Form 485BPOS Innovator ETFs Trust

June 23, 2021 4:39 PM EDT

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Exhibit (d)(2)

 

Schedule A

 

(As of June 23, 2021)

 

Funds

 

Series

 

Annual Rate
of Average
Daily Net
Assets

 

Initial

Board

Approval

Date

 

Shareholder
Approval Date

 

Initial

Effective Date

 

Termination

Date

Innovator IBD® ETF Leaders ETF

 

0.60%

 

8/31/2017

 

12/12/2017

 

12/13/2017

 

8/1/2021

Innovator S&P 500 Buffer ETF – July

 

0.79%

 

8/31/2017

 

7/12/2018

 

8/1/2018

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – July

 

0.79%

 

8/31/2017

 

7/12/2018

 

8/1/2018

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – July

 

0.79%

 

8/31/2017

 

7/12/2018

 

8/1/2018

 

8/1/2021

Innovator Loup Frontier Tech ETF

 

0.70%

 

6/20/2018

 

7/19/2018

 

7/20/2018

 

8/1/2021

Innovator IBD® Breakout Opportunities ETF

 

0.80%

 

6/20/2018

 

9/7/2018

 

9/11/2018

 

8/1/2021

Innovator S&P 500 Buffer ETF – October

 

0.79%

 

9/19/2018

 

9/24/2018

 

9/26/2018

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – October

 

0.79%

 

9/19/2018

 

9/24/2018

 

9/26/2018

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – October

 

0.79%

 

9/19/2018

 

9/24/2018

 

9/26/2018

 

8/1/2021

Innovator S&P 500 Buffer ETF – January

 

0.79%

 

12/17/2018

 

12/21/2018

 

12/26/2018

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – January

 

0.79%

 

12/17/2018

 

12/21/2018

 

12/26/2018

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – January

 

0.79%

 

12/17/2018

 

12/21/2018

 

12/26/2018

 

8/1/2021

 

 

 

Series   Annual Rate
of Average
Daily Net
Assets
 

Initial

Board

Approval

Date

  Shareholder
Approval Date
 

Initial

Effective Date

 

Termination

Date

Innovator S&P 500 Buffer ETF – April

 

0.79%

 

3/21/2019

 

3/25/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – April

 

0.79%

 

3/21/2019

 

3/25/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – April

 

0.79%

 

3/21/2019

 

3/25/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – June

 

0.79%

 

3/21/2019

 

5/28/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – June

 

0.79%

 

3/21/2019

 

5/28/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – June

 

0.79%

 

3/21/2019

 

5/28/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – August

 

0.79%

 

3/21/2019

 

7/25/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – August

 

0.79%

 

3/21/2019

 

7/25/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – August

 

0.79%

 

3/21/2019

 

7/25/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – September

 

0.79%

 

3/21/2019

 

8/27/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF –September

 

0.79%

 

3/21/2019

 

8/27/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – September

 

0.79%

 

3/21/2019

 

8/27/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – November

 

0.79%

 

3/21/2019

 

10/28/2019

 

3/27/2019

 

8/1/2021

 

 

 

Series   Annual Rate
of Average
Daily Net
Assets
 

Initial

Board

Approval

Date

  Shareholder
Approval Date
 

Initial

Effective Date

 

Termination

Date

Innovator S&P 500 Power Buffer ETF – November

 

0.79%

 

3/21/2019

 

10/28/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – November

 

0.79%

 

3/21/2019

 

10/28/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – December

 

0.79%

 

3/21/2019

 

11/27/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – December

 

0.79%

 

3/21/2019

 

11/27/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – December

 

0.79%

 

3/21/2019

 

11/27/2019

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – February

 

0.79%

 

3/21/2019

 

1/27/2020

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – February

 

0.79%

 

3/21/2019

 

1/27/2020

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – February

 

0.79%

 

3/21/2019

 

1/27/2020

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – March

 

0.79%

 

3/21/2019

 

2/21/2020

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – March

 

0.79%

 

3/21/2019

 

2/21/2020

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Ultra Buffer ETF – March

 

0.79%

 

3/21/2019

 

2/21/2020

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Buffer ETF – May

 

0.79%

 

3/21/2019

 

4/24/2020

 

3/27/2019

 

8/1/2021

Innovator S&P 500 Power Buffer ETF – May

 

0.79%

 

3/21/2019

 

4/24/2020

 

3/27/2019

 

8/1/2021

 

 

 

Series   Annual Rate
of Average
Daily Net
Assets
 

Initial

Board

Approval

Date

  Shareholder
Approval Date
 

Initial

Effective Date

 

Termination

Date

Innovator S&P 500 Ultra Buffer ETF – May

 

0.79%

 

3/21/2019

 

4/24/2020

 

3/27/2019

 

