Form 6-K NOMURA HOLDINGS INC For: Jun 25
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of June 2021
NOMURA HOLDINGS, INC.
(Translation of registrants name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
|1.||Capitalization and Indebtedness as of March 31, 2021|
The registrant hereby incorporates Exhibits 1 to this report on Form 6-K by reference in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-229191) of the registrant, filed with the SEC on January 11, 2019.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|NOMURA HOLDINGS, INC.|
|Date: June 25, 2021||By:|
|Senior Managing Director|
The following table sets forth, on a U. S. GAAP basis, the consolidated capitalization and indebtedness of Nomura Holdings, Inc. (Nomura or NHI) as of March 31, 2021. There has been no material change in Nomuras capitalization and indebtedness since March 31, 2021.
|Millions of yen|
March 31, 2021
NHI shareholders equity:
Authorized6,000,000,000 shares as of March 31, 2021
Issued3,233,562,601 shares as of March 31, 2021
Outstanding3,063,155,434 shares as of March 31, 2021
Additional paid-in capital
Accumulated other comprehensive income (loss)
Total NHI shareholders equity before treasury stock
Common stock held in treasury, at cost170,407,167 shares as of March 31, 2021
Total NHI shareholders equity
Total capitalization and indebtedness
Nomura enters into various guarantee arrangements in the form of standby letters of credit and other guarantees with third parties. The amount of potential future payments under these guarantee contracts outstanding was ¥206,072 million as of March 31, 2021.
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