Form 485BPOS Innovator ETFs Trust

Exhibit (d)(2)

 

Schedule A

 

(As of September 23, 2021)

 

Funds

 

Series

Annual Rate of Average Daily Net Assets

Initial Board Approval Date

Shareholder Approval Date

Initial Effective Date

Termination Date

 

Innovator IBD® ETF Leaders ETF		0.60%		8/31/2017		12/12/2017		12/13/2017		8/1/2022
Innovator U.S. Equity Buffer ETF – July		0.79%		8/31/2017		7/12/2018		8/1/2018		8/1/2022
Innovator U.S. Equity Power Buffer ETF – July		0.79%		8/31/2017		7/12/2018		8/1/2018		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – July		0.79%		8/31/2017		7/12/2018		8/1/2018		8/1/2022
Innovator Loup Frontier Tech ETF		0.70%		6/20/2018		7/19/2018		7/20/2018		8/1/2022
Innovator IBD® Breakout Opportunities ETF		0.80%		6/20/2018		9/7/2018		9/11/2018		8/1/2022
Innovator U.S. Equity Buffer ETF – October		0.79%		9/19/2018		9/24/2018		9/26/2018		8/1/2022
Innovator U.S. Equity Power Buffer ETF – October		0.79%		9/19/2018		9/24/2018		9/26/2018		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – October		0.79%		9/19/2018		9/24/2018		9/26/2018		8/1/2022
Innovator U.S. Equity Buffer ETF – January		0.79%		12/17/2018		12/21/2018		12/26/2018		8/1/2022
Innovator U.S. Equity Power Buffer ETF – January		0.79%		12/17/2018		12/21/2018		12/26/2018		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – January		0.79%		12/17/2018		12/21/2018		12/26/2018		8/1/2022

 

 

Series

Annual Rate of Average Daily Net Assets

Initial Board Approval Date

Shareholder Approval Date

Initial Effective Date

Termination Date

 

Innovator U.S. Equity Buffer ETF – April		0.79%		3/21/2019		3/25/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF – April		0.79%		3/21/2019		3/25/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – April		0.79%		3/21/2019		3/25/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – June		0.79%		3/21/2019		5/28/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF – June		0.79%		3/21/2019		5/28/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – June		0.79%		3/21/2019		5/28/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – August		0.79%		3/21/2019		7/25/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF – August		0.79%		3/21/2019		7/25/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – August		0.79%		3/21/2019		7/25/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – September		0.79%		3/21/2019		8/27/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF –September		0.79%		3/21/2019		8/27/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – September		0.79%		3/21/2019		8/27/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – November		0.79%		3/21/2019		10/28/2019		3/27/2019		8/1/2022

 

 

Series

Annual Rate of Average Daily Net Assets

Initial Board Approval Date

Shareholder Approval Date

Initial Effective Date

Termination Date

 

Innovator U.S. Equity Power Buffer ETF – November		0.79%		3/21/2019		10/28/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – November		0.79%		3/21/2019		10/28/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – December		0.79%		3/21/2019		11/27/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF – December		0.79%		3/21/2019		11/27/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – December		0.79%		3/21/2019		11/27/2019		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – February		0.79%		3/21/2019		1/27/2020		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF – February		0.79%		3/21/2019		1/27/2020		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – February		0.79%		3/21/2019		1/27/2020		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – March		0.79%		3/21/2019		2/21/2020		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF – March		0.79%		3/21/2019		2/21/2020		3/27/2019		8/1/2022
Innovator U.S. Equity Ultra Buffer ETF – March		0.79%		3/21/2019		2/21/2020		3/27/2019		8/1/2022
Innovator U.S. Equity Buffer ETF – May		0.79%		3/21/2019		4/24/2020		3/27/2019		8/1/2022
Innovator U.S. Equity Power Buffer ETF – May		0.79%		3/21/2019		4/24/2020		3/27/2019		8/1/2022

 

 

Series

Annual Rate of Average Daily Net Assets

Initial Board Approval Date

Shareholder Approval Date

Initial Effective Date

Termination Date

 

Innovator U.S. Equity Ultra Buffer ETF – May		0.79%		3/21/2019		4/24/2020		3/27/2019		8/1/2022
Innovator Emerging Markets Power Buffer ETF – January		0.89%		3/21/2019		12/30/2019		3/27/2019		8/1/2022
Innovator Emerging Markets Power Buffer ETF – April		0.89%		3/21/2019		3/30/2021		3/27/2019		8/1/2022
Innovator Emerging Markets Power Buffer ETF – July		0.89%		3/21/2019		6/24/2019		3/27/2019		8/1/2022
Innovator Emerging Markets Power Buffer ETF – October		0.89%		3/21/2019		9/23/2021		3/27/2019		8/1/2022
Innovator International Developed Power Buffer ETF – January		0.85%		3/21/2019		12/30/2019		3/27/2019		8/1/2022
Innovator International Developed Power Buffer ETF – April		0.85%		3/21/2019		3/30/2021		3/27/2019		8/1/2022
Innovator International Developed Power Buffer ETF – July		0.85%		3/21/2019		6/24/2019		3/27/2019		8/1/2022
Innovator International Developed Power Buffer ETF – October		0.85%		3/21/2019		9/23/2021		3/27/2019		8/1/2022
Innovator U.S. Small Cap Power Buffer ETF – January		0.79%		9/23/2019		12/30/2019		9/27/2019		8/1/2022
Innovator U.S. Small Cap Power Buffer ETF – April		0.79%		9/23/2019		3/27/2020		9/27/2019		8/1/2022
Innovator U.S. Small Cap Power Buffer ETF – July		0.79%		9/23/2019		6/29/2020		9/27/2019		8/1/2022

 

 

Series

Annual Rate of Average Daily Net Assets

Initial Board Approval Date

Shareholder Approval Date

Initial Effective Date

Termination Date

 

Innovator U.S. Small Cap Power Buffer ETF – October		0.79%		9/23/2019		9/24/2019		9/27/2019		8/1/2022
Innovator Growth-100 Power Buffer ETF – January		0.79%		9/23/2019		12/30/2019		9/27/2019		8/1/2022
Innovator Growth-100 Power Buffer ETF – April		0.79%		9/23/2019		3/27/2020		9/27/2019		8/1/2022
Innovator Growth-100 Power Buffer ETF – July		0.79%		9/23/2019		6/29/2020		9/27/2019		8/1/2022
Innovator Growth-100 Power Buffer ETF – October		0.79%		9/23/2019		9/24/2019		9/27/2019		8/1/2022
Innovator 20+ Year Treasury Bond Floor 5 ETF – July		0.79%		6/11/2020		8/12/2020		8/17/2020		8/1/2022
Innovator 20+ Year Treasury Bond Buffer 9 ETF – July		0.79%		6/11/2020		8/12/2020		8/17/2020		8/1/2022
Innovator Double Stacker 9 Buffer ETF – October		0.79%		6/11/2020		9/29/2020		8/29/2020		8/1/2022
Innovator Double Stacker ETF – October		0.79%		6/11/2020		9/29/2020		8/29/2020		8/1/2022
Innovator Triple Stacker ETF – October		0.79%		6/11/2020		9/29/2020		8/29/2020		8/1/2022
Innovator Double Stacker 9 Buffer ETF – January		0.79%		6/11/2020		12/30/2020		12/30/2020		8/1/2022
Innovator Double Stacker ETF – January		0.79%		6/11/2020		12/30/2020		12/30/2020		8/1/2022
Innovator Triple Stacker ETF – January		0.79%		6/11/2020		12/30/2020		12/30/2020		8/1/2022

 

 

Series

Annual Rate of Average Daily Net Assets

Initial Board Approval Date

Shareholder Approval Date

Initial Effective Date

Termination Date

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April		0.79%		12/16/2020		3/25/2021		3/26/2021		1/1/2023
Innovator U.S. Equity Accelerated ETF – April		0.79%		12/16/2020		3/25/2021		3/26/2021		1/1/2023
Innovator U.S. Equity Accelerated ETF – Quarterly		0.79%		12/16/2020		3/25/2021		3/30/2021		1/1/2023
Innovator Growth Accelerated ETF – Quarterly		0.79%		12/16/2020		3/25/2021		3/31/2021		1/1/2023
Innovator U.S. Equity Accelerated Plus ETF – April		0.79%		12/16/2020		3/31/2021		3/31/2021		1/1/2023
Innovator Growth Accelerated Plus ETF – April		0.79%		12/16/2020		3/31/2021		3/31/2021		1/1/2023
Innovator U.S. Equity Accelerated 9 Buffer ETF – July		0.79%		12/16/2020		6/29/2021		6/29/2021		1/1/2023
Innovator U.S. Equity Accelerated ETF – July		0.79%		12/16/2020		6/29/2021		6/29/2021		1/1/2023
Innovator U.S. Equity Accelerated Plus ETF – July		0.79%		12/16/2020		6/29/2021		6/29/2021		1/1/2023
Innovator Growth Accelerated Plus ETF – July		0.79%		12/16/2020		6/29/2021		6/29/2021		1/1/2023
Innovator U.S. Equity Accelerated 9 Buffer ETF – October		0.79%		12/16/2020		9/23/2021		9/29/2021		1/1/2023
Innovator U.S. Equity Accelerated ETF – October		0.79%		12/16/2020		9/23/2021		9/29/2021		1/1/2023

 

 

Series

Annual Rate of Average Daily Net Assets

Initial Board Approval Date

Shareholder Approval Date

Initial Effective Date

Termination Date

 

Innovator U.S. Equity Accelerated Plus ETF – October		0.79%		12/16/2020		9/23/2021		9/29/2021		1/1/2023
Innovator Growth Accelerated Plus ETF – October		0.79%		12/16/2020		9/23/2021		9/29/2021		1/1/2023
Innovator Defined Wealth Shield ETF		0.69%		6/16/2021		6/29/2021		6/29/2021		8/1/2023
Innovator Laddered Fund of U.S. Equity Power Buffer ETFs		0.20%		6/16/2021						8/1/2023
Innovator S&P Investment Grade Preferred ETF		0.47%		6/16/2021						8/1/2023

 

Exhibit (d)(4)

 

Schedule A

 

List of Funds

 