8/1/2021

Innovator MSCI Emerging Markets Power Buffer ETF – January

 

0.89%

 

3/21/2019

 

12/30/2019

 

3/27/2019

 

8/1/2021

Innovator MSCI Emerging Markets Power Buffer ETF – April

 

0.89%

 

3/21/2019

 

3/30/2021

 

3/27/2019

 

8/1/2021

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

0.89%

 

3/21/2019

 

6/24/2019

 

3/27/2019

 

8/1/2021

Innovator MSCI Emerging Markets Power Buffer ETF – October

     

3/21/2019

     

3/27/2019

 

8/1/2021

Innovator MSCI EAFE Power Buffer ETF – January

 

0.85%

 

3/21/2019

 

12/30/2019

 

3/27/2019

 

8/1/2021

Innovator MSCI EAFE Power Buffer ETF – April

 

0.85%

 

3/21/2019

 

3/30/2021

 

3/27/2019

 

8/1/2021

Innovator MSCI EAFE Power Buffer ETF – July

 

0.85%

 

3/21/2019

 

6/24/2019

 

3/27/2019

 

8/1/2021

Innovator MSCI EAFE Power Buffer ETF – October

     

3/21/2019

     

3/27/2019

 

8/1/2021

Innovator Russell 2000 Power Buffer ETF – January

 

0.79%

 

9/23/2019

 

12/30/2019

 

9/27/2019

 

8/1/2021

Innovator Russell 2000 Power Buffer ETF – April

 

0.79%

 

9/23/2019

 

3/27/2020

 

9/27/2019

 

8/1/2021

Innovator Russell 2000 Power Buffer ETF – July

 

0.79%

 

9/23/2019

 

6/29/2020

 

9/27/2019

 

8/1/2021

 

 

 

Series   Annual Rate
of Average
Daily Net
Assets
 

Initial

Board

Approval

Date

  Shareholder
Approval Date
 

Initial

Effective Date

 

Termination

Date

Innovator Russell 2000 Power Buffer ETF – October

 

0.79%

 

9/23/2019

 

9/24/2019

 

9/27/2019

 

8/1/2021

Innovator Nasdaq-100 Power Buffer ETF – January

 

0.79%

 

9/23/2019

 

12/30/2019

 

9/27/2019

 

8/1/2021

Innovator Nasdaq-100 Power Buffer ETF – April

 

0.79%

 

9/23/2019

 

3/27/2020

 

9/27/2019

 

8/1/2021

Innovator Nasdaq-100 Power Buffer ETF – July

 

0.79%

 

9/23/2019

 

6/29/2020

 

9/27/2019

 

8/1/2021

Innovator Nasdaq-100 Power Buffer ETF – October

 

0.79%

 

9/23/2019

 

9/24/2019

 

9/27/2019

 

8/1/2021

Innovator 20+ Year Treasury Bond Floor 5 ETF – July

 

0.79%

 

6/11/2020

 

8/12/2020

 

8/17/2020

 

8/1/2022

Innovator 20+ Year Treasury Bond Buffer 9 ETF – July

 

0.79%

 

6/11/2020

 

8/12/2020

 

8/17/2020

 

8/1/2022

Innovator Double Stacker 9 Buffer ETF – October

 

0.79%

 

6/11/2020

 

9/29/2020

 

8/29/2020

 

8/1/2022

Innovator Double Stacker ETF – October

 

0.79%

 

6/11/2020

 

9/29/2020

 

8/29/2020

 

8/1/2022

Innovator Triple Stacker ETF – October

 

0.79%

 

6/11/2020

 

9/29/2020

 

8/29/2020

 

8/1/2022

Innovator Double Stacker 9 Buffer ETF – January

 

0.79%

 

6/11/2020

 

12/30/2020

 

12/30/2020

 

8/1/2022

Innovator Double Stacker ETF – January

 

0.79%

 

6/11/2020

 

12/30/2020

 

12/30/2020

 

8/1/2022

Innovator Triple Stacker ETF – January

 

0.79%

 

6/11/2020

 

12/30/2020

 

12/30/2020

 

8/1/2022

 

 

 

Series   Annual Rate
of Average
Daily Net
Assets
 

Initial

Board

Approval

Date

  Shareholder
Approval Date
 

Initial

Effective Date

 

Termination

Date

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

 

0.79%

 

12/16/2020

 

3/25/2021

 

3/26/2021

 

1/1/2023

Innovator U.S. Equity Accelerated ETF – April

 

0.79%

 

12/16/2020

 

3/25/2021

 

3/26/2021

 

1/1/2023

Innovator U.S. Equity Accelerated ETF – Quarterly

 

0.79%

 

12/16/2020

 

3/25/2021

 

3/30/2021

 

1/1/2023

Innovator Growth Accelerated ETF – Quarterly

 

0.79%

 

12/16/2020

 

3/25/2021

 

3/31/2021

 

1/1/2023

Innovator U.S. Equity Accelerated Plus ETF – April

 

0.79%

 

12/16/2020

 

3/31/2021

 

3/31/2021

 

1/1/2023

Innovator Growth Accelerated Plus ETF – April

 

0.79%

 

12/16/2020

 

3/31/2021

 

3/31/2021

 

1/1/2023

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

 

0.79%

 

12/16/2020

 

6/29/2021

 

6/29/2021

 

1/1/2023

Innovator U.S. Equity Accelerated ETF – July

 

0.79%

 

12/16/2020

 

6/29/2021

 

6/29/2021

 

1/1/2023

Innovator U.S. Equity Accelerated Plus ETF – July

 

0.79%

 

12/16/2020

 

6/29/2021

 

6/29/2021

 

1/1/2023

Innovator Growth Accelerated Plus ETF – July

 

0.79%

 

12/16/2020

 

6/29/2021

 

6/29/2021

 

1/1/2023

 

 

Exhibit (d)(4)

 

Schedule A

 

List of Funds

 

 

Innovator S&P 500 Buffer ETF – January

 

Innovator S&P 500 Power Buffer ETF – January

 

Innovator S&P 500 Ultra Buffer ETF – January

 

Innovator S&P 500 Buffer ETF – February

 

Innovator S&P 500 Power Buffer ETF – February

 

Innovator S&P 500 Ultra Buffer ETF – February

 

Innovator S&P 500 Buffer ETF – March

 

Innovator S&P 500 Power Buffer ETF – March

 

Innovator S&P 500 Ultra Buffer ETF – March

 

Innovator S&P 500 Buffer ETF – April

 

Innovator S&P 500 Power Buffer ETF – April

 

Innovator S&P 500 Ultra Buffer ETF – April

 

Innovator S&P 500 Buffer ETF – May

 

Innovator S&P 500 Power Buffer ETF – May

 

Innovator S&P 500 Ultra Buffer ETF – May

 

Innovator S&P 500 Buffer ETF – June

 

Innovator S&P 500 Power Buffer ETF – June

 

Innovator S&P 500 Ultra Buffer ETF – June

 

Innovator S&P 500 Buffer ETF – July

 

Innovator S&P 500 Power Buffer ETF – July

 

Innovator S&P 500 Ultra Buffer ETF – July

 

Innovator S&P 500 Buffer ETF – August

 

Innovator S&P 500 Power Buffer ETF – August

 

Innovator S&P 500 Ultra Buffer ETF – August

 

Innovator S&P 500 Buffer ETF – September

 

Innovator S&P 500 Power Buffer ETF – September

 

Innovator S&P 500 Ultra Buffer ETF – September

 

Innovator S&P 500 Buffer ETF – October

 

Innovator S&P 500 Power Buffer ETF – October

 

Innovator S&P 500 Ultra Buffer ETF – October

 

Innovator S&P 500 Buffer ETF – November

 

Innovator S&P 500 Power Buffer ETF – November

 

Innovator S&P 500 Ultra Buffer ETF – November

 

Innovator S&P 500 Buffer ETF – December

 

Innovator S&P 500 Power Buffer ETF – December

 

Innovator S&P 500 Ultra Buffer ETF – December

 

Innovator MSCI EAFE Power Buffer ETF – January

 

Innovator MSCI EAFE Power Buffer ETF – April

 

Innovator MSCI EAFE Power Buffer ETF – July

 

 

 

 

Innovator MSCI Emerging Markets Power Buffer ETF – January

 

Innovator MSCI Emerging Markets Power Buffer ETF – April

 

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – January

 

Innovator Russell 2000 Power Buffer ETF – April

 

Innovator Russell 2000 Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – October

 

Innovator Nasdaq-100 Power Buffer ETF – January

 

Innovator Nasdaq-100 Power Buffer ETF – April

 

Innovator Nasdaq-100 Power Buffer ETF – July

 

Innovator Nasdaq-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond 5 Floor ETF – July

 

Innovator 20+ Year Treasury Bond 9 Buffer ETF – July

 

Innovator Double Stacker 9 Buffer ETF – October

 

Innovator Double Stacker ETF – October

 

Innovator Triple Stacker ETF – October

 

Innovator Double Stacker 9 Buffer ETF – January

 

Innovator Double Stacker ETF – January

 

Innovator Triple Stacker ETF – January

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

 

Innovator U.S. Equity Accelerated ETF – April

 

Innovator U.S. Equity Accelerated ETF – Quarterly

 

Innovator Growth Accelerated ETF – Quarterly

 

Innovator U.S. Equity Accelerated Plus ETF – April

 

Innovator Growth Accelerated Plus ETF – April

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

 

