Form 6-K HSBC HOLDINGS PLC For: May 04
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FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the
month of May
HSBC Holdings plc
42nd
Floor, 8 Canada Square, London E14 5HQ, England
(Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F).
Form
20-F X Form 40-F
(Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934).
Yes
No X
(If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
).
HSBC HOLDINGS PLC
4 May 2021
Notification of Transactions by Persons Discharging Managerial
Responsibilities ("PDMRs")
The following transactions of US$0.50 ordinary shares (the
"Shares") in HSBC Holdings plc (the "Company"), relating to the
interim dividend for 2020, took place on 29 April
2021:
1. Acquisitions as part of the reinvestment of the
interim dividend for 2020
The following transactions relate to additional Shares being added
to PDMRs' vested share plan interests through the automatic
reinvestment of the interim dividend for 2020. The
price per Share was £4.54962.
Other PDMRs
|
Name
|
Shares acquired
|
|
Nuno Matos
|
31
|
|
Stephen Moss
|
2,233
|
|
Barry O'Byrne
|
28
|
|
Michael Roberts
|
6,501
|
|
Peter Wong
|
42,141
|
2. Shares allocated in lieu of the interim dividend for
2020
The following transactions relate to additional Shares being
allocated to PDMRs' unvested share plan interests in lieu of the
interim dividend for 2020. The price per Share was
US$5.9276.
Directors
|
Name
|
Shares allocated
|
|
Noel Quinn
|
1,299
|
Other
PDMRs
|
Name
|
Shares allocated
|
|
Colin Bell
|
963
|
|
Georges Elhedery
|
380
|
|
Pam Kaur
|
990
|
|
Nuno Matos
|
308
|
|
Stephen Moss
|
360
|
|
Ian Stuart
|
843
|
|
Peter Wong
|
636
|
The following disclosures are made in accordance with the UK
version of the EU Market Abuse Regulation 596/2014.
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|
|||||||
|
Name of natural person
|
Noel Quinn
|
|
|||||
|
|
|
|
|||||
|
2 - Reason for the notification
|
|||||||
|
|
|||||||
|
Position/status
|
Group Chief Executive
|
||||||
|
|
|
||||||
|
Initial notification/amendment
|
Initial Notification
|
||||||
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|
|||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
|
||||||
|
4 - Details of the transaction(s)
|
|||||||
|
|
|||||||
|
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
|
Nature of Transaction:
Shares allocated in lieu of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
|
|
|
US$5.93
|
1,299
|
US$7,699.95
|
|
|||
|
Aggregated
|
US$5.928
|
1,299
|
US$7,699.95
|
|
|||
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||
|
|
|||||||||
|
Name of natural person
|
Colin Bell
|
|
|||||||
|
|
|
|
|||||||
|
2 - Reason for the notification
|
|||||||||
|
|
|||||||||
|
Position/status
|
Chief Executive, HSBC Bank plc and HSBC Europe
|
||||||||
|
|
|
||||||||
|
Initial notification/amendment
|
Initial Notification
|
||||||||
|
|
|
||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||||
|
|
|||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||||
|
|
|
||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||||
|
|
|
||||||||
|
4 - Details of the transaction(s)
|
|||||||||
|
|
|||||||||
|
Transaction(s) summary table
|
|||||||||
|
|
|
|
|
|
|
|
|||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|||
|
|
Nature of Transaction:
Shares allocated in lieu of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
|||
|
|
US$5.93
|
963
|
US$5,708.28
|
|
|||||
|
Aggregated
|
US$5.928
|
963
|
US$5,708.28
|
|
|||||
|
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
||||||||
|
Name of natural person
|
Georges Elhedery
|
|
||||||
|
|
|
|
||||||
|
2 - Reason for the notification
|
||||||||
|
|
||||||||
|
Position/status
|
Co-Chief Executive, Global Banking and Markets
|
|||||||
|
|
|
|||||||
|
Initial notification/amendment
|
Initial Notification
|
|||||||
|
|
|
|||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|||||||
|
|
|
|||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||
|
|
|
|||||||
|
4 - Details of the transaction(s)
|
||||||||
|
|
||||||||
|
Transaction(s) summary table
|
||||||||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
|
Nature of Transaction:
Shares allocated in lieu of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
||
|
|
US$5.93
|
380
|
US$2,252.49
|
|
||||
|
Aggregated
|
US$5.928
|
380
|
US$2,252.49
|
|
||||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|
|||||||
|
Name of natural person
|
Pam Kaur
|
|
|||||
|
|
|
|
|||||
|
2 - Reason for the notification
|
|||||||
|
|
|||||||
|
Position/status
|
Group Chief Risk Officer
|
||||||
|
|
|
||||||
|
Initial notification/amendment
|
Initial Notification
|
||||||
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|
|||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
|
||||||
|
4 - Details of the transaction(s)
|
|||||||
|
|
|||||||
|
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
|
Nature of Transaction:
Shares allocated in lieu of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
|
|
|
US$5.93
|
990
|
US$5,868.32
|
|
|||
|
Aggregated
|
US$5.928
|
990
|
US$5,868.32
|
|
|||
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|
|||||||
|
Name of natural person
|
Nuno Matos
|
|
|||||
|
|
|
|
|||||
|
2 - Reason for the notification
|
|||||||
|
|
|||||||
|
Position/status
|
Chief Executive, Wealth and Personal Banking
|
||||||
|
|
|
||||||
|
Initial notification/amendment
|
Initial Notification
|
||||||
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|
|||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
|
||||||
|
4 - Details of the transaction(s)
|
|||||||
|
|
|||||||
|
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
|
Nature of Transaction:
Shares allocated in lieu of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
|
|
|
US$5.93
|
308
|
US$1,825.70
|
|
|||
|
Aggregated
|
US$5.928
|
308
|
US$1,825.70
|
|
|||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
|
Acquisition as part of the reinvestment of the interim dividend for
2020
|
|
£4.55
|
31
|
£141.04
|
|
||
|
Aggregated
|
£4.55
|
31
|
£141.04
|
|
|||
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
||||||||
|
Name of natural person
|
Stephen Moss
|
|
||||||
|
|
|
|
||||||
|
2 - Reason for the notification
|
||||||||
|
|
||||||||
|
Position/status
|
Chief Executive, Middle East, North Africa and Turkey
|
|||||||
|
|
|
|||||||
|
Initial notification/amendment
|
Initial Notification
|
|||||||
|
|
|
|||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|||||||
|
|
|
|||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||
|
|
|
|||||||
|
4 - Details of the transaction(s)
|
||||||||
|
|
||||||||
|
Transaction(s) summary table
|
||||||||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
Shares allocated in lieu of the interim dividend for
2020
|
|
US$5.93
|
360
|
US$2,133.94
|
|
|||
|
Aggregated
|
US$5.928
|
360
|
US$2,133.94
|
|
||||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
£4.55
|
2,233
|
£10,159.30
|
|
|||
|
|
Aggregated
|
£4.55
|
2,233
|
£10,159.30
|
|
|||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
||||||||
|
Name of natural person
|
Barry O'Byrne
|
|
||||||
|
|
|
|
||||||
|
2 - Reason for the notification
|
||||||||
|
|
||||||||
|
Position/status
|
Chief Executive, Global Commercial Banking
|
|||||||
|
|
|
|||||||
|
Initial notification/amendment
|
Initial Notification
|
|||||||
|
|
|
|||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|||||||
|
|
|
|||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||
|
|
|
|||||||
|
4 - Details of the transaction(s)
|
||||||||
|
|
||||||||
|
Transaction(s) summary table
|
||||||||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
£4.55
|
28
|
£127.39
|
|
|||
|
|
Aggregated
|
£4.55
|
28
|
£127.39
|
|
|||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|
|||||||
|
Name of natural person
|
Michael Roberts
|
|
|||||
|
|
|
|
|||||
|
2 - Reason for the notification
|
|||||||
|
|
|||||||
|
Position/status
|
Chief Executive, US and Americas
|
||||||
|
|
|
||||||
|
Initial notification/amendment
|
Initial Notification
|
||||||
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|
|||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
|
||||||
|
4 - Details of the transaction(s)
|
|||||||
|
|
|||||||
|
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
|
Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£4.55
|
6,501
|
£29,577.08
|
|
|||
|
Aggregated
|
£4.55
|
6,501
|
£29,577.08
|
|
|||
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|
|||||||
|
Name of natural person
|
Ian Stuart
|
|
|||||
|
|
|
|
|||||
|
2 - Reason for the notification
|
|||||||
|
|
|||||||
|
Position/status
|
Chief Executive, HSBC UK Bank plc
|
||||||
|
|
|
||||||
|
Initial notification/amendment
|
Initial Notification
|
||||||
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|
|||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
|
||||||
|
4 - Details of the transaction(s)
|
|||||||
|
|
|||||||
|
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
|
Shares allocated in lieu of the interim dividend for
2020
|
|
US$5.93
|
843
|
US$4,996.97
|
|
||
|
Aggregated
|
US$5.928
|
843
|
US$4,996.97
|
|
|||
|
|
|
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|
|||||||
|
Name of natural person
|
Peter Wong
|
|
|||||
|
|
|
|
|||||
|
2 - Reason for the notification
|
|||||||
|
|
|||||||
|
Position/status
|
Deputy Chairman and Chief Executive, The Hongkong and Shanghai
Banking Corporation Limited
|
||||||
|
|
|
||||||
|
Initial notification/amendment
|
Initial Notification
|
||||||
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|
|||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
|
||||||
|
4 - Details of the transaction(s)
|
|||||||
|
|
|||||||
|
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
|
Shares allocated in lieu of the interim dividend for
2020
|
|
US$5.93
|
636
|
US$3,769.95
|
|
||
|
Aggregated
|
US$5.928
|
636
|
US$3,769.95
|
|
|||
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
|
2021-04-29
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
|
Nature of Transaction:
Acquisition as part of the reinvestment of the interim dividend for
2020
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£4.55
|
42,141
|
£191,725.54
|
|
|||
|
Aggregated
|
£4.55
|
42,141
|
£191,725.54
|
|
|||
|
|
|
|
|
|
|
|
|
For any queries related to this notification, please
contact:
Larissa Wilson
Shareholder Services
020 7991 0595
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
HSBC
Holdings plc
|
|
|
|
|
|
|
By:
|
|
|
Name:
Aileen Taylor
|
|
|
Title:
Group Company Secretary and Chief Governance Officer
|
|
|
|
|
|
Date:
04 May
2021
|
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