●

Innovator U.S. Equity Buffer ETF – January

●

Innovator U.S. Equity Buffer ETF – February

●

Innovator U.S. Equity Buffer ETF – March

●

Innovator U.S. Equity Buffer ETF – April

●

Innovator U.S. Equity Buffer ETF – May

●

Innovator U.S. Equity Buffer ETF – June

●

Innovator U.S. Equity Buffer ETF – July

●

Innovator U.S. Equity Buffer ETF – August

●

Innovator U.S. Equity Buffer ETF – September

●

Innovator U.S. Equity Buffer ETF – October

●

Innovator U.S. Equity Buffer ETF – November

●

Innovator U.S. Equity Buffer ETF – December

●

Innovator U.S. Equity Power Buffer ETF – January

●

Innovator U.S. Equity Power Buffer ETF – February

●

Innovator U.S. Equity Power Buffer ETF – March

●

Innovator U.S. Equity Power Buffer ETF – April

●

Innovator U.S. Equity Power Buffer ETF – May

●

Innovator U.S. Equity Power Buffer ETF – June

●

Innovator U.S. Equity Power Buffer ETF – July

●

Innovator U.S. Equity Power Buffer ETF – August

●

Innovator U.S. Equity Power Buffer ETF – September

●

Innovator U.S. Equity Power Buffer ETF – October

●

Innovator U.S. Equity Power Buffer ETF – November

●

Innovator U.S. Equity Power Buffer ETF – December

●

Innovator U.S. Equity Ultra Buffer ETF – January

●

Innovator U.S. Equity Ultra Buffer ETF – February

●

Innovator U.S. Equity Ultra Buffer ETF – March

●

Innovator U.S. Equity Ultra Buffer ETF – April

●

Innovator U.S. Equity Ultra Buffer ETF – May

●

Innovator U.S. Equity Ultra Buffer ETF – June

●

Innovator U.S. Equity Ultra Buffer ETF – July

●

Innovator U.S. Equity Ultra Buffer ETF – August

●

Innovator U.S. Equity Ultra Buffer ETF – September

●

Innovator U.S. Equity Ultra Buffer ETF – October

●

Innovator U.S. Equity Ultra Buffer ETF – November

●

Innovator U.S. Equity Ultra Buffer ETF – December

●

Innovator International Developed Power Buffer ETF – January

●

Innovator International Developed Power Buffer ETF – April

●

Innovator International Developed Power Buffer ETF – July

●

Innovator International Developed Power Buffer ETF – October

 

 

●

Innovator Emerging Markets Power Buffer ETF – January

●

Innovator Emerging Markets Power Buffer ETF – April

●

Innovator Emerging Markets Power Buffer ETF – July

●

Innovator Emerging Markets Power Buffer ETF – October

●

Innovator U.S. Small Cap Power Buffer ETF – January

●

Innovator U.S. Small Cap Power Buffer ETF – April

●

Innovator U.S. Small Cap Power Buffer ETF – July

●

Innovator U.S. Small Cap Power Buffer ETF – October

●

Innovator Growth-100 Power Buffer ETF – January

●

Innovator Growth-100 Power Buffer ETF – April

●

Innovator Growth-100 Power Buffer ETF – July

●

Innovator Growth-100 Power Buffer ETF – October

●

Innovator 20+ Year Treasury Bond Floor 5 ETF – Quarterly

●

Innovator 20+ Year Treasury Bond Buffer 9 ETF – July

●

Innovator Double Stacker ETF – January

●

Innovator Double Stacker ETF – October

●

Innovator Double Stacker 9 Buffer ETF – January

●

Innovator Double Stacker 9 Buffer ETF – October

●

Innovator Triple Stacker ETF – January

●

Innovator Triple Stacker ETF – October

●

Innovator U.S. Equity Accelerated ETF – April

●

Innovator U.S. Equity Accelerated ETF – July

●

Innovator U.S. Equity Accelerated ETF – October

●

Innovator U.S. Equity Accelerated Plus ETF – April

●

Innovator U.S. Equity Accelerated Plus ETF – July

●

Innovator U.S. Equity Accelerated Plus ETF – October

●

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

●

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

●

Innovator U.S. Equity Accelerated 9 Buffer ETF – October

●

Innovator U.S. Equity Accelerated ETF – Quarterly

●

Innovator Growth Accelerated ETF – Quarterly

●

Innovator Growth Accelerated Plus ETF – April

●

Innovator Growth Accelerated Plus ETF – July

●

Innovator Growth Accelerated Plus ETF – October

●

Innovator Defined Wealth Shield ETF

Exhibit (e)(2)

 

ETF DISTRIBUTION AGREEMENT

 

EXHIBIT A

 

Effective as of September 23, 2021

 

FUNDS

 