Innovator U.S. Equity Accelerated ETF – July

 

Innovator U.S. Equity Accelerated Plus ETF – July

 

Innovator Growth Accelerated Plus ETF – July

 

Exhibit (e)(2)

 

ETF DISTRIBUTION AGREEMENT

 

EXHIBIT A

 

Effective as of June 23, 2021

 

FUNDS

 

Innovator ETFs Trust

 

Innovator IBD® 50 ETF

 

Innovator IBD® ETF Leaders ETF

 

Innovator IBD® Breakout Opportunities ETF

 

Innovator Loup Frontier Tech ETF

 

Innovator S&P 500 Buffer ETF – January

 

Innovator S&P 500 Buffer ETF – February

 

Innovator S&P 500 Buffer ETF – March

 

Innovator S&P 500 Buffer ETF – April

 

Innovator S&P 500 Buffer ETF – May

 

Innovator S&P 500 Buffer ETF – June

 

Innovator S&P 500 Buffer ETF – July

 

Innovator S&P 500 Buffer ETF – August

 

Innovator S&P 500 Buffer ETF – September

 

Innovator S&P 500 Buffer ETF – October

 

Innovator S&P 500 Buffer ETF – November

 

Innovator S&P 500 Buffer ETF – December

 

Innovator S&P 500 Power Buffer ETF – January

 

Innovator S&P 500 Power Buffer ETF – February

 

Innovator S&P 500 Power Buffer ETF – March

 

Innovator S&P 500 Power Buffer ETF – April

 

Innovator S&P 500 Power Buffer ETF – May

 

Innovator S&P 500 Power Buffer ETF – June

 

Innovator S&P 500 Power Buffer ETF – July

 

Innovator S&P 500 Power Buffer ETF – August

 

Innovator S&P 500 Power Buffer ETF – September

 

Innovator S&P 500 Power Buffer ETF – October

 

Innovator S&P 500 Power Buffer ETF – November

 

Innovator S&P 500 Power Buffer ETF – December

 

Innovator S&P 500 Ultra Buffer ETF – January

 

Innovator S&P 500 Ultra Buffer ETF – February

 

Innovator S&P 500 Ultra Buffer ETF – March

 

Innovator S&P 500 Ultra Buffer ETF – May

 

Innovator S&P 500 Ultra Buffer ETF – April

 

Innovator S&P 500 Ultra Buffer ETF – June

 

Innovator S&P 500 Ultra Buffer ETF – July

 

 

 

 

Innovator S&P 500 Ultra Buffer ETF – August

 

Innovator S&P 500 Ultra Buffer ETF – September

 

Innovator S&P 500 Ultra Buffer ETF – October

 

Innovator S&P 500 Ultra Buffer ETF – November

 

Innovator S&P 500 Ultra Buffer ETF – December

 

Innovator MSCI EAFE Power Buffer ETF – January

 

Innovator MSCI EAFE Power Buffer ETF – April

 

Innovator MSCI EAFE Power Buffer ETF – July

 

Innovator MSCI Emerging Markets Power Buffer ETF – January

 

Innovator MSCI Emerging Markets Power Buffer ETF – April

 

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – January

 

Innovator Russell 2000 Power Buffer ETF – April

 

Innovator Russell 2000 Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – October

 

Innovator Nasdaq-100 Power Buffer ETF – January

 

Innovator Nasdaq-100 Power Buffer ETF – April

 

Innovator Nasdaq-100 Power Buffer ETF – July

 

Innovator Nasdaq-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond Floor 5 ETF – July

 

Innovator 20+ Year Treasury Bond Buffer 9 ETF – July

 

Innovator Double Stacker 9 Buffer ETF – October

 

Innovator Double Stacker ETF – October

 

Innovator Triple Stacker ETF – October

 

Innovator Double Stacker 9 Buffer ETF – January

 

Innovator Double Stacker ETF – January

 

Innovator Triple Stacker ETF – January

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

 

Innovator U.S. Equity Accelerated ETF – April

 

Innovator U.S. Equity Accelerated ETF – Quarterly

 

Innovator Growth Accelerated ETF – Quarterly

 

Innovator U.S. Equity Accelerated Plus ETF – April

 

Innovator Growth Accelerated Plus ETF – April

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

 

Innovator U.S. Equity Accelerated ETF – July

 

Innovator U.S. Equity Accelerated Plus ETF – July

 

Innovator Growth Accelerated Plus ETF – July

 

 

Exhibit (g)(3)

 

Exhibit B to the Amended and Restated Custody Agreement

 

Separate Series of the Innovator ETFs Trust

 

 

Funds with an expense cap structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® ETF Leaders ETF

Innovator IBD® Breakout Opportunities ETF

Innovator Loup Frontier Tech ETF

 

 

Funds with a unitary fee structure and where Defined Outcome Minimums apply

 

Innovator S&P 500 Buffer ETF – January

Innovator S&P 500 Buffer ETF – February

Innovator S&P 500 Buffer ETF – March

Innovator S&P 500 Buffer ETF – April

Innovator S&P 500 Buffer ETF – May

Innovator S&P 500 Buffer ETF – June

Innovator S&P 500 Buffer ETF – July

Innovator S&P 500 Buffer ETF – August

Innovator S&P 500 Buffer ETF – September

Innovator S&P 500 Buffer ETF – October

Innovator S&P 500 Buffer ETF – November

Innovator S&P 500 Buffer ETF – December

 

Innovator S&P 500 Power Buffer ETF – January

Innovator S&P 500 Power Buffer ETF – February

Innovator S&P 500 Power Buffer ETF – March

Innovator S&P 500 Power Buffer ETF – April

Innovator S&P 500 Power Buffer ETF – May

Innovator S&P 500 Power Buffer ETF – June

Innovator S&P 500 Power Buffer ETF – July

Innovator S&P 500 Power Buffer ETF – August

Innovator S&P 500 Power Buffer ETF – September

Innovator S&P 500 Power Buffer ETF – October

Innovator S&P 500 Power Buffer ETF – November

Innovator S&P 500 Power Buffer ETF – December

 

 

 

Innovator S&P 500 Ultra Buffer ETF – January

Innovator S&P 500 Ultra Buffer ETF – February

Innovator S&P 500 Ultra Buffer ETF – March

Innovator S&P 500 Ultra Buffer ETF – April

Innovator S&P 500 Ultra Buffer ETF – May

Innovator S&P 500 Ultra Buffer ETF – June

Innovator S&P 500 Ultra Buffer ETF – July

Innovator S&P 500 Ultra Buffer ETF – August  

Innovator S&P 500 Ultra Buffer ETF – September

Innovator S&P 500 Ultra Buffer ETF – October

Innovator S&P 500 Ultra Buffer ETF – November

Innovator S&P 500 Ultra Buffer ETF – December

 

Innovator MSCI EAFE Power Buffer ETF – January

Innovator MSCI EAFE Power Buffer ETF – April

Innovator MSCI EAFE Power Buffer ETF – July

 

Innovator MSCI Emerging Markets Power Buffer ETF – January

Innovator MSCI Emerging Markets Power Buffer ETF – April

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – January

Innovator Russell 2000 Power Buffer ETF – April

Innovator Russell 2000 Power Buffer ETF – July

Innovator Russell 2000 Power Buffer ETF – October

 

Innovator Nasdaq-100 Power Buffer ETF – January

Innovator Nasdaq-100 Power Buffer ETF – April

Innovator Nasdaq-100 Power Buffer ETF – July

Innovator Nasdaq-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond 5 Floor ETF – July

Innovator 20+ Year Treasury Bond 9 Buffer ETF – July

 

Innovator Triple Stacker ETF – October

Innovator Double Stacker ETF – October

Innovator Double Stacker 9 Buffer ETF – October

 

Innovator Triple Stacker ETF – January

Innovator Double Stacker ETF – January

Innovator Double Stacker 9 Buffer ETF – January

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

Innovator U.S. Equity Accelerated ETF – April

Innovator U.S. Equity Accelerated ETF – Quarterly

Innovator Growth Accelerated ETF – Quarterly

 

2

 

Innovator U.S. Equity Accelerated Plus ETF – April

Innovator Growth Accelerated Plus ETF – April

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

Innovator U.S. Equity Accelerated ETF – July

Innovator U.S. Equity Accelerated Plus ETF – July

Innovator Growth Accelerated Plus ETF – July

 

 

3

 

Exhibit (h)(3)

 

Exhibit A to the Amended and Restated Fund Accounting Agreement

 

Separate Series of the Innovator ETFs Trust

 

 

Funds with an expense cap structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® ETF Leaders ETF

Innovator IBD® Breakout Opportunities ETF

Innovator Loup Frontier Tech ETF

 

 

Funds with a unitary fee structure and where Defined Outcome Minimums apply

 

Innovator S&P 500 Buffer ETF – January

Innovator S&P 500 Buffer ETF – February

Innovator S&P 500 Buffer ETF – March

Innovator S&P 500 Buffer ETF – April

Innovator S&P 500 Buffer ETF – May

Innovator S&P 500 Buffer ETF – June

Innovator S&P 500 Buffer ETF – July

Innovator S&P 500 Buffer ETF – August

Innovator S&P 500 Buffer ETF – September

Innovator S&P 500 Buffer ETF – October

Innovator S&P 500 Buffer ETF – November

Innovator S&P 500 Buffer ETF – December

 

