Form 4 T-Mobile US, Inc. For: Sep 23 Filed by: DEUTSCHE TELEKOM AG

September 27, 2021 9:59 PM EDT

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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
DEUTSCHE TELEKOM AG

(Last) (First) (Middle)
FRIEDRICH-EBERT-ALLEE 140

(Street)
BONN 2M 53113

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
T-Mobile US, Inc. [ TMUS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/23/2021   X   26,348,874 A (1) (2) (3) 649,882,564 (5) D  
Common Stock 09/23/2021   X   19,017,795 A (1) (4) 649,882,564 (5) D  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Call Option (Right to Buy) (1) (2) (3) 09/23/2021   X     26,348,874 06/22/2020 06/22/2024 Common Stock 26,348,874 (2) (3) 76,124,954 (6) D  
Explanation of Responses:
1. On September 6, 2021, Deutsche Telekom AG ("Deutsche Telekom") entered into the 2021 Master Framework Agreement (the "2021 Master Framework Agreement"), by and among Deutsche Telekom, SoftBank Group Corp. ("Softbank") and Delaware Project 6 L.L.C. ("Project 6"). On September 23, 2021 (the "Exercise Date"), pursuant to the terms of the 2021 Master Framework Agreement, Deutsche Telekom exercised its right to acquire 19,017,795 shares of Common Stock from Project 6 pursuant to the floating price call option dated June 22, 2020 (the "SB-DT Call Option" and the exercised portion thereof the "Exercised Floating Options") and its right to acquire 26,348,874 shares of Common Stock from Project 6 pursuant to the fixed price call option dated October 6, 2020 (the "Replacement SB-Newco Call Option" and the exercised portion thereof the "Exercised Fixed Options").
2. Pursuant to the terms of the Call Option Support Agreement, dated June 22, 2020, Deutsche Telekom elected to settle the exercise price with respect to the Exercised Floating Options and the Exercised Fixed Options in the form of an aggregate of 225,000,000 no par value registered shares of Deutsche Telekom (the "New DT Shares").
3. Per the terms of the Replacement SB-Newco Call Option, the per share exercise price of the Exercised Fixed Options is $101.455. In accordance with the terms of the Call Option Support Agreement, the aggregate exercise price for the Exercised Fixed Options was settled in the form of 133,672,515 New DT Shares.
4. Per the terms of the 2021 Master Framework Agreement and in accordance with the terms of the Call Option Support Agreement, the per share exercise price of the Exercised Floating Options was set on the Exercise Date at 4.80 New DT Shares and the aggregate exercise price for the Exercised Floating Options was settled in the form of 91,327,485 New DT Shares.
5. This sum does not include the 20,000,000 shares of Common Stock subject to the forward purchase contract Deutsche Telekom entered into with an unaffiliated counterparty on May 21, 2021 (the "Forward Contract").
6. This sum includes the 20,000,000 shares of Common Stock subject to the Forward Contract.
Remarks:
Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder ("Section 16"), each Reporting Person may be deemed to be a director-by-deputization by virtue of the fact that each of Timotheus Hottges, Chief Executive Officer of DT, Dr. Christian P. Illek, Board Member for Finance of DT, Raphael Kubler, Senior Vice President of the Corporate Operating Office of DT and Managing Director of Deutsche Telekom Holding B.V., Thorsten Langheim, Board Member for USA and Group Development of DT, Dominique Leroy, Board Member for Europe of DT, Omar Tazi, Senior Vice President Group Innovation, Design and Customer Experience of DT, and Michael Wilkens, Senior Vice President Group Controlling of DT, serve on the board of directors of the Issuer. Each of T-Mobile Global Zwischenholding GmbH, T-Mobile Global Holding GmbH and Deutsche Telekom Holding B.V. are wholly-owned subsidiaries of DT. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Deutsche Telekom disclaims beneficial ownership in any Common Stock held by SoftBank Group Corp., SoftBank Group Capital Ltd, Delaware Project 6 L.L.C., Raul Marcelo Claure and Claure Mobile L.L.C. if such Common Stock is not subject to the Proxy Agreement or the Claure Proxy. Capitalized terms used in this Form 4 and not otherwise defined shall have the respective meanings assigned to such terms in the 2021 Master Framework Agreement.
/s/ Dr. Axel Lutzner, Vice President DT Legal, for Deutsche Telekom AG 09/27/2021
** Signature of Reporting Person Date
/s/ Roman Zitz, Head of Legal Services International Subsidiaries, for Deutsche Telekom AG 09/27/2021
** Signature of Reporting Person Date
/s/ Franco Musone Cripsino, Managing Director, for T-Mobile Global Holding GmbH 09/27/2021
** Signature of Reporting Person Date
/s/ Dr. Uli Kuhbacher, Managing Director, for T-Mobile Global Holding GmbH 09/27/2021
** Signature of Reporting Person Date
/s/ Dr. Christian Dorenkamp, Managing Director, for T-Mobile Global Zwischenholding GmbH 09/27/2021
** Signature of Reporting Person Date
/s/ Roman Zitz, Managing Director, for T-Mobile Global Zwischenholding GmbH 09/27/2021
** Signature of Reporting Person Date
/s/ Frans Roose, Managing Director, for Deutsche Telekom Holding B.V. 09/27/2021
** Signature of Reporting Person Date
/s/ Ton Zijlstra, Managing Director, for Deutsche Telekom Holding B.V. 09/27/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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