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Form 6-K BROOKFIELD ASSET MANAGEM For: May 10

May 10, 2021 5:11 PM EDT
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of May 2021

Commission File Number: 033-97038

Brookfield Asset Management Inc.
(Translation of registrant's name into English)

Brookfield Place Suite 300 181 Bay Street, P.O. Box 762 Toronto, Ontario, Canada M5J 2T3
(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [   ]      Form 40-F [ X ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):       

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):       

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR. 


EXHIBIT INDEX

Exhibit Number Description
   
99.1 Brookfield Announces 4.54% Notes Redemption Price Information


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

      Brookfield Asset Management Inc.    
  (Registrant)
   
  
Date: May 10, 2021     /s/ JUSTIN B. BEBER    
  Justin Beber
  Head of Corporate Strategy and Chief Legal Officer
  

EXHIBIT 99.1

Brookfield Announces 4.54% Notes Redemption Price Information

All amounts in Canadian dollars unless otherwise stated.

BROOKFIELD NEWS, May 10, 2021 (GLOBE NEWSWIRE) -- Brookfield Asset Management Inc. (TSX: BAM.A; NYSE: BAM) announces the following redemption price of the notes described below (the “Notes”) (per $1,000 of principal amount) which are to be redeemed on May 13, 2021:

  • $600,000,000 principal amount 4.54% Notes due March 31, 2023 (CUSIP No. 11257ZAC3)
  • Redemption price: $1,067.08
  • Accrued and unpaid interest: $5.42
  • Total redemption price and accrued and unpaid interest: $1,072.50

$600 million principal amount of the Notes are to be redeemed. The redemption is more fully described in the Company’s news release of April 12, 2021. Additional terms and conditions are contained in the notice of redemption that was provided to the registered holder of the Notes (CDS Clearing and Depository Services Inc.) (“CDS”)).

Non-registered holders (banks, brokerage firms or other financial institutions) who maintain their interests in the Notes through CDS should contact their CDS customer service representatives with any questions about the redemption. Beneficial holders with any questions about the redemption should contact their respective brokerage firm or financial institution, which holds interests in the Notes on their behalf.

Brookfield Asset Management Inc. is a leading global alternative asset manager with over US$600 billion of assets under management across real estate, infrastructure, renewable power, private equity and credit. Brookfield owns and operates long-life assets and businesses, many of which form the backbone of the global economy. Utilizing its global reach, access to large-scale capital and operational expertise, Brookfield offers a range of alternative investment products to investors around the world—including public and private pension plans, endowments and foundations, sovereign wealth funds, financial institutions, insurance companies and private wealth investors. Brookfield Asset Management is listed on the New York and Toronto stock exchanges under the symbols BAM and BAM.A, respectively.

For more information, please contact:

Communications & Media:
Claire Holland
Tel: (416) 369-8236
Email: [email protected]
Investor Relations
Linda Northwood
Tel: (416) 359-8647
Email: [email protected]



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