Innovator S&P 500 Power Buffer ETF – January

Innovator S&P 500 Power Buffer ETF – February

Innovator S&P 500 Power Buffer ETF – March

Innovator S&P 500 Power Buffer ETF – April

Innovator S&P 500 Power Buffer ETF – May

Innovator S&P 500 Power Buffer ETF – June

Innovator S&P 500 Power Buffer ETF – July

Innovator S&P 500 Power Buffer ETF – August

Innovator S&P 500 Power Buffer ETF – September

Innovator S&P 500 Power Buffer ETF – October

Innovator S&P 500 Power Buffer ETF – November

Innovator S&P 500 Power Buffer ETF – December

 

 

 

Innovator S&P 500 Ultra Buffer ETF – January

Innovator S&P 500 Ultra Buffer ETF – February

Innovator S&P 500 Ultra Buffer ETF – March

Innovator S&P 500 Ultra Buffer ETF – April

Innovator S&P 500 Ultra Buffer ETF – May

Innovator S&P 500 Ultra Buffer ETF – June

Innovator S&P 500 Ultra Buffer ETF – July

Innovator S&P 500 Ultra Buffer ETF – August  

Innovator S&P 500 Ultra Buffer ETF – September

Innovator S&P 500 Ultra Buffer ETF – October

Innovator S&P 500 Ultra Buffer ETF – November

Innovator S&P 500 Ultra Buffer ETF – December

 

Innovator MSCI EAFE Power Buffer ETF – January

Innovator MSCI EAFE Power Buffer ETF – April

Innovator MSCI EAFE Power Buffer ETF – July

 

Innovator MSCI Emerging Markets Power Buffer ETF – January

Innovator MSCI Emerging Markets Power Buffer ETF – April

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – January

Innovator Russell 2000 Power Buffer ETF – April

Innovator Russell 2000 Power Buffer ETF – July

Innovator Russell 2000 Power Buffer ETF – October

 

Innovator Nasdaq-100 Power Buffer ETF – January

Innovator Nasdaq-100 Power Buffer ETF – April

Innovator Nasdaq-100 Power Buffer ETF – July

Innovator Nasdaq-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond 5 Floor ETF – July

Innovator 20+ Year Treasury Bond 9 Buffer ETF – July

 

Innovator Triple Stacker ETF – October

Innovator Double Stacker ETF – October

Innovator Double Stacker 9 Buffer ETF – October

 

Innovator Triple Stacker ETF – January

Innovator Double Stacker ETF – January

Innovator Double Stacker 9 Buffer ETF – January

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

Innovator U.S. Equity Accelerated ETF – April

Innovator U.S. Equity Accelerated ETF – Quarterly

Innovator Growth Accelerated ETF – Quarterly

 

2

 

Innovator U.S. Equity Accelerated Plus ETF – April

Innovator Growth Accelerated Plus ETF – April

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

Innovator U.S. Equity Accelerated ETF – July

Innovator U.S. Equity Accelerated Plus ETF – July

Innovator Growth Accelerated Plus ETF – July

 

 

3

 

Exhibit (h)(6)

 

Exhibit A to the Amended and Restated Fund Administration Servicing Agreement

 

 

Separate Series of the Innovator ETFs Trust

 

 

Funds with an expense cap structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure and where Non-Defined Outcome Minimums apply

 

Innovator IBD® ETF Leaders ETF

Innovator IBD® Breakout Opportunities ETF

Innovator Loup Frontier Tech ETF

 

 

Funds with a unitary fee structure and where Defined Outcome Minimums apply

 

Innovator S&P 500 Buffer ETF – January

Innovator S&P 500 Buffer ETF – February

Innovator S&P 500 Buffer ETF – March

Innovator S&P 500 Buffer ETF – April

Innovator S&P 500 Buffer ETF – May

Innovator S&P 500 Buffer ETF – June

Innovator S&P 500 Buffer ETF – July

Innovator S&P 500 Buffer ETF – August

Innovator S&P 500 Buffer ETF – September

Innovator S&P 500 Buffer ETF – October

Innovator S&P 500 Buffer ETF – November

Innovator S&P 500 Buffer ETF – December

 

Innovator S&P 500 Power Buffer ETF – January

Innovator S&P 500 Power Buffer ETF – February

Innovator S&P 500 Power Buffer ETF – March

Innovator S&P 500 Power Buffer ETF – April

Innovator S&P 500 Power Buffer ETF – May

Innovator S&P 500 Power Buffer ETF – June

Innovator S&P 500 Power Buffer ETF – July

Innovator S&P 500 Power Buffer ETF – August

Innovator S&P 500 Power Buffer ETF – September

Innovator S&P 500 Power Buffer ETF – October

Innovator S&P 500 Power Buffer ETF – November

Innovator S&P 500 Power Buffer ETF – December

 

 

 

