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Form 5 EASTERN CO For: Dec 31 Filed by: Vlak August M.

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January 30, 2023 3:48 PM EST
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Expires: January 31, 2014
Estimated average burden
hours per response: 1.0
  
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
 Form 3 Holdings Reported.
  
 Form 4 Transactions Reported.
1. Name and Address of Reporting Person *
Vlak August M.
(Last) (First) (Middle)
3 ENTERPRISE DRIVE
SUITE 408
(Street)
SHELTON CT 06484
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTERN CO [ EML ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Class A Common Stock (1) 01/19/2022   L 44 A $ 26.53 23,531 D  
Class A Common Stock (1) 02/09/2022   L 36 A $ 25.76 23,567 D  
Class A Common Stock (1) 03/07/2022   L 38 A $ 24.47 23,605 D  
Class A Common Stock (2) 03/15/2022   P 27 A $ 24.38 23,632 D  
Class A Common Stock (2) 03/15/2022   P 72 A $ 24.08 23,704 D  
Class A Common Stock (1) 04/20/2022   L 49 A $ 23.4 23,753 D  
Class A Common Stock (1) 05/06/2022   L 39 A $ 23.41 23,792 D  
Class A Common Stock (1) 06/07/2022   L 43 A $ 21.49 23,835 D  
Class A Common Stock (2) 06/15/2022   P 33 A $ 20.69 23,867 D  
Class A Common Stock (2) 06/15/2022   P 87 A $ 20.04 23,954 D  
Class A Common Stock (1) 07/12/2022   L 55 A $ 21.08 24,009 D  
Class A Common Stock (1) 08/05/2022   L 43 A $ 21.49 24,052 D  
Class A Common Stock (1) 09/13/2022   L 48 A $ 19.39 24,100 D  
Class A Common Stock (2) 09/15/2022   P 36 A $ 19.16 24,136 D  
Class A Common Stock (2) 09/15/2022   P 93 A $ 18.9 24,229 D  
Class A Common Stock (2) 12/15/2022   P 33 A $ 21.22 24,262 D  
Class A Common Stock (2) 12/15/2022   P 84 A $ 21.16 24,346 D  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights (3) $ 26.3 03/02/2022   A 12,000   03/02/2022 02/25/2024 Common Stock 12,000 $ 0 32,000 D  
Stock Award (4) $ 0 03/15/2022   A 3,978   03/01/2025 03/01/2025 Common Stock 3,978 $ 0 35,978 D  
Explanation of Responses:
1. Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.
2. Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
3. The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.
4. The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date.
/s/August M. Vlak 01/30/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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