Close

Form 485BXT RBB Fund Trust

December 8, 2022 2:09 PM EST

Get instant alerts when news breaks on your stocks. Claim your 1-week free trial to StreetInsider Premium here.


Filed with the Securities and Exchange Commission on December 8, 2022

1933 Act Registration File No. 333-200168
1940 Act Registration File No. 811-23011

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM N-1A
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[
X
]
Pre-Effective Amendment No.
   
[
 
]
Post-Effective Amendment No.
27
 
[
X
]
 
and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
[
X
]
Amendment No.
30
 
[
X
]
 
(Check appropriate box or boxes.)

THE RBB FUND TRUST
(Exact Name of Registrant as Specified in Charter)
 
615 East Michigan Street
Milwaukee, Wisconsin 53202

(Address of Principal Executive Offices, including Zip Code)
 
Registrant’s Telephone Number, including Area Code:  (609) 731-6256
Copies to:
 
STEVEN PLUMP
 
JILLIAN L. BOSMANN, ESQUIRE
The RBB Fund Trust
 
Faegre Drinker Biddle & Reath LLP
615 East Michigan Street
 
One Logan Square, Suite 2000
Milwaukee, Wisconsin 53202
 
Philadelphia, Pennsylvania 19103-6996

It is proposed that this filing will become effective (check appropriate box)

[
 
]
immediately upon filing pursuant to paragraph (b)
[
X
]
on December 15, 2022 pursuant to paragraph (b)
[
 
]
60 days after filing pursuant to paragraph (a)(1)
[
 
]
on (date) pursuant to paragraph (a)(1)
[
 
]
75 days after filing pursuant to paragraph (a)(2)
[
 
]
on (date) pursuant to paragraph (a)(2) of Rule 485.
 
If appropriate, check the following box:

[
X
]
This post-effective amendment designates a new effective date for a previously filed post-effective amendment.



EXPLANATORY NOTE

Designation of New Effective Date for Previously Filed Post-Effective Amendment

Post-Effective Amendment No. 16 (the “Amendment”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933, as amended (the “1933 Act”), on August 16, 2022 and pursuant to Rule 485(a)(2) would have become effective on October 30, 2022.

Post-Effective Amendment No. 20 was filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act on October 28, 2022 for the sole purpose of extending the date upon which the Amendment was to become effective to November 10, 2022.

Post-Effective Amendment No. 21 was filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act on November 9, 2022 for the sole purpose of extending the date upon which the Amendment was to become effective to November 17, 2022.

Post-Effective Amendment No. 22 was filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act on November 16, 2022 for the sole purpose of extending the date upon which the Amendment was to become effective to November 23, 2022.

Post-Effective Amendment No. 23 was filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act on November 22, 2022 for the sole purpose of extending the date upon which the Amendment was to become effective to November 30, 2022.

Post-Effective Amendment No. 25 was filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act on November 29, 2022 for the sole purpose of extending the date upon which the Amendment was to become effective to December 6, 2022.

Post-Effective Amendment No. 26 was filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act on December 5, 2022 for the sole purpose of extending the date upon which the Amendment was to become effective to December 9, 2022.

This Post-Effective Amendment No. 27 is being filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act for the sole purpose of designating December 15, 2022 as the new date upon which the Amendment shall become effective.




SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Short Hills, and State of New Jersey on December 8, 2022.

 
THE RBB FUND TRUST

By: /s/ Steven Plump              
Steven Plump
President

Pursuant to the requirements of the 1933 Act, this Amendment to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
 
SIGNATURE
 
TITLE
 
DATE
 
 
 
 
 
/s/ Steven Plump
 
President (Principal Executive Officer)
 
December 8, 2022
Steven Plump
 
 
 
 
 
 
 
 
/s/ James G. Shaw
 
Chief Financial Officer (Principal
 
December 8, 2022
James G. Shaw
 
Financial and Accounting Officer) and Secretary
 
 
 
 
 
 
 
*Julian A. Brodsky
 
Trustee
 
December 8, 2022
Julian A. Brodsky
 
 
 
 
 
 
 
 
 
*Gregory P. Chandler
 
Trustee
 
December 8, 2022
Gregory P. Chandler
 
 
 
 
 
 
 
 
 
*Lisa A. Dolly
 
Trustee
 
December 8, 2022
Lisa A. Dolly
 
 
 
 
 
 
 
 
 
*Nicholas A. Giordano
 
Trustee
 
December 8, 2022
Nicholas A. Giordano
 
 
 
 
 
 
 
 
 
*Arnold M. Reichman
 
Trustee
 
December 8, 2022
Arnold M. Reichman
 
 
 
 
 
 
 
 
 
*Robert Sablowsky
 
Trustee
 
December 8, 2022
Robert Sablowsky
 
 
 
 
 
 
 
 
 
*Brian T. Shea
 
Trustee
 
December 8, 2022
Brian T. Shea
 
 
 
 
 
 
 
 
 
*Robert Straniere
 
Trustee
 
December 8, 2022
Robert Straniere
 
 
 
 
 
*By:
/s/ James G. Shaw
 
James G. Shaw
 
Attorney-in-Fact
 


 
THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Julian A. Brodsky, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Julian A. Brodsky
 
 
 
 
 
Julian A. Brodsky
 
 


THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Gregory P. Chandler, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Gregory P. Chandler
 
 
 
 
 
Gregory P. Chandler
 
 


THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Lisa A. Dolly, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, her true and lawful attorneys, to execute in her name, place, and stead, in her capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in her name and on her behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as she might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Lisa A. Dolly
 
 
 
 
 
Lisa A. Dolly
 
 


THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Nicholas A. Giordano, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Nicholas A. Giordano
 
 
 
 
 
Nicholas A. Giordano
 
 



THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Arnold M. Reichman, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Arnold M. Reichman
 
 
 
 
 
Arnold M. Reichman
 
 


THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Robert Sablowsky, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Robert Sablowsky
 
 
 
 
 
Robert Sablowsky
 
 


THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Brian T. Shea, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Brian T. Shea
 
 
 
 
 
Brian T. Shea
 



THE RBB FUND, INC.
(the “Company”)
 
THE RBB FUND TRUST
(the “Trust”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Robert A. Straniere, hereby constitutes and appoints Steven Plump, Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 
DATED:
September 8, 2022
 
 
 
 
 
/s/ Robert Straniere
 
 
 
 
 
Robert Straniere
 
 




Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings