Form 6-K NatWest Group plc For: Sep 30
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FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the
month of September 2022
Commission
File Number: 001-10306
NatWest
Group plc
RBS,
Gogarburn, PO Box 1000
Edinburgh
EH12 1HQ
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form
20-F X Form 40-F
___
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1):_________
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7):_________
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934.
Yes ___
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
________
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The
following information was issued as Company announcements in
London, England and is furnished pursuant to General Instruction B
to the General Instructions to Form 6-K:
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Exhibit
No. 1
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Director/PDMR
Shareholding dated 08 September 2022
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Exhibit
No. 2
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Barclays
Global Financial Services Conference dated 13 September
2022
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Exhibit
No. 3
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Bank of
America Annual Financials CEO Conference dated 20 September
2022
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Exhibit
No. 4
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TR-1:
Notification of Major Holdings dated 20 September 2022
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Exhibit
No. 5
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Changes
to our Board dated 23 September 2022
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Exhibit
No. 6
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Director/PDMR
Shareholding dated 26 September 2022
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Exhibit
No. 7
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Publication
of Suppl.Prospcts dated 26 September 2022
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Exhibit
No. 8
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Total
Voting Rights dated 30 September 2022
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Exhibit
No. 9
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Directorate
Change dated 30 September 2022
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Exhibit
No. 1
8 September 2022
NatWest Group plc
INITIAL NOTIFICATION OF TRANSACTION OF PERSON DISCHARGING
MANAGERIAL RESPONSIBILITY (PDMR) IN
ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE
REGULATION
NatWest Group plc (the Company) announces that on 7 September 2022,
a buy-out award over ordinary shares of £1 each in the Company
(Shares) (ISIN: GB00BM8PJY71)
vested to the PDMR set out below. The buy-out award had been
granted in
order to replace awards forfeited by the PDMR on leaving previous
employment.
The number of Shares withheld
to meet associated tax liabilities arising on vesting and
the number
of vested Shares retained by the PDMR is set out
below:-
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Name of PDMR
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Position of PDMR
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No. of Shares vested
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No. of Shares withheld to satisfy associated tax
liability
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No. of vested Shares retained
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Jen Tippin
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Chief People & Transformation Officer
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1,106
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535
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571
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The market price used to determine the number of Shares withheld to
meet associated
tax liabilities was
£2.536.
Vested Shares
retained after payment of associated tax liabilities will, where
applicable, be subject to retention periods which mirror the
retention periods applicable to the PDMR's original awards from
their previous employer.
The above transactions took place on the London Stock Exchange
(XLON).
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For further information contact:-
NatWest Group Investor Relations
Alexander Holcroft
Head of Investor Relations
+44(0)20 7672 1758
NatWest Group Media Relations
+44(0)131 523 4205
Exhibit
No. 2
NatWest Group plc - Barclays Global Financial Services
Conference
Katie Murray, Chief Financial Officer, will participate in a
fireside chat at the Barclays Global Financial Services Conference
on Tuesday 13th September
2022 at 8:15am EDT (1:15pm BST). A live webcast will be
available on our website https://investors.natwestgroup.com/
For further information:
Investor Relations
Alexander Holcroft
Head of Investor Relations
+44 (0) 20 7672 1758
LEI: 2138005O9XJIJN4JPN90
Exhibit
No. 3
NatWest Group plc - Bank of America Annual Financials CEO
Conference
Alison Rose, CEO, will participate in a fireside chat at the Bank
of America Annual Financials CEO Conference on Tuesday
20th September
2021 at 8:45am BST. A live and on-demand webcast will be
available on our website www.natwestgroup.com/ir
For further information:
Investor Relations
Alexander Holcroft
Head of Investor Relations
+44 (0) 20 7672 1758
LEI: 2138005O9XJIJN4JPN90
Exhibit
No. 4
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to
the FCA in Microsoft Word format if possible)i
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||||||
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1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
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NatWest Group plc
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|||||
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1b. Please indicate if the issuer is a non-UK
issuer (please mark with
an "X" if appropriate)
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||||||
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Non-UK issuer
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|||||
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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||||||
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An acquisition or disposal of voting rights
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x
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|||||
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An acquisition or disposal of financial instruments
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|||||
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An event changing the breakdown of voting rights
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|||||
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Other (please specify)iii:
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3. Details of person subject to the notification
obligationiv
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||||||
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Name
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The Commissioners of His Majesty's Treasury
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|||||
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City and country of registered office (if applicable)
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London, England
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4. Full name of shareholder(s) (if different from 3.)v
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||||||
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Name
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The Solicitor for the Affairs of His Majesty's
Treasury
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|||||
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City and country of registered office (if applicable)
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London, England
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|||||
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5. Date on which the threshold was crossed or
reachedvi:
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15 September 2022
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|||||
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6. Date on which issuer notified (DD/MM/YYYY):
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16 September 2022
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7. Total positions of person(s) subject to the notification
obligation
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||||||
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% of voting rights attached to shares (total of 8. A)
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% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights of issuervii
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||
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Resulting situation on the date on which threshold was crossed or
reached
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46.91%
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46.91%
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38,653,308,232
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Position of previous notification (if
applicable)
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47.99%
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47.99%
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8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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|||||||||||||
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Class/type ofshares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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|||||||||||
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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||||||||||
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Ordinary Shares of £1 each GB00B7T77214
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18,130,821,908
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46.91%
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SUBTOTAL 8. A
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18,130,821,908
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46.91%
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|||||||||||
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|||||||||||||
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
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|||||||||||||
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Type of financial instrument
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Expirationdatex
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Exercise/Conversion Periodxi
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Number of voting rights that may be acquired if the instrument
is
exercised/converted.
