Form 6-K NOMURA HOLDINGS INC For: Jun 25

June 25, 2021 6:31 AM EDT

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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2021

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F                  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):                 

 

 

 


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Information furnished on this form:

EXHIBITS

 

Exhibit Number

1.    Capitalization and Indebtedness as of March 31, 2021

The registrant hereby incorporates Exhibits 1 to this report on Form 6-K by reference in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-229191) of the registrant, filed with the SEC on January 11, 2019.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: June 25, 2021     By:  

/s/ Yoshifumi Kishida

      Yoshifumi Kishida
      Senior Managing Director


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CAPITALIZATION AND INDEBTEDNESS

The following table sets forth, on a U. S. GAAP basis, the consolidated capitalization and indebtedness of Nomura Holdings, Inc. (“Nomura” or “NHI”) as of March 31, 2021. There has been no material change in Nomura’s capitalization and indebtedness since March 31, 2021.

 

     Millions of yen  
     As of
March 31, 2021
 

Short-term borrowings

   ¥ 1,368,098  

Long-term borrowings

     7,975,012  

NHI shareholders’ equity:

  

Common stock

  

Authorized—6,000,000,000 shares as of March 31, 2021

  

Issued—3,233,562,601 shares as of March 31, 2021

  

Outstanding—3,063,155,434 shares as of March 31, 2021

     594,493  

Additional paid-in capital

     696,122  

Retained earnings

     1,533,713  

Accumulated other comprehensive income (loss)

     (38,144
  

 

 

 

Total NHI shareholders’ equity before treasury stock

     2,786,184  

Common stock held in treasury, at cost—170,407,167 shares as of March 31, 2021

     (91,246
  

 

 

 

Total NHI shareholders’ equity

     2,694,938  

Noncontrolling interests

     61,513  
  

 

 

 

Total equity

     2,756,451  
  

 

 

 

Total capitalization and indebtedness

   ¥ 12,099,561  
  

 

 

 

 

Nomura enters into various guarantee arrangements in the form of standby letters of credit and other guarantees with third parties. The amount of potential future payments under these guarantee contracts outstanding was ¥206,072 million as of March 31, 2021.



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