Form 4 Thryv Holdings, Inc. For: Sep 15 Filed by: Mudrick Jason
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
Thryv Holdings, Inc. [ THRY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/15/2021 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/15/2021 | S | 349,332 (3) | D | $ 29.44 (4) | 10,731,514 (5) | I | See notes (1) (2) | ||
Common Stock | 09/16/2021 | S | 95,916 (6) | D | $ 29.59 (7) | 10,635,598 (8) | I | See notes (1) (2) | ||
Common Stock | 09/17/2021 | S | 96,699 (9) | D | $ 29.23 (10) | 10,538,899 (11) | I | See notes (1) (2) | ||
Common Stock | 09/17/2021 | S | 740,101 (12) | D | $ 28.80 (13) | 9,798,798 (14) | I | See notes (1) (2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
See Signatures Included in Exhibit 99.1 | 09/17/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Joint Filer Information
Name of Joint Filer:
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Mudrick Capital Management, L.P.
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Address of Joint Filer:
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527 Madison Avenue, 6th Floor
New York, NY 10022
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Relationship of Joint Filer to Issuer:
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10% Owner; Director
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Issuer Name and Ticker or Trading Symbol:
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Thryv Holdings, Inc. [THRY]
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Date of Earliest Transaction Required to be Reported:
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September 15, 2021
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Designated Filer:
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Mudrick Capital Management, L.P.
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Signature:
Mudrick Capital Management, L.P.
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By:
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Mudrick Capital Management, LLC, its general partner
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By:
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/s/ Jason Mudrick
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Name:
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Jason Mudrick
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Title:
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Managing Member
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September 17, 2021
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Exhibit 99.1
Joint Filer Information
Name of Joint Filer:
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Jason Mudrick
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Address of Joint Filer:
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c/o Mudrick Capital Management, L.P.
527 Madison Avenue, 6th Floor
New York, NY 10022
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Relationship of Joint Filer to Issuer:
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Director; 10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Thryv Holdings, Inc. [THRY]
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Date of Earliest Transaction Required to be Reported:
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September 15, 2021
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Designated Filer:
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Mudrick Capital Management, L.P.
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Signature:
By:
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/s/ Jason Mudrick |
Name:
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Jason Mudrick
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September 17, 2021
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Exhibit 99.1
Joint Filer Information
Name of Joint Filer:
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Mudrick Distressed Opportunity Fund Global, LP
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Address of Joint Filer:
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527 Madison Avenue, 6th Floor
New York, NY 10022
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Relationship of Joint Filer to Issuer:
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10% Owner; Director
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Issuer Name and Ticker or Trading Symbol:
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Thryv Holdings, Inc. [THRY]
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Date of Earliest Transaction Required to be Reported:
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September 15, 2021
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Designated Filer:
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Mudrick Capital Management, L.P.
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Signature:
Mudrick Distressed Opportunity Fund Global, LP
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By:
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Mudrick GP, LLC
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By:
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/s/ Jason Mudrick |
Name:
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Jason Mudrick
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Title:
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Sole Member
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September 17, 2021
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Exhibit 99.1
Joint Filer Information
Name of Joint Filer:
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Verto Direct Opportunity II LP
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Address of Joint Filer:
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c/o Mudrick Capital Management, L.P.
527 Madison Avenue, 6th Floor
New York, NY 10022
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Relationship of Joint Filer to Issuer:
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10% Owner; Director
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Issuer Name and Ticker or Trading Symbol:
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Thryv Holdings, Inc. [THRY]
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Date of Earliest Transaction Required to be Reported:
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September 15, 2021
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Designated Filer:
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Mudrick Capital Management, L.P.
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Signature:
Verto Direct Opportunity II LP
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By:
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Verto Direct Opportunity GP, LLC, its general partner
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By:
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/s/ Jason Mudrick |
Name:
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Jason Mudrick
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Title:
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Sole Member
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September 17, 2021
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