Form 6-K UNITED MICROELECTRONICS For: Jun 25

June 25, 2021 6:08 AM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

OF THE SECURITIES EXCHANGE ACT OF 1934

June 25, 2021

(Commission File Number: 001-15128)

 

United Microelectronics Corporation

(Translation of registrant’s name into English)

 

No.3 Li Hsin Road II

Science Park

Hsinchu, Taiwan, R.O.C.

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F        Form 40-F  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):

 

 

 

 

 


 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

United Microelectronics Corporation

 

 

 

By:

Chitung Liu

Name:

Chitung Liu

Title:

CFO

Date: June 25, 2021

 

 


2


 

 

 

EXHIBIT INDEX

 

Exhibit 

 

Description 

 

99

 

 

6K on 06/25/2021

 

 

3

 

                                                                        www.umc.com

Exhibit

Exhibit            Description

 

99.1                 Announcement on 2021/06/15: UMC will attend investor conferences on 2021/06/22

99.2                 Announcement on 2021/06/25: To announce related materials on acquisition of machinery and equipment

99.3                 Announcement on 2021/06/04: May Revenue

99.4                 Announcement on 2021/06/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

Exhibit 99.1

UMC will attend investor conferences on 2021/06/22

1. Date of institutional investor conference: 2021/06/22

2. Time of institutional investor conference: 09:00 AM

3. Location of institutional investor conference: Teleconference

4. Outline of institutional investor conference:

The Company will attend the “Virtual Taiwan Conference 2021”, held by UBS.

5. Any other matters that need to be specified: None

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

Exhibit 99.2

To announce related materials on acquisition of machinery and equipment

1. Name and nature of the underlying asset (e.g., land located at Sublot XX, Lot XX, North District, Taichung City): Machinery and equipment

2. Date of occurrence of the event: 2021/01/08~2021/06/25

3. Transaction unit amount (e.g. XX square meters, equivalent to XX ping), unit price, and total transaction price:

Transaction volume: one batch;

average unit price: NT$ 10,271,577,155;

total transaction price: NT$ 10,271,577,155

4. Trading counterparty and its relationship with the Company (if the trading counterparty is a natural person and furthermore is not a related party of the Company, the name of the trading counterparty is not required to be disclosed):

ASML HONG KONG LIMITED TAIWAN BRANCH (HONG KONG); non-related party transaction

5. Where the trading counterparty is a related party, announcement shall also be made of the reason for choosing the related party as trading counterparty and the identity of the previous owner, its relationship with the Company and the trading counterparty, and the previous date and monetary amount of transfer: NA

6. Where an owner of the underlying assets within the past five years has been a related party of the Company, the announcement shall also include the date and price of acquisition and disposal by the related party, and its relationship with the Company at the time of the transaction: NA

7. Projected gain (or loss) through disposal (not applicable for acquisition of assets; those with deferral should provide a table explaining recognition): NA

8. Terms of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important terms and conditions: Base on purchase order payment term

9. The manner of deciding on this transaction (such as invitation to tender, price comparison, or price negotiation), the reference basis for the decision on price, and the decision-making unit:

transaction: price negotiation;

the reference basis for the decision on price: market price;

the decision-making department: the Selection Meeting

10. Name of the professional appraisal firm or company and its appraisal price: NA

11. Name of the professional appraiser: NA

12. Practice certificate number of the professional appraiser: NA

13. The appraisal report has a limited price, specific price, or special price: NA

14. An appraisal report has not yet been obtained: NA

15. Reason for an appraisal report not being obtained: NA


 

16. Reason for any significant discrepancy with the appraisal reports and opinion of the CPA: NA

17. Name of the CPA firm: NA

18. Name of the CPA: NA

19. Practice certificate number of the CPA: NA

20. Broker and broker’s fee: None

21. Concrete purpose or use of the acquisition or disposal: For production

22. Any dissenting opinions of directors to the present transaction: NA

23. Whether the counterparty of the current transaction is a related party: No

24. Date of the board of directors’ resolution: NA

25. Date of ratification by supervisors or approval by the audit committee: NA

26. The transaction is to acquire a real property or right-of-use asset from a related party: NA

27. The price assessed in accordance with the Article 16 of the Regulations Governing the Acquisition and Disposal of Assets by Public Companies: NA

28. Where the above assessed price is lower than the transaction price, the price assessed in accordance with the Article 17 of the same regulations: NA

29. Any other matters that need to be specified: None

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

Exhibit 99.3

United Microelectronics Corporation

June 4, 2021

This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of May 2021.

 

1)

Sales volume (NT$ Thousand)

Period

Items

2021

2020

Changes

%

May

Net sales

17,189,070

14,745,577

2,443,493

16.57%

Year-to-Date

Net sales

80,668,140

72,072,613

8,595,527

11.93%

 

2)

Funds lent to other parties (NT$ Thousand)

Balance as of period end

This Month

(actual amount provided)

Last Month

(actual amount provided)

Limit of lending

UMC (Note1)

4,690,300

4,739,600

         24,957,737

UMC (Note2)

500,000

500,000

         24,957,737

Note1: On December 16, 2020, the board of directors resolved to lend funds to USC(Xiamen) for the amount up to US$ 170 million. The actual amount lent to USC(Xiamen) as of May 31, 2021 was US$ 0 million.

Note2: On April 28, 2021, the board of directors resolved to lend funds to Wavetek for the amount up to NT$ 500 million. The actual amount lent to Wavetek as of May 31, 2021 was NT$ 0 million.

 

 

3)

Endorsements and guarantees (NT$ Thousand)

Balance as of period end

This Month

(actual amount provided)

Last Month

(actual amount provided)

Limit of lending

UMC

18,743,939

18,804,273

112,309,817

Note: On February 22, 2017, March 7, 2018, October 24, 2018, July 24,2019, December 18, 2019, July 29, 2020, October 29, 2020 and December 16, 2020, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to US$ 373 million and CNY¥ 1,969 million.

4)

Financial derivatives transactions :

aNot under hedging accounting: NT$ thousand

UMC

  Financial instruments

Option

Forwards

IRS

Put

Call

  Deposit Paid

0

0

0

0

  Royalty Income (Paid)

0

0

0

0

  Unwritten-off Trading

 

 

 

 

  Contracts

0

0

662,160

0

  Fair Value

0

0

7,175

0

  Net profit (loss) from Fair Value

0

0

7,116

0

  Written-off Trading

 

 

 

 

  Contracts

0

0

11,097,311

0

  Realized profit (loss)

0

0

(6,523)

0

 

 


 

 

Exhibit 99.4

United Microelectronics Corporation

For the month of May, 2021

 

This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;

1)

The trading of directors, executive officers and 10% shareholders

Title

Name

Number of shares as of April 30, 2021

Number of shares as of May 31, 2021

Changes

Senior Vice President

Senior Vice President

Associate Vice President

Associate Vice President

Associate Vice President

Oliver Chang

Chitung Liu

S F Tzou

Le Tien Jung

Bellona Chen

1,311,589

3,260,217

1,599,108

860,000

520,126

1,212,589

3,230,217

1,529,108

800,000

470,126

(99,000)

(30,000)

(70,000)

(60,000)

(50,000)

2)

The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders:

Title

Name

Number of shares as of April 30, 2021

Number of shares as of May 31, 2021

Changes

Vice President

M C Lai

2,426,000

2,126,000

(300,000)

 



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