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% of voting rights
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|||||||||
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
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|||||||||||||
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Type of financial instrument
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Expirationdatex
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Exercise/Conversion Period xi
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Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
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||||||||
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SUBTOTAL 8.B.2
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||||||||
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|||||||||||||
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9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
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|||||||||||||
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Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
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||||||||||||
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Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
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x
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||||||||||||
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Namexv
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% of voting rights if it equals or is higher than the notifiable
threshold
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% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable
threshold
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||||||||||
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UK Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's
Treasury.
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|||||||||||||
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The Commissioners of His Majesty's Treasury
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46.91%
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46.91%
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||||||||||
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10. In case of proxy voting, please
identify:
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|||||||||||||
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Name of the proxy holder
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||||||||||||
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The number and % of voting rights held
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||||||||||||
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The date until which the voting rights will be held
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11. Additional informationxvi
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|||||||||||||
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The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's Treasury
(HMT).
The percentage of voting rights held by HMT in NatWest Group plc
(NWG), as shown on this form (46.91%), has been calculated
following the disposal by HMT of ordinary shares in NWG since its
last TR-1 notification on 11 August 2022, under HMT's trading plan
announced on 22 July 2021 and extended on 22 June
2022.
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|||||||||||||
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Place of completion
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London, England
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Date of completion
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16 September 2022
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Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit
No. 5
23 September 2022
NatWest Group plc
Changes to our Board
NatWest Group plc ("NWG") announces that after a tenure of 9 years
on the Board, Robert Gillespie has indicated his intention to step
down as a non-executive director with effect from the close of
business on 15 December 2022. To allow for an orderly
handover of responsibilities, Robert will first step down as Chair
of the Group Performance and Remuneration Committee and be
succeeded by Lena Wilson with effect from 24 September
2022.
Howard Davies, Chairman of NWG, said:
"I would like to thank Robert for his outstanding contribution to
the Board since joining as a non-executive director in 2013.
He has expertly chaired the Group Performance and Remuneration
Committee since 2018, successfully navigating a period of continued
change for the bank. We have benefitted greatly from his wisdom and
experience and he leaves with our best wishes for the
future.
I am delighted that Lena is assuming the role of Chair of the Group
Performance and Remuneration Committee. Lena has been a member of
the Committee since 2020 and, with her extensive experience, is
ideally placed to take the Committee's work forward."
For Further Information Contact:
NatWest Group Investor Relations:
Alexander Holcroft
Head of Investor Relations
+44 (0) 20 7672 1758
NatWest Group Media Relations:
+44 (0) 131 523 4205
LEI: 2138005O9XJIJN4JPN90
Exhibit
No. 6
26 September 2022
NatWest Group plc
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY (PDMRs) IN ACCORDANCE WITH ARTICLE 19
OF THE MARKET ABUSE REGULATION
NatWest Group plc (the Company) announces that the PDMRs set out
below have aquired ordinary shares of £1.0769 each in the
Company (Shares) (ISIN:GB00BM8PJY71). The Shares were
acquired through the reinvestment of the interim and special
dividends paid by the Company on 16 September on Shares which the
PDMRs had orginally acquired under Company's Employee Share
Ownership Plan:-
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PDMR
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Position of PDMR
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No. of Shares purchased
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Purchase price
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Date of transaction
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Oliver Holbourn
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CEO, RBSI
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9,712
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£2.6391
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22 September 2022
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David Lindberg
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CEO, Retail Banking
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19,729
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£2.6391
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22 September 2022
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The Company also announces that the PDMR set out below has sold
Shares on the date and at the price indicated:-
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PDMR
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Position of PDMR
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No. of Shares sold
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Sale price
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Date of transaction
|
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Jen Tippin
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Chief People & Transformation Officer
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194,333
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£2.5967
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22 September 2022
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The transaction took place on the London Stock Exchange
(XLON).