Innovator ETFs Trust

●

Innovator IBD® 50 ETF

●

Innovator IBD® ETF Leaders ETF

●

Innovator IBD® Breakout Opportunities ETF

●

Innovator Loup Frontier Tech ETF

●

Innovator Laddered Fund of U.S. Equity Power Buffer ETFs

●

Innovator S&P Investment Grade Preferred ETF

●

Innovator U.S. Equity Buffer ETF – January

●

Innovator U.S. Equity Buffer ETF – February

●

Innovator U.S. Equity Buffer ETF – March

●

Innovator U.S. Equity Buffer ETF – April

●

Innovator U.S. Equity Buffer ETF – May

●

Innovator U.S. Equity Buffer ETF – June

●

Innovator U.S. Equity Buffer ETF – July

●

Innovator U.S. Equity Buffer ETF – August

●

Innovator U.S. Equity Buffer ETF – September

●

Innovator U.S. Equity Buffer ETF – October

●

Innovator U.S. Equity Buffer ETF – November

●

Innovator U.S. Equity Buffer ETF – December

●

Innovator U.S. Equity Power Buffer ETF – January

●

Innovator U.S. Equity Power Buffer ETF – February

●

Innovator U.S. Equity Power Buffer ETF – March

●

Innovator U.S. Equity Power Buffer ETF – April

●

Innovator U.S. Equity Power Buffer ETF – May

●

Innovator U.S. Equity Power Buffer ETF – June

●

Innovator U.S. Equity Power Buffer ETF – July

●

Innovator U.S. Equity Power Buffer ETF – August

●

Innovator U.S. Equity Power Buffer ETF – September

●

Innovator U.S. Equity Power Buffer ETF – October

●

Innovator U.S. Equity Power Buffer ETF – November

●

Innovator U.S. Equity Power Buffer ETF – December

●

Innovator U.S. Equity Ultra Buffer ETF – January

●

Innovator U.S. Equity Ultra Buffer ETF – February

●

Innovator U.S. Equity Ultra Buffer ETF – March

●

Innovator U.S. Equity Ultra Buffer ETF – May

●

Innovator U.S. Equity Ultra Buffer ETF – April

 

 

●

Innovator U.S. Equity Ultra Buffer ETF – June

●

Innovator U.S. Equity Ultra Buffer ETF – July

●

Innovator U.S. Equity Ultra Buffer ETF – August

●

Innovator U.S. Equity Ultra Buffer ETF – September

●

Innovator U.S. Equity Ultra Buffer ETF – October

●

Innovator U.S. Equity Ultra Buffer ETF – November

●

Innovator U.S. Equity Ultra Buffer ETF – December

●

Innovator International Developed Power Buffer ETF – January

●

Innovator International Developed Power Buffer ETF – April

●

Innovator International Developed Power Buffer ETF – July

●

Innovator International Developed Power Buffer ETF – October

●

Innovator Emerging Markets Power Buffer ETF – January

●

Innovator Emerging Markets Power Buffer ETF – April

●

Innovator Emerging Markets Power Buffer ETF – July

●

Innovator Emerging Markets Power Buffer ETF – October

●

Innovator U.S. Small Cap Power Buffer ETF – January

●

Innovator U.S. Small Cap Power Buffer ETF – April

●

Innovator U.S. Small Cap Power Buffer ETF – July

●

Innovator U.S. Small Cap Power Buffer ETF – October

●

Innovator Growth-100 Power Buffer ETF – January

●

Innovator Growth-100 Power Buffer ETF – April

●

Innovator Growth-100 Power Buffer ETF – July

●

Innovator Growth-100 Power Buffer ETF – October

●

Innovator 20+ Year Treasury Bond Floor 5 ETF – Quarterly

●

Innovator 20+ Year Treasury Bond Buffer 9 ETF – July

●

Innovator Double Stacker ETF – January

●

Innovator Double Stacker ETF – October

●

Innovator Double Stacker 9 Buffer ETF – January

●

Innovator Double Stacker 9 Buffer ETF – October

●

Innovator Triple Stacker ETF – January

●

Innovator Triple Stacker ETF – October

●

Innovator U.S. Equity Accelerated ETF – April

●

Innovator U.S. Equity Accelerated ETF – July

●

Innovator U.S. Equity Accelerated ETF – October

●

Innovator U.S. Equity Accelerated Plus ETF – April

●

Innovator U.S. Equity Accelerated Plus ETF – July

●

Innovator U.S. Equity Accelerated Plus ETF – October

●

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

●

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

●

Innovator U.S. Equity Accelerated 9 Buffer ETF – October

●

Innovator U.S. Equity Accelerated ETF – Quarterly

●

Innovator Growth Accelerated ETF – Quarterly

●

Innovator Growth Accelerated Plus ETF – April

 

 

●

Innovator Growth Accelerated Plus ETF – July

●

Innovator Growth Accelerated Plus ETF – October

●

Innovator Defined Wealth Shield ETF

Exhibit (g)(3)

 

Exhibit B to the Amended and Restated Custody Agreement

 

Separate Series of the Innovator ETFs Trust

 

 

Funds with an expense cap structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® ETF Leaders ETF

Innovator IBD® Breakout Opportunities ETF

Innovator Loup Frontier Tech ETF

Innovator Laddered Fund of U.S. Equity Power Buffer ETFs

Innovator S&P Investment Grade Preferred ETF

 

 

Funds with a unitary fee structure and where Defined Outcome Minimums apply

 

Innovator U.S. Equity Buffer ETF – January

Innovator U.S. Equity Buffer ETF – February

Innovator U.S. Equity Buffer ETF – March

Innovator U.S. Equity Buffer ETF – April

Innovator U.S. Equity Buffer ETF – May

Innovator U.S. Equity Buffer ETF – June

Innovator U.S. Equity Buffer ETF – July

Innovator U.S. Equity Buffer ETF – August

Innovator U.S. Equity Buffer ETF – September

Innovator U.S. Equity Buffer ETF – October

Innovator U.S. Equity Buffer ETF – November

Innovator U.S. Equity Buffer ETF – December

 

