global Stock Selection DM SMID ETF NYSE Arca, Inc.

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
 
Securities Act Registration file number to which this form relates: 333-227298
 
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable

 

 

 

Item 1.Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 137 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227298 and 811-23377), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No.  0001387131-22-008799) on August 15, 2022, which is incorporated herein by reference.

 

The Trust currently consists of forty-one series. The series to which this filing relates and their IRS Employer Identification Numbers are as follows:

 

Title of Each Class of Securities to be Registered IRS Employer ID Number
Aztlan Global Stock Selection DM SMID ETF 88-3194783

 

Item 2.Exhibits

 

A. Certificate of Trust dated June 4, 2018, as filed with the state of Delaware on June 4, 2018, for Tidal ETF Trust (the “Trust” or the “Registrant”) is incorporated herein by reference to Exhibit (a)(i) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.
B. Registrant’s Declaration of Trust, adopted June 4, 2018, is incorporated herein by reference to Exhibit (a)(ii) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.
C. Registrant’s Amended and Restated By-Laws, adopted December 18, 2018, are incorporated herein by reference to Exhibit (b) to Registrant’s Amended Initial Registration Statement on Form N-1A Pre-Effective Amendment No. 1, as filed with the SEC on December 21, 2018.

 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Tidal ETF Trust
   
  August 16, 2022
   
  By: /s/ Eric W. Falkeis
  Name: Eric W. Falkeis
  Title: President

 

 

 



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