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For further information contact:-
NatWest Group Investor Relations
Alexander Holcroft
Head of Investor Relations
+44 20 7672 1758
NatWest Group Media Relations
+44(0)131 523 4205
Exhibit
No. 7
NatWest Group plc
Publication of Supplementary Prospectus
The following supplementary prospectus has been approved by the
Financial Conduct Authority and is available for
viewing:
Supplementary Prospectus to the NatWest Group plc
£40,000,000,000 Euro Medium Term Note Programme, dated 26
September 2022.
To view the full document, please paste the following URL into the
address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/7020A_1-2022-9-26.pdf
A copy of the above Supplementary Prospectus has been submitted to
the National Storage Mechanism and will shortly be available for
inspection at:
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Scott Forrest
Head of NatWest Treasury DCM
Tel: +44 (0) 7747 455 969
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Supplementary
Prospectus (and the Base Prospectus to which it relates) may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Base Prospectus) only and is
not intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Base Prospectus and the Supplementary Prospectus is not addressed.
Prior to relying on the information contained in the Base
Prospectus and the Supplementary Prospectus you must ascertain from
the Base Prospectus whether or not you are part of the intended
addressees of the information contained therein.
Your right to access this service is conditional upon complying
with the above requirement.
Legal Entity Identifier
|
NatWest Group plc
|
2138005O9XJIJN4JPN90
|
Exhibit No. 8
NatWest Group plc
Total Voting Rights and Capital
In conformity with the Disclosure Guidance and Transparency Rules,
NatWest Group plc ("NWG") hereby notifies the following in respect
of its issued share capital with voting rights as at 30 September
2022.
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
|
30 September 2022
|
|||
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Ordinary Shares of £1.0769* (excluding ordinary shares held in
treasury)
|
9,662,985,767
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4
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38,651,943,068
|
|
Ordinary Shares of £1.0769* held in treasury
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123,038,156
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4
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Voting rights not exercisable
|
|
11% Cumulative Preference Shares of £1
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240,686
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4
|
962,744
|
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5.5% Cumulative Preference Shares of £1
|
242,454
|
4
|
969,816
|
|
Total:
|
9,786,507,063
|
|
38,653,875,628
|
* Note: the
nominal value of Ordinary Shares without rounding is
£1.076923076923077 per share
Shareholders may use the above figure of 38,653,875,628 for their calculations to determine whether
they are required to notify their interest in, or a change to their
interest in NWG under the FCA's Disclosure Guidance and
Transparency Rules.
Legal Entity
Identifier: 2138005O9XJIJN4JPN90
30 September 2022
NatWest Group plc
Directorate Change
NatWest Group plc ('NWG') announces the appointment of Roisin
Donnelly as an independent non-executive director with effect from
1 October 2022.
Howard Davies, Chairman of NWG, said:
"I am delighted to welcome Roisin to the board. Roisin has an
impressive executive track record in customer experience, data and
digital transformation, together with significant board and
committee experience as a non-executive director. I am
confident Roisin will make an important and valuable contribution
to the board and look forward to working with her."
Roisin currently serves as a non-executive director of HomeServe
plc and Premier Foods plc and was a non-executive director of Just
Eat plc between 2016 and 2020. Roisin's biography is set out
below.
There are no further matters requiring disclosure under Listing
Rule 9.6.13.
-------------------------------------------------
Biography
Roisin Donnelly is currently a non-executive director of HomeServe
plc where she is a member of the Corporate Responsibility and
People Committees; and Premier Foods plc where she is a member of
the Remuneration and Audit Committees.
Roisin's previous non-executive directorships include Just Eat plc
where she led employee engagement and was a member of the Audit and
Remuneration Committees; Holland and Barrett Limited, where she
chaired the Nominations and Remuneration Committee; and Bourne
Leisure Limited.
Roisin spent over 30 years leading marketing and brand building at
Procter & Gamble in different UK and international roles.
Most recently Roisin served as Chief Marketing Officer for
Procter & Gamble Northern Europe from 2014-2016 and prior to
that served as Chief Marketing Officer for Procter & Gamble UK
and Ireland from 2002-2014.
Roisin holds an MA (Hons) from the University of Glasgow and
is an Honorary Fellow of the Marketing Society.
For Further Information Contact:
NatWest Group Investor Relations:
Alexander Holcroft
Head of Investor Relations
+44 (0) 20 7672 1758
NatWest Group Media Relations:
+44 (0) 131 523 4205
LEI: 2138005O9XJIJN4JPN90
Date: 30
September 2022
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NATWEST
GROUP plc (Registrant)
|
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By: /s/
Jan Cargill
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Name:
Jan Cargill
|
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Title:
Chief Governance Officer and Company Secretary
|
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