Innovator U.S. Equity Power Buffer ETF – January

Innovator U.S. Equity Power Buffer ETF – February

Innovator U.S. Equity Power Buffer ETF – March

Innovator U.S. Equity Power Buffer ETF – April

Innovator U.S. Equity Power Buffer ETF – May

Innovator U.S. Equity Power Buffer ETF – June

Innovator U.S. Equity Power Buffer ETF – July

Innovator U.S. Equity Power Buffer ETF – August

Innovator U.S. Equity Power Buffer ETF – September

Innovator U.S. Equity Power Buffer ETF – October

Innovator U.S. Equity Power Buffer ETF – November

Innovator U.S. Equity Power Buffer ETF – December

 

 

Innovator U.S. Equity Ultra Buffer ETF – January

Innovator U.S. Equity Ultra Buffer ETF – February

Innovator U.S. Equity Ultra Buffer ETF – March

Innovator U.S. Equity Ultra Buffer ETF – April

Innovator U.S. Equity Ultra Buffer ETF – May

Innovator U.S. Equity Ultra Buffer ETF – June

Innovator U.S. Equity Ultra Buffer ETF – July

Innovator U.S. Equity Ultra Buffer ETF – August  

Innovator U.S. Equity Ultra Buffer ETF – September

Innovator U.S. Equity Ultra Buffer ETF – October

Innovator U.S. Equity Ultra Buffer ETF – November

Innovator U.S. Equity Ultra Buffer ETF – December

 

Innovator International Developed Power Buffer ETF – January

Innovator International Developed Power Buffer ETF – April

Innovator International Developed Power Buffer ETF – July

Innovator International Developed Power Buffer ETF – October

 

Innovator Emerging Markets Power Buffer ETF – January

Innovator Emerging Markets Power Buffer ETF – April

Innovator Emerging Markets Power Buffer ETF – July

Innovator Emerging Markets Power Buffer ETF – October

 

Innovator U.S. Small Cap Power Buffer ETF – January

Innovator U.S. Small Cap Power Buffer ETF – April

Innovator U.S. Small Cap Power Buffer ETF – July

Innovator U.S. Small Cap Power Buffer ETF – October

 

Innovator Growth-100 Power Buffer ETF – January

Innovator Growth-100 Power Buffer ETF – April

Innovator Growth-100 Power Buffer ETF – July

Innovator Growth-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond 5 Floor ETF – Quarterly

Innovator 20+ Year Treasury Bond 9 Buffer ETF – July

 

Innovator Double Stacker ETF – January

Innovator Double Stacker ETF – October

Innovator Double Stacker 9 Buffer ETF – January

Innovator Double Stacker 9 Buffer ETF – October

Innovator Triple Stacker ETF – January

Innovator Triple Stacker ETF – October

 

Innovator U.S. Equity Accelerated ETF – April

 

 

Innovator U.S. Equity Accelerated ETF – July

Innovator U.S. Equity Accelerated ETF – October

Innovator U.S. Equity Accelerated Plus ETF – April

Innovator U.S. Equity Accelerated Plus ETF – July

Innovator U.S. Equity Accelerated Plus ETF – October

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

Innovator U.S. Equity Accelerated 9 Buffer ETF – October

 

Innovator U.S. Equity Accelerated ETF – Quarterly

Innovator Growth Accelerated ETF – Quarterly

 

Innovator Growth Accelerated Plus ETF – April

Innovator Growth Accelerated Plus ETF – July

Innovator Growth Accelerated Plus ETF – October

 

Innovator Defined Wealth Shield ETF

 

3

Exhibit (h)(3)

 

Exhibit A to the Amended and Restated Fund Accounting Agreement

 

Separate Series of the Innovator ETFs Trust

 

 

Funds with an expense cap structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® ETF Leaders ETF

Innovator IBD® Breakout Opportunities ETF

Innovator Loup Frontier Tech ETF

Innovator Laddered Fund of U.S. Equity Power Buffer ETFs

Innovator S&P Investment Grade Preferred ETF

 

 

Funds with a unitary fee structure and where Defined Outcome Minimums apply

 

Innovator U.S. Equity Buffer ETF – January

Innovator U.S. Equity Buffer ETF – February

Innovator U.S. Equity Buffer ETF – March

Innovator U.S. Equity Buffer ETF – April

Innovator U.S. Equity Buffer ETF – May

Innovator U.S. Equity Buffer ETF – June

Innovator U.S. Equity Buffer ETF – July

Innovator U.S. Equity Buffer ETF – August

Innovator U.S. Equity Buffer ETF – September

Innovator U.S. Equity Buffer ETF – October

Innovator U.S. Equity Buffer ETF – November

Innovator U.S. Equity Buffer ETF – December

 

Innovator U.S. Equity Power Buffer ETF – January

Innovator U.S. Equity Power Buffer ETF – February

Innovator U.S. Equity Power Buffer ETF – March

Innovator U.S. Equity Power Buffer ETF – April

Innovator U.S. Equity Power Buffer ETF – May

Innovator U.S. Equity Power Buffer ETF – June

Innovator U.S. Equity Power Buffer ETF – July

Innovator U.S. Equity Power Buffer ETF – August

Innovator U.S. Equity Power Buffer ETF – September

Innovator U.S. Equity Power Buffer ETF – October

Innovator U.S. Equity Power Buffer ETF – November

Innovator U.S. Equity Power Buffer ETF – December

 

 

Innovator U.S. Equity Ultra Buffer ETF – January

Innovator U.S. Equity Ultra Buffer ETF – February

Innovator U.S. Equity Ultra Buffer ETF – March

Innovator U.S. Equity Ultra Buffer ETF – April

Innovator U.S. Equity Ultra Buffer ETF – May

Innovator U.S. Equity Ultra Buffer ETF – June

Innovator U.S. Equity Ultra Buffer ETF – July

Innovator U.S. Equity Ultra Buffer ETF – August  

Innovator U.S. Equity Ultra Buffer ETF – September

Innovator U.S. Equity Ultra Buffer ETF – October

Innovator U.S. Equity Ultra Buffer ETF – November

Innovator U.S. Equity Ultra Buffer ETF – December

 

Innovator International Developed Power Buffer ETF – January

Innovator International Developed Power Buffer ETF – April

Innovator International Developed Power Buffer ETF – July

Innovator International Developed Power Buffer ETF – October

 

Innovator Emerging Markets Power Buffer ETF – January

Innovator Emerging Markets Power Buffer ETF – April

Innovator Emerging Markets Power Buffer ETF – July

Innovator Emerging Markets Power Buffer ETF – October

 

Innovator U.S. Small Cap Power Buffer ETF – January

Innovator U.S. Small Cap Power Buffer ETF – April

Innovator U.S. Small Cap Power Buffer ETF – July

Innovator U.S. Small Cap Power Buffer ETF – October

 

Innovator Growth-100 Power Buffer ETF – January

Innovator Growth-100 Power Buffer ETF – April

Innovator Growth-100 Power Buffer ETF – July

Innovator Growth-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond 5 Floor ETF – Quarterly

Innovator 20+ Year Treasury Bond 9 Buffer ETF – July

 

Innovator Double Stacker ETF – January

Innovator Double Stacker ETF – October

Innovator Double Stacker 9 Buffer ETF – January

Innovator Double Stacker 9 Buffer ETF – October

Innovator Triple Stacker ETF – January

Innovator Triple Stacker ETF – October

 

Innovator U.S. Equity Accelerated ETF – April

Innovator U.S. Equity Accelerated ETF – July

Innovator U.S. Equity Accelerated ETF – October

 

 

Innovator U.S. Equity Accelerated Plus ETF – April

Innovator U.S. Equity Accelerated Plus ETF – July

Innovator U.S. Equity Accelerated Plus ETF – October

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

Innovator U.S. Equity Accelerated 9 Buffer ETF – October

 

Innovator U.S. Equity Accelerated ETF – Quarterly

Innovator Growth Accelerated ETF – Quarterly

 

Innovator Growth Accelerated Plus ETF – April

Innovator Growth Accelerated Plus ETF – July

Innovator Growth Accelerated Plus ETF – October

 

Innovator Defined Wealth Shield ETF

 

3

Exhibit (h)(6)

 

Exhibit A to the Amended and Restated Fund Administration Servicing Agreement

 

 

Separate Series of the Innovator ETFs Trust

 

 

Funds with an expense cap structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® ETF Leaders ETF

Innovator IBD® Breakout Opportunities ETF

Innovator Loup Frontier Tech ETF

Innovator Laddered Fund of U.S. Equity Power Buffer ETFs

Innovator S&P Investment Grade Preferred ETF

 

Funds with a unitary fee structure and where Defined Outcome Minimums apply

 

Innovator U.S. Equity Buffer ETF – January

Innovator U.S. Equity Buffer ETF – February

Innovator U.S. Equity Buffer ETF – March

Innovator U.S. Equity Buffer ETF – April

Innovator U.S. Equity Buffer ETF – May

Innovator U.S. Equity Buffer ETF – June

Innovator U.S. Equity Buffer ETF – July

Innovator U.S. Equity Buffer ETF – August

Innovator U.S. Equity Buffer ETF – September

Innovator U.S. Equity Buffer ETF – October

Innovator U.S. Equity Buffer ETF – November

Innovator U.S. Equity Buffer ETF – December

 

Innovator U.S. Equity Power Buffer ETF – January

Innovator U.S. Equity Power Buffer ETF – February

Innovator U.S. Equity Power Buffer ETF – March

Innovator U.S. Equity Power Buffer ETF – April

Innovator U.S. Equity Power Buffer ETF – May

Innovator U.S. Equity Power Buffer ETF – June

Innovator U.S. Equity Power Buffer ETF – July

Innovator U.S. Equity Power Buffer ETF – August

Innovator U.S. Equity Power Buffer ETF – September

Innovator U.S. Equity Power Buffer ETF – October

Innovator U.S. Equity Power Buffer ETF – November

Innovator U.S. Equity Power Buffer ETF – December

 

 

Innovator U.S. Equity Ultra Buffer ETF – January

Innovator U.S. Equity Ultra Buffer ETF – February

Innovator U.S. Equity Ultra Buffer ETF – March

Innovator U.S. Equity Ultra Buffer ETF – April

Innovator U.S. Equity Ultra Buffer ETF – May

Innovator U.S. Equity Ultra Buffer ETF – June

Innovator U.S. Equity Ultra Buffer ETF – July

Innovator U.S. Equity Ultra Buffer ETF – August  

Innovator U.S. Equity Ultra Buffer ETF – September

Innovator U.S. Equity Ultra Buffer ETF – October

Innovator U.S. Equity Ultra Buffer ETF – November

Innovator U.S. Equity Ultra Buffer ETF – December

 

Innovator International Developed Power Buffer ETF – January

Innovator International Developed Power Buffer ETF – April

Innovator International Developed Power Buffer ETF – July

Innovator International Developed Power Buffer ETF – October

 

Innovator Emerging Markets Power Buffer ETF – January

Innovator Emerging Markets Power Buffer ETF – April

Innovator Emerging Markets Power Buffer ETF – July

Innovator Emerging Markets Power Buffer ETF – October

 

Innovator U.S. Small Cap Power Buffer ETF – January

Innovator U.S. Small Cap Power Buffer ETF – April

Innovator U.S. Small Cap Power Buffer ETF – July

Innovator U.S. Small Cap Power Buffer ETF – October

 

Innovator Growth-100 Power Buffer ETF – January

Innovator Growth-100 Power Buffer ETF – April

Innovator Growth-100 Power Buffer ETF – July

Innovator Growth-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond 5 Floor ETF – Quarterly

Innovator 20+ Year Treasury Bond 9 Buffer ETF – July

 

Innovator Double Stacker ETF – January

Innovator Double Stacker ETF – October

Innovator Double Stacker 9 Buffer ETF – January

Innovator Double Stacker 9 Buffer ETF – October

Innovator Triple Stacker ETF – January

Innovator Triple Stacker ETF – October

 

Innovator U.S. Equity Accelerated ETF – April

Innovator U.S. Equity Accelerated ETF – July

Innovator U.S. Equity Accelerated ETF – October

 

 

Innovator U.S. Equity Accelerated Plus ETF – April

Innovator U.S. Equity Accelerated Plus ETF – July

Innovator U.S. Equity Accelerated Plus ETF – October

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

Innovator U.S. Equity Accelerated 9 Buffer ETF – October

 

Innovator U.S. Equity Accelerated ETF – Quarterly

Innovator Growth Accelerated ETF – Quarterly

 

Innovator Growth Accelerated Plus ETF – April

Innovator Growth Accelerated Plus ETF – July

Innovator Growth Accelerated Plus ETF – October

 

Innovator Defined Wealth Shield ETF

 

3

Exhibit (h)(9)

 

 

Exhibit A to the Amended and Restated Transfer Agent Servicing Agreement –

 

Innovator ETFs Trust

 

Funds with an expense cap structure

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure

 

Innovator IBD® ETF Leaders ETF

 

Innovator IBD® Breakout Stocks ETF

 

Innovator Loup Frontier Tech ETF

 

Innovator U.S. Equity Buffer ETF – January

 

Innovator U.S. Equity Ultra Buffer ETF – January

 

Innovator U.S. Equity Power Buffer ETF – January

 

Innovator U.S. Equity Buffer ETF – February

 

Innovator U.S. Equity Ultra Buffer ETF – February

 

Innovator U.S. Equity Power Buffer ETF – February

 

Innovator U.S. Equity Buffer ETF – March

 

Innovator U.S. Equity Ultra Buffer ETF – March

 

Innovator U.S. Equity Power Buffer ETF – March

 

Innovator U.S. Equity Buffer ETF – April

 

Innovator U.S. Equity Ultra Buffer ETF – April

 

Innovator U.S. Equity Power Buffer ETF – April

 

Innovator U.S. Equity Buffer ETF – May

 

Innovator U.S. Equity Ultra Buffer ETF – May

 

Innovator U.S. Equity Power Buffer ETF – May

 

Innovator U.S. Equity Buffer ETF – June

 

Innovator U.S. Equity Ultra Buffer ETF – June

 

Innovator U.S. Equity Power Buffer ETF – June

 

Innovator U.S. Equity Buffer ETF – July

 

Innovator U.S. Equity Ultra Buffer ETF – July

 

Innovator U.S. Equity Power Buffer ETF – July

 

Innovator U.S. Equity Buffer ETF – August

 

 

Innovator U.S. Equity Ultra Buffer ETF – August

 

Innovator U.S. Equity Power Buffer ETF – August

 

Innovator U.S. Equity Buffer ETF – September

 

Innovator U.S. Equity Ultra Buffer ETF – September

 

Innovator U.S. Equity Power Buffer ETF – September

 

Innovator U.S. Equity Buffer ETF – October

 

Innovator U.S. Equity Ultra Buffer ETF – October

 

Innovator U.S. Equity Power Buffer ETF – October

 

Innovator U.S. Equity Buffer ETF – November

 

Innovator U.S. Equity Ultra Buffer ETF – November

 

