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Form 8-A12B Northern Lights Fund

November 28, 2022 5:14 PM EST

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC  20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 
Northern Lights Fund Trust IV
(Exact name of registrant as specified in its charter)

 

   
Delaware See Below
(State of incorporation or organization) (I.R.S. Employer Identification No.)

 

   
225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Address of Principal Executive Offices) (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

   

Title of each class

to be so registered

Name of the exchange on which

each class is to be registered

Shares of beneficial interest, no par value per share CBOE BZX Exchange, Inc.

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.

Securities Act registration statement file number to which this form relates: 333-204808.

Securities to be registered pursuant to Section 12(g) of the Act: Not applicable

 
 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

ITEM 1.

DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED.

A description of the shares of beneficial interest, no par value, of the Main International ETF a series of Northern Lights Fund Trust IV (the "Trust") to be registered hereunder are set forth in the Registrant’s Registration Statement on Form N-1A, as amended (File Nos. 333-204808; 811-23066) as filed with the Securities and Exchange Commission, which description is incorporated herein by reference.

The series of the Trust to which this filing relates and each’s I.R.S. Employer Identification Number are as follows:

   
Series Name EIN
Main International ETF 87-1073101

 

 

ITEM 2.

EXHIBITS.

 

1.The Registrant's Trust Instrument is included as an exhibit to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on July 30, 2019.  

 

2.The Registrant’s Amended Agreement and Declaration of Trust is included as an to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on March 24, 2020.

 

3.The Registrant’s Certificate of Trust is included as an exhibit to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on June 8, 2015.

 

4.The Registrant's By-Laws are included as an exhibit to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on August 14, 2015.
 
 

 

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date:  November 28, 2022

 

NORTHERN LIGHTS FUND TRUST IV

By: /s/ Jennifer Farrell

 

Name: Jennifer Farrell

 

Title: Secretary

 

 

 

 

 



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