Form 485BXT Hartford Funds Exchange-
As filed with the Securities and Exchange
Commission on October 27, 2021
File Nos. 333-215165/811-23222
File Nos. 333-215165/811-23222
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
☒
Pre-Effective Amendment No.
☐
Post-Effective Amendment No. 36
☒
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
☒
Amendment No. 38
☒
HARTFORD FUNDS
EXCHANGE-TRADED TRUST
(Exact Name of Registrant as Specified in Charter)
690 Lee Road
Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code: (610) 386-4068
Thomas R. Phillips, Esquire
Hartford Funds Management Company, LLC
690 Lee Road
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)
(Name and Address of Agent for Service)
Copy to:
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605
It is proposed that this filing will become effective (check appropriate box):
☐ immediately upon filing pursuant to paragraph (b) of Rule 485
☒ on November 3, 2021 pursuant to paragraph (b) of Rule 485
☐ 60 days after filing pursuant to paragraph (a)(1) of Rule 485
☐ on (Date) pursuant to paragraph (a)(1) of Rule 485
☐ 75 days after filing pursuant to paragraph (a)(2) of Rule 485
☐ on (Date) pursuant to paragraph (a)(2) of Rule 485
If appropriate, check the following box:
☒ This post-effective amendment designates a new effective date for a previously filed
post-effective amendment.
EXPLANATORY NOTE
This Post-Effective Amendment No. 36 to the Registration Statement of Hartford
Funds Exchange-Traded Trust (the “Registrant”) on Form N-1A incorporates by reference the
Registrant’s Prospectus (Part A), Statement of Additional Information (Part B), and Other Information (Part C) relating to Hartford Large Cap Growth
ETF contained in Post-Effective Amendment No. 31, which was filed with the U.S. Securities and Exchange Commission on July 16, 2021. This Post-Effective Amendment is filed to extend the effective date of Post-Effective Amendment No. 31 to November 3, 2021.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment
Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective
Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of Wayne, and Commonwealth of Pennsylvania, on the 27th day of October 2021.
HARTFORD FUNDS EXCHANGE-TRADED TRUST | |
By: |
/s/ James E. Davey* |
|
James E. Davey
President |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective
Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Signature |
Title |
Date |
/s/ James E. Davey* James E. Davey |
Trustee, President and Chief Executive Officer |
October 27, 2021 |
/s/
David A. Naab* David A. Naab |
Treasurer
(Principal Financial Officer and Principal
Accounting Officer) |
October 27, 2021 |
/s/ Lynn S. Birdsong* Lynn S. Birdsong |
Chairman of the Board and Trustee |
October 27, 2021 |
/s/
Hilary E. Ackermann* Hilary E. Ackermann |
Trustee |
October 27, 2021 |
/s/ Robin C. Beery* Robin C. Beery |
Trustee |
October 27, 2021 |
/s/
Derrick D. Cephas* Derrick D. Cephas |
Trustee |
October 27, 2021 |
/s/ Christine R. Detrick* Christine R. Detrick |
Trustee |
October 27, 2021 |
/s/
Andrew A. Johnson, Jr.* Andrew A. Johnson, Jr. |
Trustee |
October 27, 2021 |
/s/ Paul L. Rosenberg* Paul L. Rosenberg |
Trustee |
October 27, 2021 |
/s/
Lemma W. Senbet* Lemma W. Senbet |
Trustee |
October 27, 2021 |
/s/ David Sung* David Sung |
Trustee |
October 27, 2021 |
*By:/s/ Thomas R. Phillips Thomas R. Phillips, Attorney-in-fact * Pursuant to Power of Attorney (filed on September 8, 2021) |
|
October 27, 2021 |
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