Innovator U.S. Equity Power Buffer ETF – November

 

Innovator U.S. Equity Buffer ETF – December

 

Innovator U.S. Equity Ultra Buffer ETF – December

 

Innovator U.S. Equity Power Buffer ETF – December

 

Innovator U.S. Small Cap Power Buffer ETF – January

 

Innovator U.S. Small Cap Power Buffer ETF – April

 

Innovator U.S. Small Cap Power Buffer ETF – July

 

Innovator U.S. Small Cap Power Buffer ETF – October

 

Innovator Growth-100 Power Buffer ETF – January

 

Innovator Growth-100 Power Buffer ETF – April

 

Innovator Growth-100 Power Buffer ETF – July

 

Innovator Growth-100 Power Buffer ETF – October

 

Innovator International Developed Power Buffer ETF – January

 

Innovator International Developed Power Buffer ETF – April

 

Innovator International Developed Power Buffer ETF – July

 

Innovator International Developed Power Buffer ETF – October

 

Innovator Emerging Markets Power Buffer ETF – January

 

Innovator Emerging Markets Power Buffer ETF – April

 

Innovator Emerging Markets Power Buffer ETF – July

 

Innovator Emerging Markets Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond Floor 5 ETF – July

 

 

Innovator 20+ Year Treasury Bond Buffer 9 ETF – July

 

Innovator Double Stacker 9 Buffer ETF – October

 

Innovator Double Stacker ETF – October

 

Innovator Triple Stacker ETF – October

 

Innovator Double Stacker 9 Buffer ETF – January

 

Innovator Double Stacker ETF – January

 

Innovator Triple Stacker ETF – January

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

 

Innovator U.S. Equity Accelerated ETF – April

 

Innovator U.S. Equity Accelerated ETF – Quarterly

 

Innovator Growth Accelerated ETF – Quarterly

 

Innovator U.S. Equity Accelerated Plus ETF – April

 

Innovator Growth Accelerated Plus ETF – April

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

 

Innovator U.S. Equity Accelerated ETF – July

 

Innovator U.S. Equity Accelerated Plus ETF – July

 

Innovator Growth Accelerated Plus ETF – July

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – October

 

Innovator U.S. Equity Accelerated ETF – October

 

Innovator U.S. Equity Accelerated Plus ETF – October

 

Innovator Growth Accelerated Plus ETF – October

 

Innovator U.S. Equity Accelerated ETF – Quarterly

 

Innovator Growth Accelerated ETF – Quarterly

 

Innovator Defined Wealth Shield ETF

 

Innovator Laddered Fund of U.S. Equity Power Buffer ETFs

 

Innovator S&P Investment Grade Preferred ETF

 

Exhibit (i)

 

[On Chapman and Cutler LLP letterhead]

 

 

 

September 23, 2021

 

Innovator ETFs Trust

109 North Hale Street

Wheaton, Illinois 60187

 

 

Re:

Innovator ETFs Trust

         

Ladies and Gentlemen:

 

We have acted as counsel to the Innovator ETFs Trust, a Delaware statutory trust (the “Trust”), with respect to the filing with the U.S. Securities and Exchange Commission of Post‑Effective Amendment No. 717 (the “Amendment”) to the Trust’s Registration Statement on Form N-1A under the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended. The Trust filed the Amendment on or about September 23, 2021 in order to register shares (the “Shares”) of beneficial interest of Innovator U.S. Equity Accelerated ETF – October, a series of the Trust (the “Fund”). The Amendment seeks to register an unlimited number of Shares.

 

We have examined the Trust’s Agreement and Declaration of Trust (the “Declaration of Trust”); its By-Laws (“By-laws”); resolutions of the Trust’s Board of Trustees; and such other legal and factual matters as we have considered necessary.

 

This opinion is based exclusively on the Delaware Statutory Trust Act and the federal securities laws of the United States of America governing the issuance of shares of the Fund and does not extend to the securities or “blue sky” laws of the State of Delaware or other States or to other Federal securities or other laws.

 

We have assumed the following for purposes of this opinion:

 

1.

The legal capacity of all natural persons, the accuracy and completeness of all documents and records that we have reviewed, the genuineness of all signatures, the authenticity of the documents submitted to us as originals and the conformity to authentic original documents of all documents submitted to us as certified, conformed or reproduced copies.

 

September 23, 2021

Page 2

 

2.

The Fund’s Shares will be issued against consideration therefor as described in the Trust’s prospectus relating thereto.

 

This opinion relates solely to the registration of Shares of the Fund and not to the registration of any other series or classes of the Trust that have previously been registered.

 

Based upon the foregoing, it is our opinion that, upon the effectiveness of the Amendment, the Shares of beneficial interest of the Fund, when issued upon the terms and for the consideration described in the Amendment, will be validly issued, fully paid and non-assessable.

 

This opinion is being furnished to you for submission to the Commission as an exhibit to the Registration Statement. We hereby consent to the prospectus discussion of this opinion, the filing of this opinion as an exhibit to the Registration Statement and to the use of the name of our firm therein. In giving this consent, we do not admit that we are within the category of persons whose consent is required by Section 7 of the 1933 Act.

 

Respectfully submitted,       Chapman and Cutler LLP

 

 

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