Form 4 Syneos Health, Inc. For: May 12 Filed by: ABBRECHT TODD M

May 14, 2021 9:56 PM EDT

Get instant alerts when news breaks on your stocks. Claim your 1-week free trial to StreetInsider Premium here.
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
THOMAS H. LEE ADVISORS, LLC

(Last) (First) (Middle)
C/O THOMAS H. LEE PARTNERS, L.P.
100 FEDERAL STREET, 35TH FLOOR

(Street)
BOSTON MA 02110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Syneos Health, Inc. [ SYNH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock               5,601,430 (4) I See footnote (1) (2) (3)
Class A Common Stock               916 (5) D  
Class A Common Stock               352 (6) D  
Class A Common Stock 05/12/2021   A   2,364 (7) A (7) (8) 13,392 D  
Class A Common Stock 05/12/2021   A   2,364 (7) A (7) (9) 13,392 D  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. See Exhibit 99.1 for text of footnote (1).
2. See Exhibit 99.1 for text of footnote (2).
3. See Exhibit 99.1 for text of footnote (3).
4. See Exhibit 99.1 for text of footnote (4).
5. See Exhibit 99.1 for text of footnote (5).
6. See Exhibit 99.1 for text of footnote (6).
7. See Exhibit 99.1 for text of footnote (7).
8. See Exhibit 99.1 for text of footnote (8).
9. See Exhibit 99.1 for text of footnote (9).
Remarks:
Exhibit 99.1 (Form 4 Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 4 is the second of two Forms 4 being filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Thomas H. Lee Advisors, LLC.
** See Exhibit 99.2 for Signatures 05/14/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Exhibit 99.1

Name and Address of Reporting Person:
Thomas H. Lee Advisors, LLC

c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor

Boston, MA 02210
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported (Month/Day/Year):
May 12, 2021

Footnotes to Form 4

(1) The shares of the Issuer reported are beneficially owned by: THL Holdco, LLC (“THL Holdco”); Thomas H. Lee Partners, L.P. (“THL”); Thomas H. Lee Advisors, LLC (“THL Advisors”); Thomas H. Lee Equity Fund VI (2019), L.P. (“Fund VI 2019”); THL Fund VI (2019) Coinvestment Partners, L.P. (“Fund VI 2019 Coinvest”); Thomas H. Lee Equity Fund VII, L.P. (“Equity Fund VII”); Thomas H. Lee Parallel Fund VII, L.P.  (“Parallel Fund VII”); Thomas H. Lee Parallel (Cayman) Fund VII, L.P. (“Parallel (Cayman) Fund VII”); THL Executive Fund VII (“Executive Fund VII”); THL Equity Fund VII Investors (inVentiv), L.P. (“Equity Fund VII (inVentiv)”); THL Fund VII Coinvestment Partners, L.P. (“Fund VII Coinvest”); THL Coinvestment Partners, L.P. (“Coinvest Partners”); THL Managers VI, LLC (“THL Managers VI”); THL Managers VII, LLC (“THL Managers VII”) (collectively with their affiliates, the “THL Funds”); Todd M. Abbrecht; and Joshua M. Nelson.

(2) THL Holdco is the managing member of THL Advisors, which in turn is the general partner of THL, which in turn is the sole member of THL Equity Advisors VI (2019), LLC (“Equity Advisors VI (2019)”), the sole member of THL Equity Advisors VII (“Equity Advisors VII”), the general partner of Fund VI 2019 Coinvest, and the general partner of Fund VII Coinvest. Equity Advisors VI (2019) is the general partner of Fund VI 2019. Equity Advisors VII is the general partner of Equity Fund VII, Parallel Fund VII, Parallel (Cayman) Fund VII, Executive Fund VII, and Equity Fund VII (inVentiv).

(3) Each of the Reporting Persons disclaims beneficial ownership of all shares of the Issuer for the purposes of Section 16 or for any other purpose, except to the extent of such Reporting Person’s pecuniary interest therein.

(4) Represents shares directly held by the following entities: 1,558,352 shares by Fund VI 2019, 44,180 shares by Fund VI 2019 Coinvest, 416,114 shares by Equity Fund VII, 328,331 shares by Parallel Fund VII, 440,066 shares by Parallel (Cayman) Fund VII, L.P., 36,474 shares by Executive Fund VII, 63,457 shares by Fund VII Coinvest and 2,714,456 shares by Equity Fund VII (inVentiv).

(5) Represents shares directly held by THL Managers VI following.

(6) Represents shares directly held by THL Managers VII following.

(7) Represents an award of restricted stock units to be settled in shares which vests in full one year from the grant date, or, if earlier, the date of the next subsequent annual meeting following the grant date but only to the extent the director is not re-elected as a non-employee director at such annual meeting, in each case, subject to continued service on the Issuer’s Board of Directors.

(8) Todd M. Abbrecht is a Managing Partner of THL.  Pursuant to the operative agreements among certain of the THL Funds, any securities issued to persons serving as directors of portfolio companies of the THL Funds, such as the Issuer, are to be held for the benefit of the THL Funds.

(9)  Joshua M. Nelson is a Managing Director of THL.  Pursuant to the operative agreements among certain of the THL Funds, any securities issued to persons serving as directors of portfolio companies of the THL Funds, such as the Issuer, are to be held for the benefit of the THL Funds.




Exhibit 99.2

Joint Filer Information


Name of Joint Filer:
Thomas H. Lee Advisors, LLC
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE ADVISORS, LLC
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Thomas H. Lee Equity Fund VI (2019), L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE EQUITY FUND VI (2019), L.P.
By: THL Equity Advisors VI (2019), LLC, its General Partner
By: Thomas H. Lee Partners, L.P., its Sole Member
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Thomas H. Lee Partners, L.P.
   
Address of Joint Filer:
100 Federal Street, 35th Floor
 
Boston, MA 02110
   
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARTNERS, L.P.
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
THL Equity Fund VI (2019) Coinvestment Partners, L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THL EQUITY FUND VI (2019) COINVESTMENT PARTNERS, L.P.
By: Thomas H. Lee Partners, L.P., its General Partner
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information


Name of Joint Filer:
Thomas H. Lee Equity Fund VII, L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE EQUITY FUND VII, L.P.
By: THL Equity Advisors VII, LLC, its General Partner
By: Thomas H. Lee Partners, L.P., its Sole Member
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Thomas H. Lee Parallel Fund VII, L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARALLEL FUND VII, L.P.
By: THL Equity Advisors VII, LLC, its General Partner
By: Thomas H. Lee Partners, L.P., its Sole Member
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member


By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Thomas H. Lee Parallel (Cayman) Fund VII, L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARALLEL (CAYMAN) FUND VII, L.P.
By: THL Equity Advisors VII, LLC, its General Partner
By: Thomas H. Lee Partners, L.P., its Sole Member
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
THL Managers VI, LLC
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THL MANAGERS VI, LLC

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
THL Managers VII, LLC
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THL MANAGERS VII, LLC

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
THL Holdco, LLC
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THL Holdco, LLC

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
THL Fund VII Coinvestment Partners, L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of the Earliest Transaction
 
Required to be Reported (Month/Day/Year):
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THL FUND VII COINVESTMENT PARTNERS, L.P.
By: Thomas H. Lee Partners, L.P., its General Partner
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
THL Executive Fund VII, L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THL EXECUTIVE FUND VII, L.P.
By: THL Equity Advisors VII, LLC, its General Partner
By: Thomas H. Lee Partners, L.P., its Sole Member
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
THL Equity Fund VII Investors (inVentiv), L.P.
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE EQUITY FUND VII INVESTORS (INVENTIV), L.P.
By: THL Equity Advisors VII, LLC, its General Partner
By: Thomas H. Lee Partners, L.P., its Sole Member
By: Thomas H. Lee Advisors, LLC, its General Partner
By: THL Holdco, LLC, its Managing Member

By:
/s/ Michael McDonnell
 
Name:
Michael McDonnell
 
Title:
Chief Financial Officer, Management Company

May 14, 2021

 

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Todd M. Abbrecht
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

By:
/s/ Todd M. Abbrecht
 
Name:
Todd M. Abbrecht
 

May 14, 2020


Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Joshua M. Nelson
   
Address of Joint Filer:
c/o Thomas H. Lee Partners, L.P.

100 Federal Street, 35th Floor
 
Boston, MA 02110
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Syneos Health, Inc. [SYNH]
   
Date of Earliest Transaction Required to
 
be Reported:
May 12, 2021
   
Designated Filer:
Thomas H. Lee Advisors, LLC

Signature:

By:
/s/ Joshua M. Nelson
 
Name:
Joshua M. Nelson
 

May 14, 2020





Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings