Form 6-K BARCLAYS PLC For: Feb 03
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
February
01, 2023
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form
40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes
No x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
|
Exhibit
No. 1
|
Total
Voting Rights 03-January-2023
|
|
Exhibit
No. 2
|
Notice
of redemption and cancellation of Notes 05-January-2023
|
|
Exhibit
No. 3
|
Publication
of Final Terms 10-January-2023
|
|
Exhibit
No. 4
|
Directorate
Change 23-January-2023
|
|
Exhibit
No. 5
|
Block
listing Interim Review 30-January-2023
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
February 01, 2023
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
|
|
Exhibit
No. 1
3 January 2023
Barclays PLC
Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 31 December 2022, Barclays PLC's
issued share capital consists of 15,871,306,805 Ordinary shares
with voting rights.
There are no Ordinary shares held in Treasury.
The above figure 15,871,306,805 may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends
-
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris Manners
|
Jon Tracey
|
|
+44 (0)20 7773 2136
|
+44 (0)20 7116 4755
|
Exhibit
No. 2
5 January 2023
Barclays PLC
Notice of Redemption and Cancellation of Listing to the Holders
of
EUR 1,500,000,000 2.00 per cent. Fixed Rate Subordinated
Callable Notes due 2028 (the "Notes")
ISIN: XS1678970291
NOTICE IS HEREBY GIVEN by
Barclays PLC (the "Company")
that the Company will fully redeem all of the outstanding Notes on
7 February 2023 (the "Redemption
Date"), in
accordance with Condition 10(c) of the Notes. The outstanding Notes
will be redeemed on the Redemption Date at a price equal to 100 per
cent. of their principal amount plus accrued but unpaid interest
from, and including, 7 February 2022 to, but excluding, the
Redemption Date (the "Redemption
Price").
Payment of the Redemption Price will be made on 7 February 2023
through the Clearing Systems. Accordingly, the listing of the Notes
on the Official List of the FCA and the admission of the Notes
to trading on the Regulated Market of the London Stock Exchange plc
will be cancelled on, or shortly after, 7 February
2023.
Should any holder of the Notes have any queries in relation to this
notice of redemption please contact:
Barclays Debt Investor Relations
Barclays PLC
1 Churchill Place
London E14 5HP
United Kingdom
+44 20 7116 1000
Exhibit
No. 3
Publication of Final Terms
The following final terms (the "Final Terms") are available for viewing:
Final Terms in relation to Barclays PLC's issue of GBP
1,000,000,000 6.369 per cent. Fixed Rate Resetting Senior Callable
Notes due 31 January 2031, issued under the Barclays PLC
£60,000,000,000 Debt Issuance Programme.
Please read the disclaimer below "Disclaimer - Intended
Addressees" before attempting
to access this service, as your right to do so is conditional upon
complying with the requirements set out below.
To view the full document, please paste the following URL into the
address bar of your browser.
A copy of the Final Terms has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at:
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
before continuing: The
following applies to the Final Terms available by clicking on the
link above, and you are therefore advised to read this carefully
before reading, accessing or making any other use of the Final
Terms. In accessing the Final Terms, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The Final Terms referred to above must be read in conjunction with
the base prospectus dated 7 March 2022 (as supplemented by the
prospectus supplements dated 24 May 2022, 29 July 2022, 3 October
2022 and 27 October 2022) which together constitute a base
prospectus (the "Prospectus") for the purposes of Regulation (EU) 2017/1129,
as it forms part of domestic law of the United Kingdom by virtue of
the European Union (Withdrawal) Act 2018, as amended (the
"UK
Prospectus Regulation").
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "SECURITIES
ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART
IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A
VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE FINAL TERMS AND THE PROSPECTUS HAVE NOT
BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE
SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER
JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE
FINAL TERMS AND THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR
OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON
THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904
OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Final Terms and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Final Terms and/or the Prospectus) only and is
not intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Final Terms and/or the Prospectus is not
addressed. Prior to relying on the
information contained in the Final Terms and/or the Prospectus you
must ascertain from the Final Terms and the Prospectus whether or
not you are part of the intended addressees of the information
contained therein.
Confirmation of your Representation: In order to be eligible to view the Final Terms
or make an investment decision with respect to any Notes issued or
to be issued pursuant to the Final Terms, you must be a person
other than a U.S. person (within the meaning of Regulation S under
the Securities Act). By accessing the Final Terms, you shall be
deemed to have represented that you and any customers you represent
are not U.S. persons, and that you consent to delivery of the Final
Terms via electronic publication.
You are reminded that the Final Terms has been made available to
you on the basis that you are a person into whose possession the
Final Terms may be lawfully delivered in accordance with the laws
of the jurisdiction in which you are located and you may not, nor
are you authorised to, deliver the Final Terms to any other
person.
The Final Terms does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no
circumstances shall the Final Terms constitute an offer to
sell, or the solicitation of an offer to buy, nor shall there be
any sale of any Notes issued or to be issued pursuant to the
Final Terms, in any jurisdiction in which such offer,
solicitation or sale would be unlawful.
The Final Terms have been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Final Terms made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit
No. 4
23 January
2023
Barclays PLC
Barclays Board changes
Barclays PLC ("Barclays" or the "Group") announces the following
board and committee changes as part of the Board's longer term
succession planning:
|
●
|
Julia Wilson to be appointed Chair of Barclays' Audit
Committee.
|
|
●
|
Sir John Kingman to be appointed as a Non-Executive Director of
Barclays and as Chair of Barclays Bank UK PLC (Barclays
UK).
|
|
●
|
Marc Moses appointed as a Non-Executive Director of Barclays and
Barclays Bank PLC.
|
|
●
|
Mike Ashley and Crawford Gillies to retire as Non-Executive
Directors at the end of their tenure on the Barclays
Board.
|
Mike Ashley and Crawford Gillies will each have completed nine
years as Non-Executive Directors of Barclays by the time of the
Barclays Annual General Meeting in May 2023. Mike will be retiring
from Barclays at the conclusion of the AGM, and Crawford will be
retiring shortly thereafter on 31 May 2023. Having joined the Board
in 2013 and 2014 respectively, Mike and Crawford have supported
Barclays through a period of significant change, both for the Group
and for the industry, in the post financial crisis period and the
Board would like to thank them for the significant contribution
they have made to Barclays during their tenure.
Julia Wilson will succeed Mike as Chair of the Audit Committees of
Barclays and Barclays Bank PLC with effect from 1 April 2023,
subject to regulatory approval. Julia joined the Audit Committee of
Barclays on her appointment to the Board in April 2021. Her time as
a member of the Committee, together with her experience as former
Group Finance Director at 3i Group plc and Chair of the Audit
Committee of Legal & General Group plc (L&G) ideally place
her to take up this important role. Julia will also join the Board
of Barclays Bank PLC with effect from 1 April 2023.
Sir John Kingman has agreed to join the board of Barclays as a
Non-Executive Director with effect from 1 June 2023. He will
succeed Crawford Gillies as Chair of Barclays UK, the Group's
ring-fenced bank, upon taking up his appointment, subject to
regulatory approval. Sir John has a deep background in financial
services, gained from his executive and non-executive career, and
will bring the skills and experience required to make a material
contribution to the Barclays Board, and to the Board of Barclays
UK. His experience spans the public and private sector with his
former roles including senior positions at HM Treasury, as the
first Chief Executive of UK Financial Investments Ltd (UKFI), and
as Global Co-Head of the Financial Institutions Group at
Rothschild. Sir John is currently Chair of L&G. He stepped down
as Chair of Tesco Bank on 22 January 2023.
In order to further reinforce the recent and relevant financial
expertise on the Board, Marc Moses has agreed to join the Boards of
Barclays and Barclays Bank PLC as a Non-Executive Director with
effect from 23 January 2023. Marc will join the Audit and Risk
Committees of Barclays and Barclays Bank PLC as an additional
member on taking up his appointment. Marc brings a strong technical
finance background with a deep knowledge of banking and financial
services. His financial services experience extends to over 43
years in the industry, initially as a trader and then in senior
executive roles as an Audit Partner at PwC, and Chief Financial
Officer of JPMorgan Europe. He joined HSBC in 2005, and prior to
retiring in 2019, was the Group Chief Risk officer and an Executive
Director of HSBC Holdings plc.
There is no additional information required to be disclosed in
relation to Sir John Kingman or Marc Moses pursuant to paragraph
LR9.6.13R of the Listing Rules of the Financial Conduct
Authority.
- ENDS -
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris Manners
|
Jonathan Tracey
|
|
+44 (0)20 7773 2136
|
+44 (0)20 7116 4755
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group. For
further information about Barclays, please visit our
website home.barclays.
Exhibit
No. 5
BLOCK LISTING SIX MONTHLY RETURN
Date:
30 January 2023
|
Name of applicant
: |
BARCLAYS
PLC
|
|||
|
Period of return:
|
From 1
July 2022 - 31 December 2022
|
|||
|
Name of scheme:
|
SAYE
Share Option Scheme
|
Barclays
Group Share Incentive Plan and Barclays Global Sharepurchase
Plan
|
Barclays
Group Share Value Plan
|
Barclays
Long Term Incentive Plan
|
|
Class of unallotted securities
|
Ordinary
shares of 0.25p each
|
Ordinary
shares of 0.25p each
|
Ordinary
shares of 0.25p each
|
Ordinary
shares of 0.25p each
|
|
Balance of unallotted securities under scheme(s) from previous
return:
|
44,034,446
|
37,571,534
|
8,776,355
|
20,676,400
|
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
0
|
0
|
0
|
|
Less:
Number of
securities
issued/allotted
under scheme(s) during period (see LR3.5.7G):
|
17,214,180
|
10,904,338
|
0
|
0
|
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
26,820,266
|
26,667,196
|
8,776,355
|
20,676,400
|
|
Name of contact:
|
Garth
Wright
|
|||
|
Telephone number of contact:
|
020
7116 3170
|
|||
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