Form 6-K Biofrontera AG For: Jun 23

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June 23, 2021 2:04 PM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO

RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of June 2021

Commission File Number: 001-38396

BIOFRONTERA AG

(Registrant’s name / Translation of registrant’s name into English)

Hemmelrather Weg 201, D-51377 Leverkusen Germany

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F [X] Form:40-F [ ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): N/A

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): N/A

EXHIBITS

Exhibit Number

Description

99.1

Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	BIOFRONTERA AG

	By:	/s/ Hermann Lübbert
	Name:	Hermann Lübbert
	Title:	Chief Executive Officer

Date: June 23, 2021

Exhibit 99.1

Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

Release according to article 40 para. 1 WpHG

Leverkusen, Germany (pta/23.06.2021/19:30) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name:	Biofrontera AG
Legal Entity Identifier (LEI):	391200D6GFSVFGFQTL13
Street:	Hemmelrather Weg 201
Postal code:	51377
City:	Leverkusen, Germany

2. Reason for notification:

Voluntary group notification due to threshold contact of a subsidiary

3. Details of person subject to the notification obligation

Natural person (first name, surname): Wilhelm K. T. Zours

Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

- DELPHI Unternehmensberatung Aktiengesellschaft

- Deutsche Balaton Aktiengesellschaft

- SPARTA AG

- Deutsche Balaton Biotech AG

5. Date on which threshold was crossed or reached

17.06.2021

6. Total positions

	% of voting rights attached to shares (total of 7.a.)		% of voting rights through instruments (total of 7.b.1 + 7.b.2)		Total of both in % (7.a. + 7.b.)		Total number of voting rights pursuant to Sec. 41 WpHG
New		29.96		3.09		33.04		56,717,385
Previous notification (if applicable)		29.96		1.76		31.72

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN	Absolute direct (Sec. 33 WpHG)		Absolute indirect (Sec. 34 WpHG)		In % direct (Sec. 33 WpHG)		In % indirect (Sec. 34 WpHG)
DE0006046113		0		16,990,199		0.00		29.96
Total:				16,990,199				29.96

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument	Maturity / Expiration	Exercise or conversion period		Voting Rights Absolute		Voting Rights in %
					0		0.00
			Total:		0		0.00

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Maturity / Expiration

Exercise or conversion period

Cash or physical transaction

Voting Rights Absolute

Voting Rights in %

Convertible bond

28.12.2022

31.03.2021 to 16.12.2022

Both

1,750,000

3.09

Total:

1,750,000

3.09

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name	% of voting rights (if at least 3% or more)		% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft		27.02			27.02
- Strawtec Group AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft		27.02			27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft		27.02			30.10
- ABC Beteiligungen AG		27.02			27.02
- Heidelberger Beteiligungsholding AG		27.02			27.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft		27.02			27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft		27.02			30.10
- SPARTA AG		27.02			27.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft		27.02			27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft		27.02			30.10
- Deutsche Balaton Biotech AG		29.95			29.95
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft		27.02			27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft		27.02			30.10
- Altech Advanced Materials AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft		27.02			27.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft		27.02			30.10
- Ming Le Sports AG

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information

DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG, ABC Beteiligungen AG and Heidelberger Beteiligungsholding AG are parties to a voting agreement dated January 28, 2020.

Date

18.06.2021