Innovator S&P 500 Ultra Buffer ETF – January

Innovator S&P 500 Ultra Buffer ETF – February

Innovator S&P 500 Ultra Buffer ETF – March

Innovator S&P 500 Ultra Buffer ETF – April

Innovator S&P 500 Ultra Buffer ETF – May

Innovator S&P 500 Ultra Buffer ETF – June

Innovator S&P 500 Ultra Buffer ETF – July

Innovator S&P 500 Ultra Buffer ETF – August  

Innovator S&P 500 Ultra Buffer ETF – September

Innovator S&P 500 Ultra Buffer ETF – October

Innovator S&P 500 Ultra Buffer ETF – November

Innovator S&P 500 Ultra Buffer ETF – December

 

Innovator MSCI EAFE Power Buffer ETF – January

Innovator MSCI EAFE Power Buffer ETF – April

Innovator MSCI EAFE Power Buffer ETF – July

 

Innovator MSCI Emerging Markets Power Buffer ETF – January

Innovator MSCI Emerging Markets Power Buffer ETF – April

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – January

Innovator Russell 2000 Power Buffer ETF – April

Innovator Russell 2000 Power Buffer ETF – July

Innovator Russell 2000 Power Buffer ETF – October

 

Innovator Nasdaq-100 Power Buffer ETF – January

Innovator Nasdaq-100 Power Buffer ETF – April

Innovator Nasdaq-100 Power Buffer ETF – July

Innovator Nasdaq-100 Power Buffer ETF – October

 

Innovator 20+ Year Treasury Bond 5 Floor ETF – July

Innovator 20+ Year Treasury Bond 9 Buffer ETF – July

 

Innovator Triple Stacker ETF – October

Innovator Double Stacker ETF – October

Innovator Double Stacker 9 Buffer ETF – October

 

Innovator Triple Stacker ETF – January

Innovator Double Stacker ETF – January

Innovator Double Stacker 9 Buffer ETF – January

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

Innovator U.S. Equity Accelerated ETF – April

Innovator U.S. Equity Accelerated ETF – Quarterly

 

2

 

Innovator Growth Accelerated ETF – Quarterly

Innovator U.S. Equity Accelerated Plus ETF – April

Innovator Growth Accelerated Plus ETF – April

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

Innovator U.S. Equity Accelerated ETF – July

Innovator U.S. Equity Accelerated Plus ETF – July

Innovator Growth Accelerated Plus ETF – July

 

 

3

 

Exhibit (h)(9)

 

 

Exhibit A to the Amended and Restated Transfer Agent Servicing Agreement

 

Innovator ETFs Trust

 

Funds with an expense cap structure

 

Innovator IBD® 50 ETF

 

Funds with a unitary fee structure

 

Innovator IBD® ETF Leaders ETF

 

Innovator IBD® Breakout Stocks ETF

 

Innovator Loup Frontier Tech ETF

 

Innovator S&P 500 Buffer ETF – January

 

Innovator S&P 500 Ultra Buffer ETF – January

 

Innovator S&P 500 Power Buffer ETF – January

 

Innovator S&P 500 Buffer ETF – February

 

Innovator S&P 500 Ultra Buffer ETF – February

 

Innovator S&P 500 Power Buffer ETF – February

 

Innovator S&P 500 Buffer ETF – March

 

Innovator S&P 500 Ultra Buffer ETF – March

 

Innovator S&P 500 Power Buffer ETF – March

 

Innovator S&P 500 Buffer ETF – April

 

Innovator S&P 500 Ultra Buffer ETF – April

 

Innovator S&P 500 Power Buffer ETF – April

 

Innovator S&P 500 Buffer ETF – May

 

Innovator S&P 500 Ultra Buffer ETF – May

 

Innovator S&P 500 Power Buffer ETF – May

 

Innovator S&P 500 Buffer ETF – June

 

Innovator S&P 500 Ultra Buffer ETF – June

 

Innovator S&P 500 Power Buffer ETF – June

 

Innovator S&P 500 Buffer ETF – July

 

Innovator S&P 500 Ultra Buffer ETF – July

 

Innovator S&P 500 Power Buffer ETF – July

 

Innovator S&P 500 Buffer ETF – August

 

 

 

Innovator S&P 500 Ultra Buffer ETF – August

 

Innovator S&P 500 Power Buffer ETF – August

 

Innovator S&P 500 Buffer ETF – September

 

Innovator S&P 500 Ultra Buffer ETF – September

 

Innovator S&P 500 Power Buffer ETF – September

 

Innovator S&P 500 Buffer ETF – October

 

Innovator S&P 500 Ultra Buffer ETF – October

 

Innovator S&P 500 Power Buffer ETF – October

 

Innovator S&P 500 Buffer ETF – November

 

Innovator S&P 500 Ultra Buffer ETF – November

 

Innovator S&P 500 Power Buffer ETF – November

 

Innovator S&P 500 Buffer ETF – December

 

Innovator S&P 500 Ultra Buffer ETF – December

 

Innovator S&P 500 Power Buffer ETF – December

 

Innovator Russell 2000 Power Buffer ETF – January

 

Innovator Russell 2000 Power Buffer ETF – April

 

Innovator Russell 2000 Power Buffer ETF – July

 

Innovator Russell 2000 Power Buffer ETF – October

 

Innovator Nasdaq-100 Power Buffer ETF – January

 

Innovator Nasdaq-100 Power Buffer ETF – April

 

Innovator Nasdaq-100 Power Buffer ETF – July

 

Innovator Nasdaq-100 Power Buffer ETF – October

 

Innovator MSCI EAFE Power Buffer ETF – January

 

Innovator MSCI EAFE Power Buffer ETF – April

 

Innovator MSCI EAFE Power Buffer ETF – July

 

Innovator MSCI Emerging Markets Power Buffer ETF – January

 

Innovator MSCI Emerging Markets Power Buffer ETF – April

 

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

Innovator 20+ Year Treasury Bond Floor 5 ETF – July

 

Innovator 20+ Year Treasury Bond Buffer 9 ETF – July

 

Innovator Double Stacker 9 Buffer ETF – October

 

 

 

Innovator Double Stacker ETF – October

 

Innovator Triple Stacker ETF – October

 

Innovator Double Stacker 9 Buffer ETF – January

 

Innovator Double Stacker ETF – January

 

Innovator Triple Stacker ETF – January

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – April

 

Innovator U.S. Equity Accelerated ETF – April

 

Innovator U.S. Equity Accelerated ETF – Quarterly

 

Innovator Growth Accelerated ETF – Quarterly

 

Innovator U.S. Equity Accelerated Plus ETF – April

 

Innovator Growth Accelerated Plus ETF – April

 

Innovator U.S. Equity Accelerated 9 Buffer ETF – July

 

Innovator U.S. Equity Accelerated ETF – July

 

Innovator U.S. Equity Accelerated Plus ETF – July

 

Innovator Growth Accelerated Plus ETF – July

 

 

 

 

Exhibit (i)

 

 

[On Chapman and Cutler LLP letterhead]

 

 

 

June 23, 2021

 

Innovator ETFs Trust

109 North Hale Street

Wheaton, Illinois 60187

 

Re:  Innovator ETFs Trust  

        

Ladies and Gentlemen:

 

We have acted as counsel to the Innovator ETFs Trust, a Delaware statutory trust (the “Trust”), with respect to the filing with the U.S. Securities and Exchange Commission of Post‑Effective Amendment No. ___ (the “Amendment”) to the Trust’s Registration Statement on Form N-1A under the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended.  The Trust filed the Amendment on or about June 23, 2021 in order to register shares (the “Shares”) of beneficial interest of Innovator Growth Accelerated Plus ETFTM – July, a series of the Trust (the “Fund”).  The Amendment seeks to register an unlimited number of Shares.

 

We have examined the Trust’s Agreement and Declaration of Trust (the “Declaration of Trust”); its By-Laws (“By-laws”); resolutions of the Trust’s Board of Trustees; and such other legal and factual matters as we have considered necessary.

 

This opinion is based exclusively on the Delaware Statutory Trust Act and the federal securities laws of the United States of America governing the issuance of shares of the Fund and does not extend to the securities or “blue sky” laws of the State of Delaware or other States or to other Federal securities or other laws.

 

We have assumed the following for purposes of this opinion:

 

 

1.

The Fund’s Shares will be issued in accordance with the Trust’s Declaration of Trust and By-laws and resolutions of the Trust’s Board of Trustees relating to the creation, authorization and issuance of Shares.

 

 

June 23, 2021

Page 2

 

 

2.

The Fund’s Shares will be issued against consideration therefor as described in the Trust’s prospectus relating thereto.

 

This opinion relates solely to the registration of Shares of the Fund and not to the registration of any other series or classes of the Trust that have previously been registered.

 

Based upon the foregoing, it is our opinion that, upon the effectiveness of the Amendment, the Shares of beneficial interest of the Fund, when issued upon the terms and for the consideration described in the Amendment, will be validly issued, fully paid and non-assessable.

 

This opinion is being furnished to you for submission to the Commission as an exhibit to the Registration Statement.  We hereby consent to the prospectus discussion of this opinion, the filing of this opinion as an exhibit to the Registration Statement and to the use of the name of our firm therein.  In giving this consent, we do not admit that we are within the category of persons whose consent is required by Section 7 of the 1933 Act. 

 

 

Respectfully submitted,

 

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Chapman and Cutler LLP

 

 

 


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